Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Shockwave Medical, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 413
- −43 vs. Q2 2023
- Shares held
- 34.4M
- +1.71M (+5.2%) vs. Q2 2023
- Total value
- $6.85B
- −$2.47B (−26.5%) vs. Q2 2023
- New holders
- 57
- 153 more added
- Sold out
- 100
- 155 more reduced
4 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HMS Capital Management, LLC | 1,216 | $242.1K | 0.16% | −43−3.4% | Reduced |
| IFP Advisors, Inc | 1,220 | $242.9K | 0.01% | −536−30.5% | Reduced |
| Parallel Advisors, LLC | 1,221 | $243.1K | 0.01% | +295+31.9% | Added |
| Benjamin F. Edwards & Company, Inc. | 1,232 | $245.0K | 0.01% | 00.0% | Unchanged |
| Los Angeles Capital Management LLC | 1,235 | $245.9K | 0.00% | −24,044−95.1% | Reduced |
| MML Investors Services, LLC | 1,244 | $248.0K | 0.00% | +285+29.7% | Added |
| Lincoln National Corp | 1,274 | $253.7K | 0.01% | +103+8.8% | Added |
| Wealth Enhancement Advisory Services, LLC | 1,276 | $254.1K | 0.00% | +1,276 | New |
| Mayport, LLC | 1,337 | $266.2K | 0.15% | +212+18.8% | Added |
| Kestra Advisory Services, LLC | 1,368 | $272.4K | 0.00% | −1,222−47.2% | Reduced |
| EFG Asset Management (Americas) Corp. | 1,444 | $287.5K | 0.07% | +61+4.4% | Added |
| Zacks Investment Management | 1,485 | $295.6K | 0.00% | −7,682−83.8% | Reduced |
| Fifth Third Bancorp | 1,493 | $297.3K | 0.00% | +39+2.7% | Added |
| China Universal Asset Management Co., Ltd. | 1,551 | $308.8K | 0.09% | −3,449−69.0% | Reduced |
| Winton Group Ltd | 1,570 | $312.6K | 0.03% | +1,570 | New |
| The PNC Financial Services Group, Inc. | 1,593 | $317.2K | 0.00% | −126−7.3% | Reduced |
| Dakota Wealth Management | 1,602 | $319.0K | 0.01% | −1,308−44.9% | Reduced |
| Cantor Fitzgerald, L. P. | 1,642 | $326.9K | 0.01% | 00.0% | Unchanged |
| Peregrine Asset Advisers, Inc. | 1,647 | $327.9K | 0.17% | +599+57.2% | Added |
| Bridgefront Capital, LLC | 1,662 | $330.9K | 0.23% | −345−17.2% | Reduced |
| Shelton Capital Management | 1,697 | $337.9K | 0.01% | −84−4.7% | Reduced |
| Shell Asset Management Co | 1,710 | $340.0K | 0.01% | −26−1.5% | Reduced |
| Integrated Wealth Concepts LLC | 1,715 | $341.5K | 0.01% | −596−25.8% | Reduced |
| Beacon Pointe Advisors, LLC | 1,727 | $343.8K | 0.00% | +1,727 | New |
| Kovack Advisors, Inc. | 1,738 | $346.0K | 0.05% | −651−27.2% | Reduced |
| Teza Capital Management LLC | 1,796 | $357.6K | 0.06% | +384+27.2% | Added |
| Keebeck Alpha, LP | 1,820 | $362.4K | 0.35% | 00.0% | Unchanged |
| Probity Advisors, Inc. | 1,827 | $363.8K | 0.08% | +27+1.5% | Added |
| Linden Thomas Advisory Services, LLC | 1,839 | $366.1K | 0.08% | +1,839 | New |
| Cresset Asset Management, LLC | 1,881 | $374.5K | 0.00% | +124+7.1% | Added |
| Utah Retirement Systems | 1,958 | $389.8K | 0.01% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 1,975 | $393.2K | 0.01% | −175−8.1% | Reduced |
| Sheets Smith Wealth Management | 2,000 | $398.2K | 0.06% | 00.0% | Unchanged |
| ProShare Advisors LLC | 2,029 | $404.0K | 0.00% | −160−7.3% | Reduced |
| Baker Avenue Asset Management, LP | 2,065 | $411.1K | 0.02% | +235+12.8% | Added |
| Bollard Group LLC | 2,075 | $413.0K | 0.02% | +375+22.1% | Added |
| Harbour Investments, Inc. | 2,092 | $416.5K | 0.02% | +1,059+102.5% | Added |
| Mercer Global Advisors Inc | 2,116 | $421.0K | 0.00% | +1,110+110.3% | Added |
| EP Wealth Advisors, LLC | 2,122 | $422.5K | 0.01% | +2,122 | New |
| Balboa Wealth Partners | 2,127 | $423.5K | 0.16% | −691−24.5% | Reduced |
| Sittner & Nelson, LLC | 2,140 | $426.1K | 0.25% | 00.0% | Unchanged |
| Wealth Management Associates, Inc. | 2,185 | $435.0K | 0.25% | +70+3.3% | Added |
| Nisa Investment Advisors, LLC | 2,235 | $445.0K | 0.00% | −3−0.1% | Reduced |
| Prudential Financial Inc | 2,243 | $446.6K | 0.00% | −28,788−92.8% | Reduced |
| O'Shaughnessy Asset Management, LLC | 2,292 | $456.3K | 0.01% | −267−10.4% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 2,300 | $458.0K | 0.00% | −500−17.9% | Reduced |
| Toroso Investments, LLC | 2,331 | $464.1K | 0.01% | +118+5.3% | Added |
| PEAK6 Investments LLC | 2,414 | $480.6K | 0.02% | +2,414 | New |
| First Republic Investment Management, Inc. | 2,443 | $486.4K | 0.00% | +2,443 | New |
| Concentric Capital Strategies, LP | 2,476 | $493.0K | 0.06% | +2,476 | New |
| Creative Planning | 2,506 | $498.9K | 0.00% | −473−15.9% | Reduced |
| CenterBook Partners LP | 2,509 | $499.5K | 0.06% | +149+6.3% | Added |
| Truist Financial Corp | 2,516 | $500.9K | 0.00% | −30−1.2% | Reduced |
| HighTower Advisors, LLC | 2,500 | $501.0K | 0.00% | +498+24.9% | Added |
| Wisconsin Capital Management LLC | 2,519 | $501.5K | 0.33% | +1,509+149.4% | Added |
| Snowden Capital Advisors LLC | 2,532 | $504.1K | 0.02% | −515−16.9% | Reduced |
| New England Research & Management, Inc. | 2,600 | $518.0K | 0.30% | +2,600 | New |
| Vestcor Inc | 2,629 | $523.0K | 0.02% | +2,629 | New |
| Gsa Capital Partners LLP | 2,645 | $527.0K | 0.05% | +460+21.1% | Added |
| Spire Wealth Management | 2,655 | $528.6K | 0.02% | +100+3.9% | Added |
| CI Private Wealth, LLC | 2,657 | $529.0K | 0.00% | +245+10.2% | Added |
| Virtus Investment Advisers, Inc. | 2,752 | $547.9K | 0.37% | 00.0% | Unchanged |
| Independent Advisor Alliance | 2,839 | $565.3K | 0.03% | −240−7.8% | Reduced |
| Oppenheimer Asset Management Inc. | 2,841 | $565.6K | 0.01% | −623−18.0% | Reduced |
| Maryland State Retirement & Pension System | 2,866 | $570.6K | 0.01% | 00.0% | Unchanged |
| Beacon Investment Advisory Services, Inc. | 2,893 | $576.0K | 0.03% | +791+37.6% | Added |
| Fermata Advisors, LLC | 3,050 | $607.3K | 0.17% | +3,050 | New |
| Pacer Advisors, Inc. | 3,071 | $611.4K | 0.00% | −4,650−60.2% | Reduced |
| Virtu Financial LLC | 3,088 | $615.0K | 0.06% | −3,641−54.1% | Reduced |
| Securian Asset Management, Inc | 3,112 | $619.6K | 0.02% | −151−4.6% | Reduced |
| Two Sigma Securities, LLC | 3,140 | $625.2K | 0.03% | +1,668+113.3% | Added |
| Values First Advisors, Inc. | 3,141 | $625.3K | 0.40% | +3,141 | New |
| Cim, LLC | 3,415 | $679.9K | 0.13% | +132+4.0% | Added |
| Summit Global Investments | 3,427 | $682.0K | 0.05% | +3,427 | New |
| Mariner, LLC | 3,434 | $683.6K | 0.00% | −478−12.2% | Reduced |
| Vontobel Holding Ltd. | 3,488 | $694.5K | 0.01% | +1,390+66.3% | Added |
| Occudo Quantitative Strategies LP | 3,518 | $700.4K | 0.09% | +3,518 | New |
| Van Eck Associates Corp | 3,667 | $730.0K | 0.00% | −1,086−22.8% | Reduced |
| Citigroup Inc | 3,758 | $748.2K | 0.00% | −14,980−79.9% | Reduced |
| Prospera Financial Services Inc | 3,805 | $757.5K | 0.03% | +308+8.8% | Added |
| Pearl River Capital, LLC | 3,948 | $786.0K | 0.12% | −1,321−25.1% | Reduced |
| Oak Thistle LLC | 3,962 | $788.8K | 0.23% | +3,962 | New |
| Bank Julius Baer & Co. Ltd, Zurich | 3,977 | $792.0K | 0.00% | +262+7.1% | Added |
| Wolverine Trading, LLC | 3,980 | $792.4K | 0.01% | +2,047+105.9% | Added |
| Prelude Capital Management, LLC | 4,022 | $800.8K | 0.07% | +2,032+102.1% | Added |
| Federated Hermes, Inc. | 4,115 | $819.3K | 0.00% | −35,100−89.5% | Reduced |
| Pictet Asset Management Holding SA | 4,123 | $820.9K | 0.00% | +4,123 | New |
| Public Employees Retirement Association of Colorado | 4,184 | $833.0K | 0.00% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 4,368 | $869.0K | 0.01% | −175−3.9% | Reduced |
| AtonRa Partners | 4,374 | $870.9K | 1.83% | −128−2.8% | Reduced |
| New York Life Investment Management LLC | 4,390 | $874.0K | 0.01% | +2,205+100.9% | Added |
| Verity Asset Management, Inc. | 4,435 | $883.0K | 0.65% | +214+5.1% | Added |
| Sawtooth Solutions, LLC | 4,456 | $887.2K | 0.03% | −125−2.7% | Reduced |
| Bleakley Financial Group, LLC | 4,456 | $887.2K | 0.03% | −125−2.7% | Reduced |
| Cubist Systematic Strategies, LLC | 4,470 | $890.0K | 0.01% | −19,502−81.4% | Reduced |
| Robbins Farley LLC | 4,497 | $895.4K | 0.63% | +306+7.3% | Added |
| D. E. Shaw & Co., Inc. | 4,500 | $896.0K | 0.00% | −106,245−95.9% | Reduced |
| State of Tennessee, Treasury Department | 4,595 | $914.9K | 0.00% | −14,172−75.5% | Reduced |
| Wealth Management Partners, LLC | 4,669 | $929.6K | 0.58% | +756+19.3% | Added |
| QRG Capital Management, Inc. | 4,730 | $941.7K | 0.02% | +4,730 | New |