Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Shockwave Medical, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 460
- +80 vs. Q1 2023
- Shares held
- 32.7M
- −1.25M (−3.7%) vs. Q1 2023
- Total value
- $9.33B
- +$2.02B (+27.6%) vs. Q1 2023
- New holders
- 122
- 114 more added
- Sold out
- 42
- 175 more reduced
2 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Creative Planning | 2,979 | $850.1K | 0.00% | +991+49.8% | Added |
| Snowden Capital Advisors LLC | 3,047 | $869.6K | 0.03% | +12+0.4% | Added |
| Independent Advisor Alliance | 3,079 | $878.8K | 0.04% | −533−14.8% | Reduced |
| Vident Investment Advisory, LLC | 3,087 | $881.1K | 0.03% | +3,087 | New |
| Dynamic Technology Lab Private Ltd | 3,215 | $918.0K | 0.12% | +3,215 | New |
| Jackson Creek Investment Advisors LLC | 3,229 | $922.0K | 0.37% | −1,649−33.8% | Reduced |
| Securian Asset Management, Inc | 3,263 | $931.3K | 0.02% | −100−3.0% | Reduced |
| Cim, LLC | 3,283 | $937.0K | 0.18% | +3,283 | New |
| L & S Advisors Inc | 3,397 | $969.7K | 0.13% | +3,397 | New |
| Legato Capital Management LLC | 3,420 | $976.1K | 0.13% | +1,765+106.6% | Added |
| Brookfield Asset Management Inc. | 3,460 | $987.5K | 0.00% | −7,591−68.7% | Reduced |
| Oppenheimer Asset Management Inc. | 3,464 | $988.7K | 0.01% | −175−4.8% | Reduced |
| Advisors Asset Management, Inc. | 3,491 | $996.4K | 0.02% | +3,491 | New |
| Prospera Financial Services Inc | 3,497 | $998.0K | 0.04% | −1,228−26.0% | Reduced |
| Legal Advantage Investments, Inc. | 3,620 | $1.03M | 0.69% | +3,620 | New |
| Gotham Asset Management, LLC | 3,705 | $1.06M | 0.02% | −7,855−67.9% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 3,715 | $1.06M | 0.01% | −66−1.7% | Reduced |
| Mariner, LLC | 3,912 | $1.12M | 0.00% | +113+3.0% | Added |
| Wealth Management Partners, LLC | 3,913 | $1.12M | 0.70% | −1,649−29.6% | Reduced |
| Calamos Advisors LLC | 3,987 | $1.14M | 0.01% | +3,987 | New |
| LMR Partners LLP | 4,095 | $1.17M | 0.03% | +4,095 | New |
| Knights of Columbus Asset Advisors LLC | 4,097 | $1.17M | 0.11% | −5,815−58.7% | Reduced |
| Pictet Asset Management SA | 4,123 | $1.18M | 0.00% | −415−9.1% | Reduced |
| Public Employees Retirement Association of Colorado | 4,184 | $1.19M | 0.01% | 00.0% | Unchanged |
| Robbins Farley LLC | 4,191 | $1.20M | 0.87% | +1,584+60.8% | Added |
| Verity Asset Management, Inc. | 4,221 | $1.20M | 0.89% | −590−12.3% | Reduced |
| Brown Brothers Harriman & Co | 4,300 | $1.23M | 0.01% | 00.0% | Unchanged |
| Echo Street Capital Management LLC | 4,358 | $1.24M | 0.01% | +4,358 | New |
| AtonRa Partners | 4,502 | $1.28M | 1.99% | −2,104−31.8% | Reduced |
| Beck Bode, LLC | 4,514 | $1.29M | 0.31% | −199−4.2% | Reduced |
| State of Alaska, Department of Revenue | 4,543 | $1.30M | 0.02% | −440−8.8% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 4,550 | $1.30M | 0.14% | +4,550 | New |
| EAM Investors, LLC | 4,563 | $1.30M | 0.24% | +4,563 | New |
| Sawtooth Solutions, LLC | 4,581 | $1.31M | 0.04% | −2,295−33.4% | Reduced |
| Bleakley Financial Group, LLC | 4,581 | $1.31M | 0.04% | −2,295−33.4% | Reduced |
| Van Eck Associates Corp | 4,753 | $1.36M | 0.00% | −5,069−51.6% | Reduced |
| Aigen Investment Management, LP | 4,758 | $1.36M | 0.20% | +4,758 | New |
| JustInvest LLC | 4,859 | $1.39M | 0.04% | +283+6.2% | Added |
| Illinois Municipal Retirement Fund | 4,858 | $1.39M | 0.03% | 00.0% | Unchanged |
| China Universal Asset Management Co., Ltd. | 5,000 | $1.43M | 0.44% | +5,000 | New |
| Bank of Montreal | 4,955 | $1.47M | 0.00% | −22,971−82.3% | Reduced |
| Pearl River Capital, LLC | 5,269 | $1.50M | 0.24% | +100+1.9% | Added |
| Commonwealth Equity Services, LLC | 5,295 | $1.51M | 0.00% | +1,118+26.8% | Added |
| FORA Capital, LLC | 5,342 | $1.52M | 0.22% | +5,342 | New |
| Commerce Bank | 5,362 | $1.53M | 0.01% | −195−3.5% | Reduced |
| Ascent Wealth Partners, LLC | 5,555 | $1.54M | 0.27% | +271+5.1% | Added |
| Guggenheim Capital LLC | 5,597 | $1.60M | 0.01% | −757−11.9% | Reduced |
| Clark Capital Management Group, Inc. | 5,766 | $1.65M | 0.01% | +307+5.6% | Added |
| Crossmark Global Holdings, Inc. | 6,277 | $1.65M | 0.04% | −36−0.6% | Reduced |
| Advisory Research Inc | 5,840 | $1.67M | 0.21% | −1,765−23.2% | Reduced |
| Harel Insurance Investments & Financial Services Ltd. | 5,959 | $1.70M | 0.04% | +5,959 | New |
| PFS Investments Inc. | 6,060 | $1.73M | 0.03% | +6,060 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,199 | $1.77M | 0.01% | +485+8.5% | Added |
| Handelsbanken Fonder AB | 6,400 | $1.83M | 0.01% | −300−4.5% | Reduced |
| Financial Advocates Investment Management | 6,450 | $1.84M | 0.14% | −160−2.4% | Reduced |
| Mackenzie Financial Corp | 6,665 | $1.86M | 0.00% | +77+1.2% | Added |
| Virtu Financial LLC | 6,729 | $1.92M | 0.15% | +6,729 | New |
| Advisory Services Network, LLC | 6,729 | $1.92M | 0.05% | +5,814+635.4% | Added |
| Connectus Wealth, LLC | 7,001 | $2.00M | 0.05% | +7,001 | New |
| Penserra Capital Management LLC | 7,074 | $2.02M | 0.04% | +7,074 | New |
| National Asset Management, Inc. | 7,218 | $2.06M | 0.05% | +7,218 | New |
| New Mexico Educational Retirement Board | 7,400 | $2.11M | 0.09% | +900+13.8% | Added |
| Simplex Trading, LLC | 7,493 | $2.14M | 0.09% | +7,493 | New |
| Pacer Advisors, Inc. | 7,721 | $2.20M | 0.01% | +6,331+455.5% | Added |
| Brighton Jones LLC | 7,905 | $2.26M | 0.11% | −57−0.7% | Reduced |
| Engineers Gate Manager LP | 8,086 | $2.31M | 0.09% | +6,302+353.3% | Added |
| Northwestern Mutual Investment Management Company, LLC | 8,139 | $2.32M | 0.06% | +120+1.5% | Added |
| Xponance, Inc. | 8,244 | $2.35M | 0.03% | +2,501+43.5% | Added |
| Oak Ridge Investments LLC | 8,352 | $2.38M | 0.29% | −280−3.2% | Reduced |
| CIBC Private Wealth Group, LLC | 8,486 | $2.42M | 0.01% | −1,897−18.3% | Reduced |
| Bank of Nova Scotia | 8,974 | $2.56M | 0.01% | +8,974 | New |
| Candriam Luxembourg S.C.A. | 9,000 | $2.57M | 0.02% | −7,441−45.3% | Reduced |
| State of Michigan Retirement System | 9,000 | $2.57M | 0.02% | −100−1.1% | Reduced |
| Oberweis Asset Management Inc | 9,050 | $2.58M | 0.31% | +2,200+32.1% | Added |
| Ameritas Investment Partners, Inc. | 9,146 | $2.61M | 0.10% | −2,861−23.8% | Reduced |
| Zacks Investment Management | 9,167 | $2.62M | 0.03% | −456−4.7% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 9,228 | $2.63M | 0.06% | −4,361−32.1% | Reduced |
| Renaissance Group LLC | 9,247 | $2.64M | 0.11% | +493+5.6% | Added |
| Hussman Strategic Advisors, Inc. | 9,360 | $2.67M | 0.49% | +3,160+51.0% | Added |
| Brinker Capital Investments, LLC | 9,409 | $2.69M | 0.03% | −1,510−13.8% | Reduced |
| Orion Portfolio Solutions, LLC | 9,409 | $2.69M | 0.03% | −1,510−13.8% | Reduced |
| BNP Paribas Arbitrage, SA | 10,036 | $2.86M | 0.01% | −15,599−60.9% | Reduced |
| Parkman Healthcare Partners LLC | 10,076 | $2.88M | 0.50% | −36,779−78.5% | Reduced |
| Arizona State Retirement System | 10,251 | $2.93M | 0.02% | −221−2.1% | Reduced |
| InterOcean Capital Group, LLC | 10,300 | $2.94M | 0.09% | +10,300 | New |
| Catalyst Capital Advisors LLC | 10,400 | $2.97M | 0.09% | +10,400 | New |
| Oregon Public Employees Retirement Fund | 10,647 | $3.04M | 0.04% | +100+0.9% | Added |
| Louisiana State Employees Retirement System | 10,700 | $3.05M | 0.07% | +1,100+11.5% | Added |
| Virginia Retirement Systems Et Al | 11,100 | $3.17M | 0.03% | +1,000+9.9% | Added |
| Edgestream Partners, L.P. | 11,304 | $3.23M | 0.29% | +11,304 | New |
| Ensign Peak Advisors, Inc | 11,485 | $3.28M | 0.01% | +505+4.6% | Added |
| SlateStone Wealth, LLC | 11,891 | $3.39M | 0.64% | +39+0.3% | Added |
| AXA S.A. | 12,200 | $3.48M | 0.01% | −14,600−54.5% | Reduced |
| Scholtz & Company, LLC | 12,304 | $3.51M | 2.20% | +12,304 | New |
| B. Metzler seel. Sohn & Co. AG | 12,476 | $3.56M | 0.05% | +4,793+62.4% | Added |
| Arrowstreet Capital, Limited Partnership | 12,647 | $3.61M | 0.00% | +12,647 | New |
| Gradient Investments LLC | 13,333 | $3.81M | 0.10% | −2,602−16.3% | Reduced |
| Castleark Management LLC | 13,680 | $3.90M | 0.18% | +13,680 | New |
| ClariVest Asset Management LLC | 13,952 | $3.98M | 0.20% | −3,219−18.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 13,965 | $3.99M | 0.01% | +2,758+24.6% | Added |