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Livermore
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Shockwave Medical, Inc.

SWAVDelisted May 31, 2024
Industry
Surgical & Medical Instruments & Apparatus
SEC CIK
0001642545

Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.

13F holders, Q2 2023

Institutional positions in Shockwave Medical, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
460
+80 vs. Q1 2023
Shares held
32.7M
−1.25M (−3.7%) vs. Q1 2023
Total value
$9.33B
+$2.02B (+27.6%) vs. Q1 2023
New holders
122
114 more added
Sold out
42
175 more reduced

2 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q1 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2023: 460 institutions
Q1 2021: 217 institutionsQ2 2021: 240 institutionsQ3 2021: 267 institutionsQ4 2021: 294 institutionsQ1 2022: 308 institutionsQ2 2022: 337 institutionsQ3 2022: 411 institutionsQ4 2022: 415 institutionsQ1 2023: 382 institutionsQ2 2023: 460 institutionsQ3 2023: 413 institutionsQ4 2023: 427 institutionsQ1 2024: 486 institutionsQ2 2024: 7 institutionsQ3 2024: 2 institutionsQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ2 2023: $9.33B
Q1 2021: $4.24BQ2 2021: $6.11BQ3 2021: $6.64BQ4 2021: $5.65BQ1 2022: $6.67BQ2 2022: $6.63BQ3 2022: $9.23BQ4 2022: $6.66BQ1 2023: $7.31BQ2 2023: $9.33BQ3 2023: $6.85BQ4 2023: $6.76BQ1 2024: $12.0BQ2 2024: $1.93MQ3 2024: $276.1KQ4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding SWAV and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20242$276.1K
Q2 20247$1.93M
Q1 2024486$12.0B
Q4 2023427$6.76B
Q3 2023413$6.85B
Q2 2023460$9.33B
Q1 2023382$7.31B
Q4 2022415$6.66B
Q3 2022411$9.23B
Q2 2022337$6.63B
Q1 2022308$6.67B
Q4 2021294$5.65B
Q3 2021267$6.64B
Q2 2021240$6.11B
Q1 2021217$4.24B

Institutions, Q2 2023

Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q1 2023.

Institutions holding SWAV in Q2 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Machina Capital S.A.S.939$268.0K0.15%+939New
MML Investors Services, LLC959$274.0K0.00%−177−15.6%Reduced
Total Clarity Wealth Management, Inc.983$280.6K0.14%+983New
RFG Advisory, LLC986$281.4K0.01%+986New
Fulton Bank, N.A.991$282.8K0.01%−17−1.7%Reduced
Mount Lucas Management LP992$283.1K0.10%+992New
CIBC Asset Management Inc996$284.3K0.00%00.0%Unchanged
Albion Financial Group1,000$285.4K0.02%00.0%Unchanged
Arlington Financial Advisors, LLC1,001$285.7K0.10%00.0%Unchanged
Mercer Global Advisors Inc1,006$287.0K0.00%+1,006New
Wisconsin Capital Management LLC1,010$288.3K0.19%+1,010New
Henshaw Capital LLC1,015$289.7K0.02%−901−47.0%Reduced
Change Path, LLC1,031$294.0K0.01%+1,031New
Harbour Investments, Inc.1,033$294.8K0.01%−267−20.5%Reduced
Telemus Capital, LLC1,047$298.8K0.03%00.0%Unchanged
Peregrine Asset Advisers, Inc.1,048$299.1K0.23%+1,048New
SG Americas Securities, LLC1,116$319.0K0.00%−1,783−61.5%Reduced
Frontier Capital Management Co LLC1,119$319.4K0.00%−558−33.3%Reduced
Old Mission Capital LLC1,124$320.8K0.01%+1,124New
Mayport, LLC1,125$321.1K0.18%00.0%Unchanged
Wedbush Securities Inc1,133$323.0K0.02%+116+11.4%Added
First Foundation Advisors1,134$323.7K0.01%+30+2.7%Added
Pitcairn Co1,141$325.7K0.03%−1,146−50.1%Reduced
AE Wealth Management LLC1,146$327.1K0.00%+1,146New
Profund Advisors LLC1,150$328.2K0.02%−782−40.5%Reduced
Lincoln National Corp1,171$334.2K0.01%−6−0.5%Reduced
Intrust Bank NA1,187$338.8K0.04%−381−24.3%Reduced
Benjamin F. Edwards & Company, Inc.1,232$352.0K0.01%−20−1.6%Reduced
HMS Capital Management, LLC1,259$359.3K0.22%−535−29.8%Reduced
SeaCrest Wealth Management, LLC1,325$378.2K0.05%−3−0.2%Reduced
EFG Asset Management (Americas) Corp.1,383$394.7K0.09%−130−8.6%Reduced
Efg Capital International Corp.1,383$394.7K0.09%+1,383New
Alpine Global Management, LLC1,386$395.6K0.11%+1,386New
Symmetry Investments LP1,400$399.6K0.12%+1,400New
Teza Capital Management LLC1,412$403.0K0.07%+1,412New
Fifth Third Bancorp1,454$415.0K0.00%−547−27.3%Reduced
Two Sigma Securities, LLC1,472$420.1K0.03%+114+8.4%Added
Caxton Associates LP1,492$425.8K0.06%+1,492New
Prudential PLC1,524$435.0K0.01%+1,524New
Van Hulzen Asset Management, LLC1,556$444.0K0.04%−1,035−39.9%Reduced
Level Four Advisory Services, LLC1,560$445.2K0.03%+1,560New
Cantor Fitzgerald, L. P.1,642$468.6K0.01%00.0%Unchanged
Cambridge Investment Research Advisors, Inc.1,669$476.0K0.00%−128−7.1%Reduced
Bollard Group LLC1,700$485.0K0.02%00.0%Unchanged
Qsemble Capital Management, LP1,700$485.2K0.34%+1,700New
The PNC Financial Services Group, Inc.1,719$490.6K0.00%−87−4.8%Reduced
Cerity Partners LLC1,732$494.3K0.00%+276+19.0%Added
Jump Financial, LLC1,733$494.6K0.02%−21,267−92.5%Reduced
Shell Asset Management Co1,736$495.0K0.02%+1,736New
Alps Advisors Inc1,741$496.9K0.00%+10+0.6%Added
Cresset Asset Management, LLC1,757$501.5K0.00%+1,757New
Conway Capital Management, Inc.1,760$502.3K0.35%+490+38.6%Added
Shelton Capital Management1,781$508.3K0.02%−34−1.9%Reduced
Probity Advisors, Inc.1,800$513.7K0.11%+1,800New
Keebeck Alpha, LP1,820$519.4K0.51%−152−7.7%Reduced
Baker Avenue Asset Management, LP1,830$522.3K0.03%−1,130−38.2%Reduced
Ci Investments Inc.1,833$523.0K0.00%−481−20.8%Reduced
Wolverine Trading, LLC1,933$551.9K0.01%−401−17.2%Reduced
Utah Retirement Systems1,958$558.8K0.01%+1,958New
Glenmede Trust Co NA2,602$564.2K0.00%00.0%Unchanged
Oppenheimer & Co Inc1,987$567.1K0.01%+1,987New
Prelude Capital Management, LLC1,990$568.0K0.05%−4,338−68.6%Reduced
Sheets Smith Wealth Management2,000$570.8K0.08%00.0%Unchanged
AXS Investments LLC2,000$570.8K0.15%+2,000New
Deuterium Capital Management, LLC2,000$570.8K0.80%+2,000New
Bridgefront Capital, LLC2,007$572.8K0.31%+2,007New
HighTower Advisors, LLC2,002$575.0K0.00%+1,021+104.1%Added
Headlands Technologies LLC2,026$578.2K0.19%+2,026New
Janney Montgomery Scott LLC2,027$579.0K0.00%+711+54.0%Added
Vontobel Holding Ltd.2,098$598.8K0.01%−6,226−74.8%Reduced
Beacon Investment Advisory Services, Inc.2,102$599.9K0.03%−157−6.9%Reduced
Wealth Management Associates, Inc.2,115$603.6K0.34%00.0%Unchanged
Sittner & Nelson, LLC2,140$610.8K0.34%00.0%Unchanged
Atria Wealth Solutions, Inc.2,150$613.6K0.01%−162−7.0%Reduced
Quantamental Technologies LLC2,164$617.6K0.26%+2,164New
New York Life Investment Management LLC2,185$623.6K0.01%+2,185New
Gsa Capital Partners LLP2,185$624.0K0.06%+2,185New
ProShare Advisors LLC2,189$624.8K0.00%−4,232−65.9%Reduced
Toroso Investments, LLC2,213$632.0K0.02%−611−21.6%Reduced
Nisa Investment Advisors, LLC2,238$638.7K0.00%+1,185+112.5%Added
Integrated Wealth Concepts LLC2,311$659.6K0.01%+2,311New
Tower Research Capital LLC (TRC)2,323$663.0K0.02%+667+40.3%Added
CenterBook Partners LP2,360$673.6K0.08%+598+33.9%Added
Kovack Advisors, Inc.2,389$681.8K0.09%+724+43.5%Added
CI Private Wealth, LLC2,412$688.4K0.00%+1,319+120.7%Added
Verition Fund Management LLC2,493$711.5K0.01%+2,493New
Diametric Capital, LP2,496$712.4K0.32%+2,496New
Mirabella Financial Services LLP2,501$713.8K0.08%+2,501New
Truist Financial Corp2,546$726.7K0.00%−1,069−29.6%Reduced
Spire Wealth Management2,555$729.3K0.03%−92−3.5%Reduced
O'Shaughnessy Asset Management, LLC2,559$730.4K0.01%−986−27.8%Reduced
Kestra Advisory Services, LLC2,590$739.2K0.01%+2,590New
Magnetar Financial LLC2,620$747.8K0.02%+2,620New
Virtus Investment Advisers, Inc.2,752$785.4K0.53%00.0%Unchanged
Skandinaviska Enskilda Banken AB (publ)2,800$799.0K0.01%−2,800−50.0%Reduced
Balboa Wealth Partners2,818$804.3K0.28%+340+13.7%Added
Jefferies Financial Group Inc.2,853$814.3K0.02%+2,853New
Maryland State Retirement & Pension System2,866$818.0K0.02%+2,866New
Capital Impact Advisors, LLC2,899$827.4K0.91%−1,933−40.0%Reduced
Dakota Wealth Management2,910$830.5K0.04%+1,429+96.5%Added