Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Shockwave Medical, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 382
- −26 vs. Q4 2022
- Shares held
- 33.9M
- +1.57M (+4.8%) vs. Q4 2022
- Total value
- $7.31B
- +$652.8M (+9.8%) vs. Q4 2022
- New holders
- 53
- 155 more added
- Sold out
- 79
- 126 more reduced
7 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oberweis Asset Management Inc | 6,850 | $1.49M | 0.23% | +1,700+33.0% | Added |
| Sawtooth Solutions, LLC | 6,876 | $1.49M | 0.04% | +6,876 | New |
| Bleakley Financial Group, LLC | 6,876 | $1.49M | 0.05% | +6,876 | New |
| Robeco Institutional Asset Management B.V. | 7,468 | $1.62M | 0.00% | 00.0% | Unchanged |
| Advisory Research Inc | 7,605 | $1.65M | 0.27% | +2,469+48.1% | Added |
| B. Metzler seel. Sohn & Co. AG | 7,683 | $1.67M | 0.03% | +2,705+54.3% | Added |
| Brighton Jones LLC | 7,962 | $1.73M | 0.10% | +7,962 | New |
| Northwestern Mutual Investment Management Company, LLC | 8,019 | $1.74M | 0.04% | +4,674+139.7% | Added |
| Dana Investment Advisors, Inc. | 8,196 | $1.78M | 0.09% | +1,547+23.3% | Added |
| Vontobel Holding Ltd. | 8,324 | $1.80M | 0.02% | +751+9.9% | Added |
| Oak Ridge Investments LLC | 8,632 | $1.87M | 0.25% | −549−6.0% | Reduced |
| Renaissance Group LLC | 8,754 | $1.90M | 0.09% | +696+8.6% | Added |
| Bayesian Capital Management, LP | 9,047 | $1.96M | 0.24% | +9,047 | New |
| State of Michigan Retirement System | 9,100 | $1.97M | 0.01% | −100−1.1% | Reduced |
| Louisiana State Employees Retirement System | 9,600 | $2.08M | 0.05% | −100−1.0% | Reduced |
| Zacks Investment Management | 9,623 | $2.09M | 0.03% | +2,307+31.5% | Added |
| Van Eck Associates Corp | 9,822 | $2.13M | 0.00% | +5,357+120.0% | Added |
| Knights of Columbus Asset Advisors LLC | 9,912 | $2.15M | 0.21% | +1,066+12.1% | Added |
| Virginia Retirement Systems Et Al | 10,100 | $2.19M | 0.02% | +2,900+40.3% | Added |
| State Board of Administration of Florida Retirement System | 10,135 | $2.20M | 0.01% | −750−6.9% | Reduced |
| CIBC Private Wealth Group, LLC | 10,383 | $2.25M | 0.01% | +10,383 | New |
| Arizona State Retirement System | 10,472 | $2.27M | 0.02% | +335+3.3% | Added |
| Oregon Public Employees Retirement Fund | 10,547 | $2.29M | 0.03% | −79−0.7% | Reduced |
| Brinker Capital Investments, LLC | 10,919 | $2.37M | 0.03% | +23+0.2% | Added |
| Orion Portfolio Solutions, LLC | 10,919 | $2.37M | 0.03% | +10,919 | New |
| Ensign Peak Advisors, Inc | 10,980 | $2.38M | 0.01% | +1,150+11.7% | Added |
| Brookfield Asset Management Inc. | 11,051 | $2.40M | 0.01% | +2,418+28.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 11,207 | $2.43M | 0.00% | +7,070+170.9% | Added |
| Gotham Asset Management, LLC | 11,560 | $2.51M | 0.06% | −162−1.4% | Reduced |
| SlateStone Wealth, LLC | 11,852 | $2.57M | 0.53% | +11,852 | New |
| Ameritas Investment Partners, Inc. | 12,007 | $2.60M | 0.10% | −136−1.1% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 13,000 | $2.82M | 0.02% | −22,000−62.9% | Reduced |
| PEAK6 Investments LLC | 13,096 | $2.84M | 0.18% | +2,567+24.4% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 13,589 | $2.95M | 0.08% | +2,610+23.8% | Added |
| Russell Investments Group, Ltd. | 14,092 | $3.06M | 0.01% | −29,234−67.5% | Reduced |
| Tiedemann Advisors, LLC | 14,166 | $3.07M | 0.14% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 14,529 | $3.15M | 0.01% | −639−4.2% | Reduced |
| Integrated Advisors Network LLC | 14,534 | $3.15M | 0.19% | +7,000+92.9% | Added |
| Candriam Luxembourg S.C.A. | 16,441 | $3.28M | 0.02% | +2,630+19.0% | Added |
| Natixis | 15,570 | $3.38M | 0.03% | −15,939−50.6% | Reduced |
| Williams Jones Wealth Management, LLC. | 15,760 | $3.42M | 0.05% | +11,750+293.0% | Added |
| Mirae Asset Global Investments Co., Ltd. | 15,762 | $3.42M | 0.01% | +196+1.3% | Added |
| Gradient Investments LLC | 15,935 | $3.46M | 0.09% | +1,805+12.8% | Added |
| American Century Companies Inc | 16,045 | $3.48M | 0.00% | +3,525+28.2% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 16,278 | $3.53M | 0.03% | +19+0.1% | Added |
| Teacher Retirement System of Texas | 16,762 | $3.63M | 0.02% | +1,623+10.7% | Added |
| Assetmark, Inc | 16,978 | $3.68M | 0.02% | +14,755+663.7% | Added |
| ClariVest Asset Management LLC | 17,171 | $3.72M | 0.17% | +60.0% | Added |
| Impax Asset Management Group plc | 17,500 | $3.79M | 0.02% | +17,500 | New |
| Advisor Group Holdings, Inc. | 17,844 | $3.87M | 0.01% | −18,107−50.4% | Reduced |
| Lazard Asset Management LLC | 18,644 | $4.04M | 0.01% | +15,168+436.4% | Added |
| Prossimo Advisors, LLC | 18,758 | $4.07M | 9.93% | 00.0% | Unchanged |
| Yousif Capital Management, LLC | 19,103 | $4.14M | 0.05% | −60−0.3% | Reduced |
| Axiom Investors LLC | 19,230 | $4.17M | 0.07% | −730−3.7% | Reduced |
| EFG Asset Management (North America) Corp. | 19,345 | $4.19M | 0.93% | +2,080+12.0% | Added |
| Matisse Capital | 19,363 | $4.20M | 2.71% | +9,292+92.3% | Added |
| Moody Aldrich Partners LLC | 20,047 | $4.35M | 0.88% | −738−3.6% | Reduced |
| State of Tennessee, Treasury Department | 21,057 | $4.57M | 0.02% | −8,943−29.8% | Reduced |
| State of New Jersey Common Pension Fund D | 21,610 | $4.69M | 0.02% | 00.0% | Unchanged |
| Capital Fund Management S.A. | 21,713 | $4.71M | 0.09% | +21,713 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 21,747 | $4.72M | 0.03% | −10,628−32.8% | Reduced |
| Envestnet Asset Management Inc | 271,196 | $4.83M | 0.00% | +246,286+988.7% | Added |
| Jump Financial, LLC | 23,000 | $4.99M | 0.20% | −1,141−4.7% | Reduced |
| Susquehanna International Group, LLP | 23,025 | $4.99M | 0.01% | −2,693−10.5% | Reduced |
| Great West Life Assurance Co | 23,591 | $5.11M | 0.01% | −6,204−20.8% | Reduced |
| Amalgamated Bank | 24,158 | $5.24M | 0.04% | −1,274−5.0% | Reduced |
| LPL Financial LLC | 24,251 | $5.26M | 0.00% | −1,166−4.6% | Reduced |
| Algert Global LLC | 24,558 | $5.32M | 0.25% | +4,656+23.4% | Added |
| BNP Paribas Arbitrage, SA | 25,635 | $5.56M | 0.01% | −782−3.0% | Reduced |
| Schroder Investment Management Group | 26,040 | $5.65M | 0.01% | +1,090+4.4% | Added |
| First Trust Advisors LP | 26,151 | $5.67M | 0.01% | −61,042−70.0% | Reduced |
| Schonfeld Strategic Advisors LLC | 26,621 | $5.77M | 0.06% | +11,155+72.1% | Added |
| Lord, Abbett & Co. LLC | 26,759 | $5.80M | 0.02% | −205,170−88.5% | Reduced |
| AXA S.A. | 26,800 | $5.81M | 0.02% | +11,200+71.8% | Added |
| Granite Investment Partners, LLC | 26,807 | $5.81M | 0.24% | +281+1.1% | Added |
| Bank of Montreal | 27,926 | $6.06M | 0.00% | +6,757+31.9% | Added |
| UBS Group AG | 29,433 | $6.38M | 0.00% | −15,912−35.1% | Reduced |
| Granahan Investment Management Inc | 29,481 | $6.39M | 0.19% | +4,488+18.0% | Added |
| Deutsche Bank AG | 31,622 | $6.86M | 0.00% | −21,389−40.3% | Reduced |
| Texas Permanent School Fund | 32,412 | $7.03M | 0.07% | +8,114+33.4% | Added |
| Los Angeles Capital Management LLC | 33,244 | $7.21M | 0.03% | −3,925−10.6% | Reduced |
| Nordea Investment Management AB | 33,864 | $7.35M | 0.01% | −450−1.3% | Reduced |
| Millennium Management LLC | 35,207 | $7.63M | 0.01% | −270,618−88.5% | Reduced |
| Biondo Investment Advisors, LLC | 37,243 | $8.08M | 1.63% | +6,005+19.2% | Added |
| MetLife Investment Management | 40,107 | $8.70M | 0.06% | −594−1.5% | Reduced |
| Voya Investment Management LLC | 40,504 | $8.78M | 0.01% | +4,718+13.2% | Added |
| Osterweis Capital Management Inc | 40,504 | $8.78M | 0.60% | +14,445+55.4% | Added |
| UBS Asset Management Americas Inc | 42,116 | $9.13M | 0.00% | +1,523+3.8% | Added |
| Thornburg Investment Management Inc | 43,957 | $9.53M | 0.16% | +5,196+13.4% | Added |
| Bridgewater Associates, LP | 44,152 | $9.57M | 0.06% | +1,835+4.3% | Added |
| State of Wisconsin Investment Board | 44,719 | $9.70M | 0.03% | −5,259−10.5% | Reduced |
| California State Teachers Retirement System | 44,997 | $9.76M | 0.01% | −474−1.0% | Reduced |
| Bamco Inc | 45,603 | $9.89M | 0.03% | −14,988−24.7% | Reduced |
| Thrivent Financial for Lutherans | 45,799 | $9.93M | 0.02% | +2,416+5.6% | Added |
| Squarepoint Ops LLC | 46,474 | $10.1M | 0.07% | +15,510+50.1% | Added |
| New York State Teachers Retirement System | 46,497 | $10.1M | 0.02% | −80−0.2% | Reduced |
| Stifel Financial Corp | 46,651 | $10.1M | 0.01% | −300−0.6% | Reduced |
| Barclays PLC | 46,783 | $10.1M | 0.01% | +7,690+19.7% | Added |
| Parkman Healthcare Partners LLC | 46,855 | $10.2M | 2.21% | +46,855 | New |
| Retirement Systems of Alabama | 47,223 | $10.2M | 0.04% | −413−0.9% | Reduced |