Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 415
- +10 vs. Q3 2022
- Shares held
- 32.4M
- −793.2K (−2.4%) vs. Q3 2022
- Total value
- $6.66B
- −$2.57B (−27.8%) vs. Q3 2022
- New holders
- 66
- 159 more added
- Sold out
- 56
- 148 more reduced
6 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Benjamin F. Edwards & Company, Inc. | 1,252 | $257.0K | 0.01% | −131−9.5% | Reduced |
| Harbour Investments, Inc. | 1,259 | $258.9K | 0.02% | −206−14.1% | Reduced |
| Creative Planning | 1,262 | $259.5K | 0.00% | −124−8.9% | Reduced |
| Ontario Teachers Pension Plan Board | 1,268 | $260.7K | 0.00% | +1,268 | New |
| Laurel Wealth Advisors, Inc. | 1,273 | $262.0K | 0.03% | −90−6.6% | Reduced |
| Kingsview Wealth Management, LLC | 1,318 | $271.0K | 0.01% | +1,318 | New |
| Occudo Quantitative Strategies LP | 1,344 | $276.3K | 0.03% | −12,480−90.3% | Reduced |
| Lincoln National Corp | 1,350 | $277.6K | 0.01% | +201+17.5% | Added |
| Hanseatic Management Services Inc | 1,373 | $282.0K | 0.71% | −5−0.4% | Reduced |
| Edmonds Duncan Registered Investment Advisors, LLC | 1,375 | $282.7K | 0.09% | −240−14.9% | Reduced |
| Magnetar Financial LLC | 1,388 | $285.0K | 0.00% | +1,388 | New |
| Tower Research Capital LLC (TRC) | 1,417 | $291.0K | 0.01% | −1,951−57.9% | Reduced |
| Cerity Partners LLC | 1,527 | $314.0K | 0.00% | +1,527 | New |
| Ci Investments Inc. | 1,566 | $322.0K | 0.00% | +274+21.2% | Added |
| Level Four Advisory Services, LLC | 1,570 | $322.8K | 0.02% | −3,102−66.4% | Reduced |
| LGT Fund Management Co Ltd. | 1,600 | $329.0K | 0.14% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 1,607 | $330.4K | 0.05% | +42+2.7% | Added |
| WSFS Capital Management, LLC | 1,612 | $331.4K | 0.04% | +1,612 | New |
| Seaport Global Advisors, LLC | 1,616 | $332.3K | 1.15% | +1,616 | New |
| Nisa Investment Advisors, LLC | 1,645 | $338.0K | 0.00% | −38−2.3% | Reduced |
| Panagora Asset Management Inc | 1,649 | $339.1K | 0.00% | +1,649 | New |
| National Asset Management, Inc. | 1,649 | $339.1K | 0.01% | +1,649 | New |
| Walleye Trading LLC | 1,678 | $345.0K | 0.01% | +1,678 | New |
| Cantor Fitzgerald, L. P. | 1,688 | $347.0K | 0.01% | +12+0.7% | Added |
| Bollard Group LLC | 1,700 | $350.0K | 0.01% | +100+6.3% | Added |
| Winton Group Ltd | 1,718 | $353.2K | 0.02% | +1,718 | New |
| PDT Partners, LLC | 1,726 | $354.9K | 0.06% | −174−9.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 1,725 | $355.0K | 0.00% | +20+1.2% | Added |
| Intrust Bank NA | 1,728 | $355.3K | 0.05% | −88−4.8% | Reduced |
| Spire Wealth Management | 1,732 | $356.0K | 0.02% | −1,061−38.0% | Reduced |
| Blueshift Asset Management, LLC | 1,764 | $362.7K | 0.17% | +1,764 | New |
| HMS Capital Management, LLC | 1,785 | $367.0K | 0.25% | −31−1.7% | Reduced |
| D.A. Davidson & Co. | 1,792 | $368.5K | 0.00% | −232−11.5% | Reduced |
| The PNC Financial Services Group, Inc. | 1,829 | $376.1K | 0.00% | −74−3.9% | Reduced |
| Probity Advisors, Inc. | 1,841 | $378.5K | 0.09% | +10+0.5% | Added |
| Boothbay Fund Management, LLC | 1,872 | $384.9K | 0.01% | +900+92.6% | Added |
| Shelton Capital Management | 1,882 | $387.0K | 0.04% | 00.0% | Unchanged |
| Boulder Hill Capital Management LP | 1,900 | $390.7K | 0.32% | +1,900 | New |
| Henshaw Capital LLC | 1,916 | $393.9K | 0.03% | −384−16.7% | Reduced |
| Fifth Third Bancorp | 1,960 | $403.0K | 0.00% | −161−7.6% | Reduced |
| Gsa Capital Partners LLP | 1,979 | $407.0K | 0.05% | +1,979 | New |
| HRT Financial LP | 1,992 | $409.0K | 0.01% | +1,992 | New |
| Pitcairn Co | 1,996 | $410.4K | 0.04% | −28−1.4% | Reduced |
| Sheets Smith Wealth Management | 2,000 | $411.2K | 0.06% | +2,000 | New |
| Treasurer of the State of North Carolina | 2,030 | $417.0K | 0.00% | +2,030 | New |
| Simplify Asset Management Inc. | 2,075 | $426.6K | 0.07% | +168+8.8% | Added |
| Wealth Management Associates, Inc. | 2,115 | $434.9K | 0.29% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 2,140 | $440.0K | 0.27% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 2,186 | $449.5K | 0.02% | +49+2.3% | Added |
| Assetmark, Inc | 2,223 | $457.1K | 0.00% | +724+48.3% | Added |
| Legato Capital Management LLC | 2,224 | $457.3K | 0.09% | +2,224 | New |
| Profund Advisors LLC | 2,401 | $493.7K | 0.03% | +15+0.6% | Added |
| Verition Fund Management LLC | 2,427 | $499.0K | 0.01% | −2,237−48.0% | Reduced |
| Robbins Farley LLC | 2,445 | $502.7K | 0.39% | +2,445 | New |
| Two Sigma Securities, LLC | 2,459 | $505.6K | 0.07% | +1,454+144.7% | Added |
| Fox Run Management, L.L.C. | 2,485 | $510.9K | 0.21% | +2,485 | New |
| Virtu Financial LLC | 2,525 | $519.0K | 0.07% | +868+52.4% | Added |
| Fermata Advisors, LLC | 2,600 | $534.6K | 0.16% | 00.0% | Unchanged |
| Point72 Middle East FZE | 2,603 | $535.2K | 0.04% | +2,603 | New |
| Dakota Wealth Management | 2,650 | $544.9K | 0.04% | +466+21.3% | Added |
| HSBC Holdings PLC | 2,686 | $547.1K | 0.00% | +2,686 | New |
| Virtus Investment Advisers, Inc. | 2,674 | $549.8K | 0.37% | 00.0% | Unchanged |
| Toroso Investments, LLC | 2,673 | $550.0K | 0.02% | +499+23.0% | Added |
| Illinois Municipal Retirement Fund | 2,711 | $557.0K | 0.01% | 00.0% | Unchanged |
| Glenmede Trust Co NA | 2,725 | $560.3K | 0.00% | +853+45.6% | Added |
| Atria Wealth Solutions, Inc. | 2,750 | $565.4K | 0.01% | −500−15.4% | Reduced |
| XTX Topco Ltd | 2,776 | $570.8K | 0.12% | +2,776 | New |
| L & S Advisors Inc | 2,822 | $580.2K | 0.11% | −2,869−50.4% | Reduced |
| Hillsdale Investment Management Inc. | 2,900 | $596.3K | 0.05% | −300−9.4% | Reduced |
| Snowden Capital Advisors LLC | 2,992 | $615.2K | 0.03% | +243+8.8% | Added |
| Acadian Asset Management LLC | 3,353 | $686.0K | 0.00% | +2,885+616.5% | Added |
| Northwestern Mutual Investment Management Company, LLC | 3,345 | $687.8K | 0.02% | −1,844−35.5% | Reduced |
| Securian Asset Management, Inc | 3,363 | $691.5K | 0.02% | 00.0% | Unchanged |
| Summit Global Investments | 3,450 | $709.0K | 0.06% | −900−20.7% | Reduced |
| Lazard Asset Management LLC | 3,476 | $714.0K | 0.00% | +40+1.2% | Added |
| Kula Investments, LLC | 3,509 | $721.5K | 0.25% | +3,509 | New |
| Bank Julius Baer & Co. Ltd, Zurich | 3,574 | $735.0K | 0.01% | +276+8.4% | Added |
| O'Shaughnessy Asset Management, LLC | 3,674 | $755.4K | 0.01% | −68−1.8% | Reduced |
| Prelude Capital Management, LLC | 3,745 | $770.0K | 0.05% | +225+6.4% | Added |
| Mariner, LLC | 3,752 | $771.0K | 0.00% | +185+5.2% | Added |
| Oppenheimer Asset Management Inc. | 3,954 | $813.0K | 0.01% | −321−7.5% | Reduced |
| Williams Jones Wealth Management, LLC. | 4,010 | $824.5K | 0.01% | −120−2.9% | Reduced |
| US Bancorp | 4,104 | $843.8K | 0.00% | +477+13.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 4,137 | $850.6K | 0.00% | +2,487+150.7% | Added |
| Public Employees Retirement Association of Colorado | 4,184 | $860.0K | 0.00% | 00.0% | Unchanged |
| JustInvest LLC | 4,210 | $865.6K | 0.04% | +77+1.9% | Added |
| Pictet Asset Management SA | 4,258 | $875.0K | 0.00% | +1,837+75.9% | Added |
| Commerce Bank | 4,280 | $880.0K | 0.01% | +124+3.0% | Added |
| Brown Brothers Harriman & Co | 4,300 | $884.1K | 0.01% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 4,382 | $901.0K | 0.13% | +4,382 | New |
| Weiss Multi-Strategy Advisers LLC | 4,400 | $905.0K | 0.03% | +2,700+158.8% | Added |
| Van Eck Associates Corp | 4,465 | $918.0K | 0.00% | +1,100+32.7% | Added |
| Verity Asset Management, Inc. | 4,483 | $921.8K | 0.79% | +3,478+346.1% | Added |
| Wealth Management Partners, LLC | 5,000 | $924.6K | 0.77% | +2,000+66.7% | Added |
| Diametric Capital, LP | 4,634 | $952.8K | 0.46% | −1,574−25.4% | Reduced |
| Capital Impact Advisors, LLC | 4,681 | $962.5K | 0.94% | +339+7.8% | Added |
| Prospera Financial Services Inc | 4,780 | $982.8K | 0.05% | +122+2.6% | Added |
| Mackenzie Financial Corp | 4,941 | $1.02M | 0.00% | +4,941 | New |
| First Republic Investment Management, Inc. | 4,947 | $1.02M | 0.00% | −2,153−30.3% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 4,978 | $1.02M | 0.02% | −1,401−22.0% | Reduced |