Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Shockwave Medical, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 411
- +76 vs. Q2 2022
- Shares held
- 33.2M
- −1.44M (−4.2%) vs. Q2 2022
- Total value
- $9.23B
- +$2.60B (+39.3%) vs. Q2 2022
- New holders
- 103
- 130 more added
- Sold out
- 27
- 135 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,690 | $1.30M | 0.01% | +174+3.9% | Added |
| Handelsbanken Fonder AB | 4,900 | $1.36M | 0.01% | −900−15.5% | Reduced |
| State of Alaska, Department of Revenue | 4,985 | $1.39M | 0.02% | −155−3.0% | Reduced |
| Engineers Gate Manager LP | 4,985 | $1.39M | 0.09% | +4,985 | New |
| Clark Capital Management Group, Inc. | 5,059 | $1.41M | 0.02% | +5,059 | New |
| Advisory Research Inc | 5,136 | $1.43M | 0.14% | −4,023−43.9% | Reduced |
| Ascent Wealth Partners, LLC | 5,173 | $1.44M | 0.34% | −427−7.6% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 5,189 | $1.44M | 0.04% | −802−13.4% | Reduced |
| Crossmark Global Holdings, Inc. | 5,312 | $1.48M | 0.04% | −932−14.9% | Reduced |
| Dana Investment Advisors, Inc. | 5,526 | $1.54M | 0.09% | −2,862−34.1% | Reduced |
| New Mexico Educational Retirement Board | 5,600 | $1.56M | 0.08% | 00.0% | Unchanged |
| L & S Advisors Inc | 5,691 | $1.58M | 0.28% | −1,995−26.0% | Reduced |
| Xponance, Inc. | 5,752 | $1.60M | 0.03% | +10+0.2% | Added |
| Franklin Resources Inc | 5,835 | $1.62M | 0.00% | +1,315+29.1% | Added |
| Teachers Retirement System of the State of Kentucky | 6,078 | $1.69M | 0.02% | +6,078 | New |
| Millennium Management LLC | 6,097 | $1.70M | 0.00% | −85,884−93.4% | Reduced |
| Diametric Capital, LP | 6,208 | $1.73M | 0.87% | −302−4.6% | Reduced |
| Pearl River Capital, LLC | 6,227 | $1.73M | 0.32% | +3,789+155.4% | Added |
| Truist Financial Corp | 6,299 | $1.75M | 0.00% | +100+1.6% | Added |
| B. Metzler seel. Sohn & Co. AG | 6,379 | $1.77M | 0.03% | −4,134−39.3% | Reduced |
| ProShare Advisors LLC | 6,460 | $1.80M | 0.01% | −93−1.4% | Reduced |
| American Century Companies Inc | 6,656 | $1.85M | 0.00% | −42,222−86.4% | Reduced |
| M&G Investment Management Ltd | 6,755 | $1.88M | 0.02% | −2,343−25.8% | Reduced |
| BCJ Capital Management, LLC | 6,861 | $1.91M | 0.20% | +6,861 | New |
| O'Neil Global Advisors, Inc. | 6,960 | $1.94M | 7.67% | −3,212−31.6% | Reduced |
| First Republic Investment Management, Inc. | 7,100 | $1.97M | 0.01% | +1,338+23.2% | Added |
| Aquatic Capital Management LLC | 7,100 | $1.97M | 0.19% | +7,100 | New |
| Virginia Retirement Systems Et Al | 7,200 | $2.00M | 0.02% | +7,200 | New |
| NewSquare Capital LLC | 7,285 | $2.03M | 0.25% | +7,285 | New |
| NWK Group, Inc. | 7,325 | $2.04M | 1.58% | +7,325 | New |
| ExodusPoint Capital Management, LP | 7,328 | $2.04M | 0.03% | +7,328 | New |
| PEAK6 Investments LLC | 7,388 | $2.06M | 0.08% | +2,563+53.1% | Added |
| Zacks Investment Management | 7,422 | $2.06M | 0.03% | +2,684+56.6% | Added |
| Financial Advocates Investment Management | 7,671 | $2.11M | 0.19% | −97−1.2% | Reduced |
| Vontobel Holding Ltd. | 7,643 | $2.13M | 0.02% | +2,101+37.9% | Added |
| UBS Group AG | 7,814 | $2.17M | 0.00% | +3,420+77.8% | Added |
| Integrated Advisors Network LLC | 7,872 | $2.19M | 0.15% | +7,872 | New |
| Barclays PLC | 7,901 | $2.20M | 0.00% | +4,649+143.0% | Added |
| Renaissance Group LLC | 7,916 | $2.20M | 0.12% | +174+2.2% | Added |
| Sofos Investments, Inc. | 4,170 | $2.21M | 0.27% | +4,170 | New |
| Knights of Columbus Asset Advisors LLC | 8,946 | $2.49M | 0.25% | −3,159−26.1% | Reduced |
| Ensign Peak Advisors, Inc | 9,080 | $2.52M | 0.01% | 00.0% | Unchanged |
| State of Michigan Retirement System | 9,100 | $2.53M | 0.02% | 00.0% | Unchanged |
| EAM Global Investors LLC | 9,288 | $2.58M | 0.69% | +9,288 | New |
| Oak Ridge Investments LLC | 9,381 | $2.61M | 0.40% | −6,463−40.8% | Reduced |
| Graham Capital Management, L.P. | 9,578 | $2.66M | 0.11% | +9,578 | New |
| Louisiana State Employees Retirement System | 9,600 | $2.67M | 0.08% | +200+2.1% | Added |
| Aigen Investment Management, LP | 9,674 | $2.69M | 0.39% | +9,674 | New |
| Arizona State Retirement System | 9,726 | $2.71M | 0.03% | +64+0.7% | Added |
| AtonRa Partners | 9,983 | $2.78M | 2.73% | −5,213−34.3% | Reduced |
| SG3 Management, LLC | 10,000 | $2.78M | 1.76% | +10,000 | New |
| EAM Investors, LLC | 10,116 | $2.81M | 0.61% | +10,116 | New |
| Oregon Public Employees Retirement Fund | 10,488 | $2.92M | 0.04% | −112−1.1% | Reduced |
| Brinker Capital Investments, LLC | 10,584 | $2.94M | 0.06% | −1,215−10.3% | Reduced |
| CIBC Private Wealth Group, LLC | 10,613 | $2.95M | 0.01% | +10,613 | New |
| Alcosta Capital Management, Inc. | 10,742 | $2.99M | 2.93% | +10,742 | New |
| Commonwealth Equity Services, LLC | 10,870 | $3.02M | 0.01% | +7,413+214.4% | Added |
| Canada Pension Plan Investment Board | 10,900 | $3.03M | 0.01% | +3,784+53.2% | Added |
| Citigroup Inc | 10,940 | $3.04M | 0.00% | +4,687+75.0% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 10,956 | $3.05M | 0.16% | +10,956 | New |
| Simplex Trading, LLC | 11,168 | $3.10M | 0.12% | +290+2.7% | Added |
| State Board of Administration of Florida Retirement System | 11,245 | $3.13M | 0.01% | −260−2.3% | Reduced |
| Candriam Luxembourg S.C.A. | 11,298 | $3.14M | 0.02% | −12,102−51.7% | Reduced |
| SG Americas Securities, LLC | 11,341 | $3.15M | 0.05% | +4,307+61.2% | Added |
| Gradient Investments LLC | 11,479 | $3.19M | 0.10% | −18,157−61.3% | Reduced |
| APG Asset Management N.V. | 11,700 | $3.32M | 0.01% | +11,700 | New |
| Ameritas Investment Partners, Inc. | 11,990 | $3.33M | 0.15% | −252−2.1% | Reduced |
| Penserra Capital Management LLC | 12,732 | $3.54M | 0.10% | +12,732 | New |
| Polar Asset Management Partners Inc. | 12,800 | $3.56M | 0.05% | −48,700−79.2% | Reduced |
| Osterweis Capital Management Inc | 13,079 | $3.64M | 0.27% | −15,301−53.9% | Reduced |
| Susquehanna International Group, LLP | 13,184 | $3.67M | 0.01% | +8,137+161.2% | Added |
| Moody Aldrich Partners LLC | 13,575 | $3.77M | 0.78% | −26,653−66.3% | Reduced |
| Guggenheim Capital LLC | 13,693 | $3.81M | 0.04% | +1,480+12.1% | Added |
| Occudo Quantitative Strategies LP | 13,824 | $3.84M | 0.30% | +13,824 | New |
| Allianz Asset Management GmbH | 14,023 | $3.90M | 0.01% | −2,109−13.1% | Reduced |
| Tiedemann Advisors, LLC | 14,166 | $3.94M | 0.24% | 00.0% | Unchanged |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 14,244 | $3.96M | 0.04% | +74+0.5% | Added |
| Teacher Retirement System of Texas | 14,908 | $4.14M | 0.03% | +9,106+156.9% | Added |
| Mirae Asset Global Investments Co., Ltd. | 15,416 | $4.29M | 0.01% | +788+5.4% | Added |
| Raymond James & Associates | 15,437 | $4.29M | 0.00% | +8,806+132.8% | Added |
| Algert Global LLC | 15,441 | $4.29M | 0.26% | −8,435−35.3% | Reduced |
| AXA S.A. | 15,600 | $4.34M | 0.02% | +4,400+39.3% | Added |
| Gotham Asset Management, LLC | 15,815 | $4.40M | 0.13% | +15,815 | New |
| Schonfeld Strategic Advisors LLC | 16,035 | $4.46M | 0.04% | +11,035+220.7% | Added |
| EFG Asset Management (North America) Corp. | 16,231 | $4.51M | 1.04% | −2,796−14.7% | Reduced |
| ClariVest Asset Management LLC | 17,216 | $4.79M | 0.23% | −3,333−16.2% | Reduced |
| Texas Permanent School Fund | 17,303 | $4.81M | 0.08% | −29−0.2% | Reduced |
| Beck Bode, LLC | 17,413 | $4.84M | 1.05% | −135−0.8% | Reduced |
| Natixis | 17,675 | $5.12M | 0.02% | −4,387−19.9% | Reduced |
| Bessemer Group Inc | 19,040 | $5.29M | 0.01% | +19,023+111,900.0% | Added |
| Next Century Growth Investors LLC | 19,478 | $5.42M | 0.66% | −94−0.5% | Reduced |
| Granahan Investment Management Inc | 19,653 | $5.46M | 0.18% | −2,374−10.8% | Reduced |
| HealthCor Management, L.P. | 19,720 | $5.48M | 0.69% | +19,720 | New |
| Yousif Capital Management, LLC | 19,905 | $5.54M | 0.08% | −1,760−8.1% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 20,000 | $5.56M | 0.03% | +20,000 | New |
| Baird Financial Group, Inc. | 20,516 | $5.71M | 0.02% | −1,684−7.6% | Reduced |
| Jump Financial, LLC | 21,043 | $5.85M | 0.23% | −367−1.7% | Reduced |
| Rhenman & Partners Asset Management AB | 20,000 | $5.86M | 0.61% | −50,978−71.8% | Reduced |
| AQR Capital Management LLC | 21,116 | $5.87M | 0.01% | +13,966+195.3% | Added |
| Summit Partners Public Asset Management, LLC | 21,593 | $6.00M | 0.50% | +438+2.1% | Added |