Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Shockwave Medical, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 337
- +33 vs. Q1 2022
- Shares held
- 34.7M
- +2.53M (+7.9%) vs. Q1 2022
- Total value
- $6.63B
- −$27.4M (−0.4%) vs. Q1 2022
- New holders
- 68
- 126 more added
- Sold out
- 35
- 101 more reduced
4 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Harbour Investments, Inc. | 1,465 | $280.0K | 0.02% | +1,465 | New |
| Cambridge Investment Research Advisors, Inc. | 1,516 | $290.0K | 0.00% | 00.0% | Unchanged |
| Intrust Bank NA | 1,544 | $295.0K | 0.04% | +1,544 | New |
| LGT Fund Management Co Ltd. | 1,600 | $306.0K | 0.04% | 00.0% | Unchanged |
| Cypress Capital Management LLC | 1,612 | $308.0K | 0.05% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 1,615 | $309.0K | 0.04% | −104−6.1% | Reduced |
| Spearhead Capital Advisors, LLC | 1,654 | $316.0K | 0.05% | −23−1.4% | Reduced |
| HMS Capital Management, LLC | 1,675 | $320.0K | 0.19% | +1,675 | New |
| Cantor Fitzgerald, L. P. | 1,688 | $323.0K | 0.01% | +1,688 | New |
| Boulder Hill Capital Management LP | 1,800 | $344.0K | 0.39% | +1,800 | New |
| Snowden Capital Advisors LLC | 1,829 | $349.0K | 0.02% | +1,829 | New |
| Probity Advisors, Inc. | 1,854 | $354.0K | 0.08% | −49−2.6% | Reduced |
| Bollard Group LLC | 1,850 | $354.0K | 0.01% | +350+23.3% | Added |
| MYDA Advisors LLC | 2,000 | $382.0K | 0.16% | −2,000−50.0% | Reduced |
| Wealth Management Partners, LLC | 2,000 | $385.0K | 0.34% | +2,000 | New |
| Toroso Investments, LLC | 2,074 | $396.0K | 0.01% | +2,074 | New |
| Fifth Third Bancorp | 2,084 | $398.0K | 0.00% | +62+3.1% | Added |
| Wealth Management Associates, Inc. | 2,115 | $404.3K | 0.28% | −15−0.7% | Reduced |
| Metropolitan Life Insurance Co | 2,117 | $404.7K | 0.02% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 2,140 | $409.0K | 0.27% | 00.0% | Unchanged |
| Pictet Asset Management SA | 2,232 | $427.0K | 0.00% | +144+6.9% | Added |
| Pitcairn Co | 2,241 | $428.0K | 0.05% | +158+7.6% | Added |
| Henshaw Capital LLC | 2,300 | $439.7K | 0.03% | 00.0% | Unchanged |
| Profund Advisors LLC | 2,341 | $448.0K | 0.03% | +952+68.5% | Added |
| Pearl River Capital, LLC | 2,438 | $466.0K | 0.11% | −1,552−38.9% | Reduced |
| Banque Cantonale Vaudoise | 2,471 | $472.0K | 0.02% | +2,471 | New |
| O'Shaughnessy Asset Management, LLC | 2,612 | $499.0K | 0.01% | +77+3.0% | Added |
| Fermata Advisors, LLC | 3,000 | $574.0K | 0.20% | +3,000 | New |
| Barclays PLC | 3,252 | $621.0K | 0.00% | −5,170−61.4% | Reduced |
| Securian Asset Management, Inc | 3,263 | $624.0K | 0.01% | +3,263 | New |
| Eversept Partners, LP | 3,300 | $630.9K | 0.06% | +3,300 | New |
| Commonwealth Equity Services, LLC | 3,457 | $660.0K | 0.00% | +146+4.4% | Added |
| Quantamental Technologies LLC | 3,501 | $669.0K | 0.31% | +3,501 | New |
| Spire Wealth Management | 3,563 | $681.0K | 0.03% | +479+15.5% | Added |
| Verition Fund Management LLC | 3,633 | $695.0K | 0.02% | −790−17.9% | Reduced |
| JustInvest LLC | 3,952 | $756.0K | 0.04% | +492+14.2% | Added |
| Commerce Bank | 4,000 | $765.0K | 0.01% | +2,000+100.0% | Added |
| Level Four Advisory Services, LLC | 4,066 | $777.0K | 0.07% | −360−8.1% | Reduced |
| Williams Jones Wealth Management, LLC. | 4,100 | $784.0K | 0.01% | −275−6.3% | Reduced |
| Public Employees Retirement Association of Colorado | 4,184 | $800.0K | 0.00% | 00.0% | Unchanged |
| Independent Advisor Alliance | 4,261 | $815.0K | 0.05% | −436−9.3% | Reduced |
| Oppenheimer Asset Management Inc. | 4,375 | $836.0K | 0.01% | −170−3.7% | Reduced |
| UBS Group AG | 4,394 | $840.0K | 0.00% | +512+13.2% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,516 | $863.0K | 0.01% | +159+3.6% | Added |
| Franklin Resources Inc | 4,520 | $864.0K | 0.00% | −1,208−21.1% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 4,620 | $883.0K | 0.01% | +4,620 | New |
| Capital Impact Advisors, LLC | 4,649 | $889.0K | 0.82% | −796−14.6% | Reduced |
| Hillsdale Investment Management Inc. | 4,700 | $898.0K | 0.07% | −1,000−17.5% | Reduced |
| Zacks Investment Management | 4,738 | $906.0K | 0.01% | +4,738 | New |
| PEAK6 Investments LLC | 4,825 | $922.0K | 0.02% | +4,825 | New |
| Summit Global Investments | 4,890 | $935.0K | 0.08% | +87+1.8% | Added |
| Schonfeld Strategic Advisors LLC | 5,000 | $956.0K | 0.01% | −9,400−65.3% | Reduced |
| Susquehanna International Group, LLP | 5,047 | $965.0K | 0.00% | +709+16.3% | Added |
| Prelude Capital Management, LLC | 5,139 | $982.0K | 0.05% | −5,437−51.4% | Reduced |
| State of Alaska, Department of Revenue | 5,140 | $982.0K | 0.01% | +5,140 | New |
| Glenmede Trust Co NA | 5,238 | $1.00M | 0.01% | +2,139+69.0% | Added |
| Polar Capital Holdings Plc | 5,273 | $1.01M | 0.01% | 00.0% | Unchanged |
| Brown Brothers Harriman & Co | 5,300 | $1.01M | 0.01% | 00.0% | Unchanged |
| Ascent Wealth Partners, LLC | 5,600 | $1.03M | 0.23% | +488+9.5% | Added |
| Brookfield Asset Management Inc. | 5,425 | $1.04M | 0.00% | −4,339−44.4% | Reduced |
| Vontobel Holding Ltd. | 5,542 | $1.06M | 0.01% | +3,581+182.6% | Added |
| New Mexico Educational Retirement Board | 5,600 | $1.07M | 0.05% | +5,600 | New |
| Xponance, Inc. | 5,742 | $1.10M | 0.02% | +3,900+211.7% | Added |
| First Republic Investment Management, Inc. | 5,762 | $1.10M | 0.00% | +636+12.4% | Added |
| Teacher Retirement System of Texas | 5,802 | $1.11M | 0.01% | −696−10.7% | Reduced |
| Handelsbanken Fonder AB | 5,800 | $1.11M | 0.01% | +800+16.0% | Added |
| Northwestern Mutual Investment Management Company, LLC | 5,991 | $1.15M | 0.03% | +5,991 | New |
| Truist Financial Corp | 6,199 | $1.19M | 0.00% | +45+0.7% | Added |
| Crossmark Global Holdings, Inc. | 6,244 | $1.19M | 0.03% | +2,932+88.5% | Added |
| Citigroup Inc | 6,253 | $1.20M | 0.00% | +888+16.6% | Added |
| Federated Hermes, Inc. | 6,376 | $1.22M | 0.00% | +2,520+65.4% | Added |
| Diametric Capital, LP | 6,510 | $1.25M | 0.92% | −10,928−62.7% | Reduced |
| ProShare Advisors LLC | 6,553 | $1.25M | 0.00% | −581−8.1% | Reduced |
| Raymond James & Associates | 6,631 | $1.27M | 0.00% | +1,987+42.8% | Added |
| Janus Henderson Group PLC | 6,992 | $1.34M | 0.00% | +716+11.4% | Added |
| SG Americas Securities, LLC | 7,034 | $1.34M | 0.02% | −536−7.1% | Reduced |
| Canada Pension Plan Investment Board | 7,116 | $1.36M | 0.00% | +6,316+789.5% | Added |
| AQR Capital Management LLC | 7,150 | $1.37M | 0.00% | −10,692−59.9% | Reduced |
| DuPont Capital Management Corp | 7,154 | $1.37M | 0.06% | +1,612+29.1% | Added |
| Bank of Montreal | 6,928 | $1.39M | 0.00% | +3,136+82.7% | Added |
| L & S Advisors Inc | 7,686 | $1.47M | 0.25% | −2,726−26.2% | Reduced |
| Renaissance Group LLC | 7,742 | $1.48M | 0.08% | +7,742 | New |
| Financial Advocates Investment Management | 7,768 | $1.49M | 0.12% | −231−2.9% | Reduced |
| Prospera Financial Services Inc | 8,230 | $1.57M | 0.08% | −34−0.4% | Reduced |
| Dana Investment Advisors, Inc. | 8,388 | $1.60M | 0.08% | −441−5.0% | Reduced |
| US Bancorp | 8,764 | $1.68M | 0.00% | +2,238+34.3% | Added |
| BNP Paribas Arbitrage, SA | 8,860 | $1.69M | 0.00% | +5,905+199.8% | Added |
| Tower Research Capital LLC (TRC) | 9,020 | $1.72M | 0.04% | +6,722+292.5% | Added |
| Ensign Peak Advisors, Inc | 9,080 | $1.74M | 0.00% | +1,450+19.0% | Added |
| M&G Investment Management Ltd | 9,098 | $1.74M | 0.01% | +479+5.6% | Added |
| State of Michigan Retirement System | 9,100 | $1.74M | 0.01% | +9,100 | New |
| Advisory Research Inc | 9,159 | $1.75M | 0.17% | +9,159 | New |
| Thrivent Financial for Lutherans | 9,390 | $1.79M | 0.00% | +9,390 | New |
| Arizona State Retirement System | 9,662 | $1.85M | 0.02% | +1,073+12.5% | Added |
| O'Neil Global Advisors, Inc. | 10,172 | $1.95M | 8.26% | +6,272+160.8% | Added |
| Louisiana State Employees Retirement System | 9,400 | $1.95M | 0.05% | +9,400 | New |
| B. Metzler seel. Sohn & Co. AG | 10,513 | $2.01M | 0.03% | +2,963+39.2% | Added |
| Oregon Public Employees Retirement Fund | 10,600 | $2.03M | 0.03% | +10,600 | New |
| Simplex Trading, LLC | 10,878 | $2.08M | 0.07% | +10,878 | New |
| AXA S.A. | 11,200 | $2.14M | 0.01% | +7,100+173.2% | Added |