Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Shockwave Medical, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 337
- +33 vs. Q1 2022
- Shares held
- 34.7M
- +2.53M (+7.9%) vs. Q1 2022
- Total value
- $6.63B
- −$27.4M (−0.4%) vs. Q1 2022
- New holders
- 68
- 126 more added
- Sold out
- 35
- 101 more reduced
4 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Central Trust Co | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| HM Payson & Co | 1 | $0 | 0.00% | +1 | New |
| Lee Financial Co | 1 | $0 | 0.00% | +1 | New |
| Oliver Lagore Vanvalin Investment Group | 1 | $0 | 0.00% | +1 | New |
| First Manhattan Co | 10 | $1.00K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 4 | $1.00K | 0.00% | +1+33.3% | Added |
| Tfo-TDC, LLC | 6 | $1.00K | 0.00% | +6 | New |
| Federation des caisses Desjardins du Quebec | 10 | $1.91K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 9 | $2.00K | 0.00% | −102−91.9% | Reduced |
| Moisand Fitzgerald Tamayo, LLC | 10 | $2.00K | 0.00% | −5−33.3% | Reduced |
| Glassman Wealth Services | 9 | $2.00K | 0.00% | +9 | New |
| Massmutual Trust Co FSB | 16 | $3.00K | 0.00% | +5+45.5% | Added |
| Bessemer Group Inc | 17 | $3.00K | 0.00% | +17 | New |
| Crewe Advisors LLC | 18 | $3.00K | 0.00% | +18 | New |
| Larson Financial Group LLC | 23 | $4.00K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 19 | $4.00K | 0.00% | −2−9.5% | Reduced |
| Newbridge Financial Services Group, Inc. | 33 | $6.00K | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 31 | $6.00K | 0.00% | +5+19.2% | Added |
| Ellevest, Inc. | 29 | $6.00K | 0.00% | +5+20.8% | Added |
| Bell Investment Advisors, Inc | 29 | $6.00K | 0.00% | +29 | New |
| Meeder Asset Management Inc | 41 | $8.00K | 0.00% | +41 | New |
| Evoke Wealth, LLC | 48 | $9.00K | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 45 | $9.00K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 50 | $10.0K | 0.00% | 00.0% | Unchanged |
| Ci Investments Inc. | 51 | $10.0K | 0.00% | +49+2,450.0% | Added |
| Private Trust Co NA | 50 | $10.0K | 0.00% | +50 | New |
| Covestor Ltd | 59 | $11.0K | 0.01% | −17−22.4% | Reduced |
| Farmers & Merchants Investments Inc | 56 | $11.0K | 0.00% | 00.0% | Unchanged |
| Pittenger & Anderson Inc | 70 | $13.0K | 0.00% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 72 | $14.0K | 0.01% | +72 | New |
| Umb Bank N A | 80 | $15.0K | 0.00% | −221−73.4% | Reduced |
| Key Financial Inc | 82 | $16.0K | 0.01% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 90 | $17.0K | 0.00% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 88 | $17.0K | 0.01% | +88 | New |
| Riverview Trust Co | 92 | $18.0K | 0.02% | +92 | New |
| Prestige Wealth Management Group LLC | 100 | $19.0K | 0.01% | 00.0% | Unchanged |
| Horan Securities, Inc. | 90 | $19.0K | 0.01% | 00.0% | Unchanged |
| BerganKDV Wealth Management, LLC | 100 | $19.0K | 0.00% | +100 | New |
| Total Clarity Wealth Management, Inc. | 100 | $19.0K | 0.01% | +100 | New |
| Oakworth Capital, Inc. | 113 | $22.0K | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 105 | $22.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 122 | $23.0K | 0.00% | +20+19.6% | Added |
| Adirondack Trust Co | 127 | $24.0K | 0.01% | 00.0% | Unchanged |
| Proequities, Inc. | 131 | $25.0K | 0.00% | +131 | New |
| Lindbrook Capital, LLC | 144 | $28.0K | 0.00% | +46+46.9% | Added |
| Huntington National Bank | 154 | $29.0K | 0.00% | 00.0% | Unchanged |
| Covington Capital Management | 150 | $29.0K | 0.00% | 00.0% | Unchanged |
| Evermay Wealth Management LLC | 156 | $30.0K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 195 | $37.0K | 0.00% | +134+219.7% | Added |
| Sterling Investment Advisors, Ltd. | 200 | $38.0K | 0.01% | 00.0% | Unchanged |
| PenderFund Capital Management Ltd. | 160 | $39.0K | 0.01% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 204 | $39.0K | 0.01% | +32+18.6% | Added |
| National Bank of Canada | 220 | $42.0K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 226 | $43.0K | 0.00% | +220+3,666.7% | Added |
| IFP Advisors, Inc | 1,335 | $48.0K | 0.00% | −1,170−46.7% | Reduced |
| Northwestern Mutual Wealth Management Co | 249 | $48.0K | 0.00% | +19+8.3% | Added |
| Private Capital Group, LLC | 257 | $49.0K | 0.04% | +76+42.0% | Added |
| Financial Management Professionals, Inc. | 305 | $58.0K | 0.01% | −16−5.0% | Reduced |
| Signaturefd, LLC | 317 | $61.0K | 0.00% | +93+41.5% | Added |
| Archer Investment Corp | 350 | $66.9K | 0.03% | 00.0% | Unchanged |
| First PREMIER Bank | 400 | $76.0K | 0.02% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 472 | $90.0K | 0.01% | +24+5.4% | Added |
| Avestar Capital, LLC | 508 | $97.0K | 0.03% | −1,483−74.5% | Reduced |
| SeaCrest Wealth Management, LLC | 580 | $111.0K | 0.01% | +580 | New |
| Bartlett & Co. Wealth Management LLC | 612 | $117.0K | 0.00% | +12+2.0% | Added |
| Bartlett & Co. LLC | 612 | $117.0K | 0.00% | +12+2.0% | Added |
| Nisa Investment Advisors, LLC | 790 | $151.0K | 0.00% | −248−23.9% | Reduced |
| Fieldpoint Private Securities, LLC | 788 | $151.0K | 0.04% | −1−0.1% | Reduced |
| Montanaro Asset Management Ltd | 800 | $153.0K | 0.02% | +800 | New |
| Parallel Advisors, LLC | 938 | $179.0K | 0.01% | +58+6.6% | Added |
| Assetmark, Inc | 942 | $180.0K | 0.00% | +745+378.2% | Added |
| Albion Financial Group | 1,000 | $191.0K | 0.02% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 1,056 | $201.0K | 0.00% | −3,756−78.1% | Reduced |
| JGP Global Gestao de Recursos Ltda. | 1,056 | $202.0K | 0.15% | −7−0.7% | Reduced |
| Cim Investment Mangement Inc | 1,057 | $202.0K | 0.08% | 00.0% | Unchanged |
| Lincoln National Corp | 1,089 | $208.0K | 0.00% | +67+6.6% | Added |
| Mayport, LLC | 1,125 | $215.0K | 0.18% | 00.0% | Unchanged |
| Oberweis Asset Management Inc | 1,150 | $220.0K | 0.06% | +1,150 | New |
| Alliance Wealth Advisors, LLC | 1,156 | $221.0K | 0.19% | +1,156 | New |
| The PNC Financial Services Group, Inc. | 1,160 | $222.0K | 0.00% | +558+92.7% | Added |
| Park Avenue Securities LLC | 1,165 | $223.0K | 0.00% | +1,165 | New |
| First Foundation Advisors | 1,164 | $223.0K | 0.01% | +1,164 | New |
| Benjamin F. Edwards & Company, Inc. | 1,183 | $226.0K | 0.01% | −380−24.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 1,181 | $226.0K | 0.00% | −3−0.3% | Reduced |
| Tocqueville Asset Management L.P. | 1,200 | $229.0K | 0.00% | 00.0% | Unchanged |
| Public Employees Retirement System of Ohio | 1,217 | $233.0K | 0.00% | −182−13.0% | Reduced |
| Silvercrest Asset Management Group LLC | 1,246 | $238.0K | 0.00% | −669−34.9% | Reduced |
| EFG Asset Management (Americas) Corp. | 1,256 | $240.0K | 0.06% | +88+7.5% | Added |
| Leonteq Securities AG | 1,257 | $240.3K | 0.01% | −180−12.5% | Reduced |
| Weiss Multi-Strategy Advisers LLC | 1,300 | $249.0K | 0.01% | +1,300 | New |
| Simplify Asset Management Inc. | 1,307 | $250.0K | 0.03% | −3,864−74.7% | Reduced |
| Captrust Financial Advisors | 1,324 | $253.0K | 0.00% | +128+10.7% | Added |
| CIBC Asset Management Inc | 1,327 | $254.0K | 0.00% | −97−6.8% | Reduced |
| Laurel Wealth Advisors, Inc. | 1,363 | $261.0K | 0.03% | −600−30.6% | Reduced |
| Koshinski Asset Management, Inc. | 1,365 | $261.0K | 0.03% | −115−7.8% | Reduced |
| D.A. Davidson & Co. | 1,375 | $263.0K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 1,365 | $267.0K | 0.00% | +1,365 | New |
| Silvant Capital Management LLC | 1,437 | $275.0K | 0.07% | +591+69.9% | Added |
| AlphaCrest Capital Management LLC | 1,466 | $280.0K | 0.01% | −1,729−54.1% | Reduced |