Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Shockwave Medical, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 308
- +18 vs. Q4 2021
- Shares held
- 32.2M
- +536.3K (+1.7%) vs. Q4 2021
- Total value
- $6.67B
- +$1.02B (+18.1%) vs. Q4 2021
- New holders
- 73
- 105 more added
- Sold out
- 55
- 93 more reduced
4 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| American International Group, Inc. | 16,754 | $3.47M | 0.02% | −1,179−6.6% | Reduced |
| Oak Ridge Investments LLC | 16,851 | $3.49M | 0.39% | +16,851 | New |
| Diametric Capital, LP | 17,438 | $3.62M | 2.00% | +17,438 | New |
| Advisor Group Holdings, Inc. | 17,109 | $3.69M | 0.01% | +623+3.8% | Added |
| AQR Capital Management LLC | 17,842 | $3.70M | 0.01% | +2,823+18.8% | Added |
| MetLife Investment Management | 18,064 | $3.75M | 0.02% | +6,403+54.9% | Added |
| Biondo Investment Advisors, LLC | 18,393 | $3.81M | 0.67% | +395+2.2% | Added |
| Candriam Luxembourg S.C.A. | 18,400 | $3.81M | 0.03% | +4,000+27.8% | Added |
| SEI Investments Co | 18,785 | $3.89M | 0.01% | −2,004−9.6% | Reduced |
| State of New Jersey Common Pension Fund D | 19,833 | $4.11M | 0.01% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 21,004 | $4.36M | 0.01% | +6,950+49.5% | Added |
| Capital Fund Management S.A. | 22,424 | $4.65M | 0.12% | +22,424 | New |
| Altium Capital Management LP | 23,000 | $4.77M | 1.66% | +23,000 | New |
| Calamos Advisors LLC | 23,489 | $4.87M | 0.02% | −3,997−14.5% | Reduced |
| LPL Financial LLC | 24,724 | $5.13M | 0.00% | −3,358−12.0% | Reduced |
| Granite Investment Partners, LLC | 24,982 | $5.18M | 0.18% | +24,982 | New |
| Next Century Growth Investors LLC | 25,149 | $5.21M | 0.52% | +5,161+25.8% | Added |
| Algert Global LLC | 25,240 | $5.23M | 0.34% | +20,483+430.6% | Added |
| AtonRa Partners | 25,462 | $5.28M | 2.87% | −7,938−23.8% | Reduced |
| Envestnet Asset Management Inc | 25,718 | $5.33M | 0.00% | +2,513+10.8% | Added |
| Cubist Systematic Strategies, LLC | 27,600 | $5.72M | 0.05% | +5,697+26.0% | Added |
| Moody Aldrich Partners LLC | 28,061 | $5.82M | 0.82% | +28,061 | New |
| Marshall Wace, LLP | 29,136 | $6.04M | 0.01% | +25,910+803.2% | Added |
| Integral Health Asset Management, LLC | 30,000 | $6.22M | 1.62% | +30,000 | New |
| Natixis | 30,702 | $6.37M | 0.02% | −2,086−6.4% | Reduced |
| Legal & General Group Plc | 32,308 | $6.70M | 0.00% | +418+1.3% | Added |
| Gradient Investments LLC | 34,623 | $7.18M | 0.18% | +34,600+150,434.8% | Added |
| Sectoral Asset Management Inc | 35,000 | $7.26M | 1.29% | 00.0% | Unchanged |
| Rhumbline Advisers | 35,441 | $7.35M | 0.01% | +526+1.5% | Added |
| Cinctive Capital Management LP | 35,897 | $7.44M | 0.34% | +16,131+81.6% | Added |
| First Trust Advisors LP | 37,840 | $7.85M | 0.01% | −24,762−39.6% | Reduced |
| D. E. Shaw & Co., Inc. | 39,242 | $8.14M | 0.01% | −63,050−61.6% | Reduced |
| Russell Investments Group, Ltd. | 40,685 | $8.42M | 0.01% | −10,987−21.3% | Reduced |
| Royal Bank of Canada | 41,193 | $8.54M | 0.00% | −8,462−17.0% | Reduced |
| California State Teachers Retirement System | 41,514 | $8.61M | 0.01% | −3,617−8.0% | Reduced |
| Alliancebernstein L.P. | 41,663 | $8.64M | 0.00% | +200+0.5% | Added |
| UBS Asset Management Americas Inc | 42,075 | $8.72M | 0.00% | +5,159+14.0% | Added |
| Osterweis Capital Management Inc | 44,410 | $9.21M | 0.51% | +24,800+126.5% | Added |
| State of Wisconsin Investment Board | 45,292 | $9.39M | 0.02% | +43,792+2,919.5% | Added |
| Squarepoint Ops LLC | 45,449 | $9.42M | 0.07% | −16,326−26.4% | Reduced |
| Jane Street Group, LLC | 45,568 | $9.45M | 0.02% | +20,724+83.4% | Added |
| Manufacturers Life Insurance Company, The | 50,309 | $9.98M | 0.01% | +33,257+195.0% | Added |
| Bridgewater Associates, LP | 48,371 | $10.0M | 0.04% | +12,024+33.1% | Added |
| Citadel Advisors LLC | 48,505 | $10.1M | 0.01% | −37,289−43.5% | Reduced |
| Lombard Odier Asset Management (Switzerland) SA | 48,739 | $10.1M | 0.79% | +48,739 | New |
| Castleark Management LLC | 49,349 | $10.2M | 0.44% | +4,990+11.2% | Added |
| Thornburg Investment Management Inc | 50,948 | $10.6M | 0.14% | −5,788−10.2% | Reduced |
| Amundi | 49,393 | $10.6M | 0.01% | +48,365+4,704.8% | Added |
| Stifel Financial Corp | 51,010 | $10.6M | 0.01% | −651−1.3% | Reduced |
| Summit Partners Public Asset Management, LLC | 53,844 | $11.2M | 0.61% | +53,844 | New |
| Parametric Portfolio Associates LLC | 54,621 | $11.3M | 0.01% | −6,326−10.4% | Reduced |
| Rhenman & Partners Asset Management AB | 54,800 | $11.4M | 1.12% | +20,800+61.2% | Added |
| WCM Investment Management, LLC | 58,663 | $12.2M | 0.03% | +6,963+13.5% | Added |
| California Public Employees Retirement System | 62,327 | $12.9M | 0.01% | −13,536−17.8% | Reduced |
| Ziegler Capital Management, LLC | 63,716 | $13.2M | 0.56% | −18,098−22.1% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 65,590 | $13.6M | 0.05% | −5,859−8.2% | Reduced |
| TD Asset Management Inc | 66,102 | $13.7M | 0.01% | −10,700−13.9% | Reduced |
| Voloridge Investment Management, LLC | 68,075 | $14.1M | 0.08% | −14,997−18.1% | Reduced |
| Swiss National Bank | 75,200 | $15.6M | 0.01% | +5,500+7.9% | Added |
| Prudential Financial Inc | 81,105 | $16.8M | 0.02% | +30,208+59.4% | Added |
| Holocene Advisors, LP | 84,538 | $17.5M | 0.09% | +84,538 | New |
| Deutsche Bank AG | 86,183 | $17.9M | 0.01% | −4,959−5.4% | Reduced |
| Dimensional Fund Advisors LP | 87,924 | $18.2M | 0.01% | −3,972−4.3% | Reduced |
| Frontier Capital Management Co LLC | 89,765 | $18.6M | 0.17% | +89,765 | New |
| Point72 Asset Management, L.P. | 90,844 | $18.8M | 0.08% | +45,777+101.6% | Added |
| Eagle Asset Management Inc | 92,375 | $19.2M | 0.10% | +92,375 | New |
| Lisanti Capital Growth, LLC | 94,217 | $19.5M | 2.19% | +61,842+191.0% | Added |
| Polar Asset Management Partners Inc. | 100,700 | $20.9M | 0.26% | +100,700 | New |
| Ameriprise Financial Inc | 104,814 | $21.7M | 0.01% | +18,071+20.8% | Added |
| Fisher Asset Management, LLC | 122,260 | $25.4M | 0.01% | +1,570+1.3% | Added |
| Nuveen Asset Management, LLC | 148,657 | $26.4M | 0.01% | −516−0.3% | Reduced |
| Bamco Inc | 139,640 | $29.0M | 0.07% | −5,665−3.9% | Reduced |
| TimesSquare Capital Management, LLC | 145,975 | $30.3M | 0.34% | −4,200−2.8% | Reduced |
| Bank of New York Mellon Corp | 151,238 | $31.4M | 0.01% | +3,771+2.6% | Added |
| Morgan Stanley | 192,294 | $39.9M | 0.01% | −237,909−55.3% | Reduced |
| Bank of America Corp | 194,964 | $40.4M | 0.00% | +13,880+7.7% | Added |
| Driehaus Capital Management LLC | 221,006 | $45.8M | 0.56% | +5,126+2.4% | Added |
| New York State Common Retirement Fund | 237,096 | $49.2M | 0.05% | +30,892+15.0% | Added |
| Wells Fargo & Company | 263,728 | $54.7M | 0.01% | −2,343−0.9% | Reduced |
| Rock Springs Capital Management LP | 271,500 | $56.3M | 1.42% | +49,000+22.0% | Added |
| Charles Schwab Investment Management Inc | 284,304 | $59.0M | 0.02% | −1,374−0.5% | Reduced |
| Atika Capital Management LLC | 287,500 | $59.6M | 5.67% | +163,200+131.3% | Added |
| Goldman Sachs Group Inc | 288,545 | $59.8M | 0.02% | +45,542+18.7% | Added |
| Victory Capital Management Inc | 300,053 | $61.8M | 0.06% | +38,729+14.8% | Added |
| Fiera Capital Corp | 311,532 | $64.6M | 0.17% | −3,498−1.1% | Reduced |
| Northern Trust Corp | 321,735 | $66.7M | 0.01% | −16,730−4.9% | Reduced |
| Primecap Management Co | 343,200 | $71.2M | 0.05% | −9,400−2.7% | Reduced |
| Norges Bank | 390,313 | $80.9M | 0.02% | +253,796+185.9% | Added |
| Bellevue Group AG | 398,577 | $82.6M | 0.96% | −28,033−6.6% | Reduced |
| Jennison Associates LLC | 433,534 | $89.9M | 0.07% | +215,142+98.5% | Added |
| Capital World Investors | 585,000 | $121.3M | 0.02% | 00.0% | Unchanged |
| Millennium Management LLC | 589,886 | $122.3M | 0.15% | +445,768+309.3% | Added |
| Baillie Gifford & Co | 596,674 | $123.7M | 0.09% | +9,954+1.7% | Added |
| Lord, Abbett & Co. LLC | 610,237 | $126.5M | 0.34% | +42,115+7.4% | Added |
| Fred Alger Management, LLC | 612,105 | $126.9M | 0.41% | −330,558−35.1% | Reduced |
| Geode Capital Management, LLC | 614,845 | $127.5M | 0.02% | −565−0.1% | Reduced |
| Credit Suisse AG | 675,294 | $140.0M | 0.12% | −14,365−2.1% | Reduced |
| State Street Corp | 719,408 | $149.2M | 0.01% | +18,033+2.6% | Added |
| Artisan Partners Limited Partnership | 766,870 | $159.0M | 0.21% | +39,163+5.4% | Added |
| Allspring Global Investments Holdings, LLC | 835,936 | $173.3M | 0.22% | −107,911−11.4% | Reduced |