Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Shockwave Medical, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 294
- +29 vs. Q3 2021
- Shares held
- 31.7M
- −595.5K (−1.8%) vs. Q3 2021
- Total value
- $5.65B
- −$992.7M (−14.9%) vs. Q3 2021
- New holders
- 68
- 91 more added
- Sold out
- 39
- 96 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Manufacturers Life Insurance Company, The | 17,052 | $3.06M | 0.00% | −160−0.9% | Reduced |
| American International Group, Inc. | 17,933 | $3.20M | 0.02% | −536−2.9% | Reduced |
| Biondo Investment Advisors, LLC | 17,998 | $3.21M | 0.53% | +1,508+9.1% | Added |
| HRT Financial LP | 18,540 | $3.31M | 0.02% | +18,540 | New |
| Osterweis Capital Management Inc | 19,610 | $3.50M | 0.17% | +19,610 | New |
| Cinctive Capital Management LP | 19,766 | $3.52M | 0.17% | −3,984−16.8% | Reduced |
| State of New Jersey Common Pension Fund D | 19,833 | $3.54M | 0.01% | −249−1.2% | Reduced |
| Next Century Growth Investors LLC | 19,988 | $3.56M | 0.32% | −7,327−26.8% | Reduced |
| SEI Investments Co | 20,789 | $3.71M | 0.01% | −1,581−7.1% | Reduced |
| Janney Montgomery Scott LLC | 20,784 | $3.71M | 0.01% | +20,784 | New |
| Cubist Systematic Strategies, LLC | 21,903 | $3.91M | 0.04% | +6,874+45.7% | Added |
| Envestnet Asset Management Inc | 23,205 | $4.14M | 0.00% | +5,748+32.9% | Added |
| Jane Street Group, LLC | 24,844 | $4.43M | 0.01% | +22,479+950.5% | Added |
| Susquehanna International Group, LLP | 27,030 | $4.82M | 0.01% | +27,030 | New |
| Calamos Advisors LLC | 27,486 | $4.90M | 0.02% | −581−2.1% | Reduced |
| LPL Financial LLC | 28,082 | $5.01M | 0.00% | +1,676+6.3% | Added |
| Legal & General Group Plc | 31,890 | $5.69M | 0.00% | +1,377+4.5% | Added |
| Lisanti Capital Growth, LLC | 32,375 | $5.77M | 0.84% | −30,360−48.4% | Reduced |
| Natixis | 32,788 | $5.85M | 0.02% | −1,500−4.4% | Reduced |
| AtonRa Partners | 33,400 | $5.96M | 2.07% | −1,215−3.5% | Reduced |
| Rhenman & Partners Asset Management AB | 34,000 | $6.11M | 0.41% | 00.0% | Unchanged |
| Rhumbline Advisers | 34,915 | $6.23M | 0.01% | −779−2.2% | Reduced |
| Sectoral Asset Management Inc | 35,000 | $6.24M | 0.94% | +7,000+25.0% | Added |
| Bridgewater Associates, LP | 36,347 | $6.48M | 0.04% | +4,226+13.2% | Added |
| UBS Asset Management Americas Inc | 36,916 | $6.58M | 0.00% | +1,309+3.7% | Added |
| Alliancebernstein L.P. | 41,463 | $7.39M | 0.00% | −1,644−3.8% | Reduced |
| Bank of Nova Scotia | 41,502 | $7.41M | 0.01% | +41,502 | New |
| Castleark Management LLC | 44,359 | $7.91M | 0.29% | −17,950−28.8% | Reduced |
| Point72 Asset Management, L.P. | 45,067 | $8.04M | 0.04% | +45,067 | New |
| California State Teachers Retirement System | 45,131 | $8.05M | 0.01% | +1,124+2.6% | Added |
| Royal Bank of Canada | 49,655 | $8.86M | 0.00% | +1,667+3.5% | Added |
| Stifel Financial Corp | 51,661 | $9.21M | 0.01% | −92−0.2% | Reduced |
| Russell Investments Group, Ltd. | 51,672 | $9.21M | 0.01% | +4,372+9.2% | Added |
| WCM Investment Management, LLC | 51,700 | $9.22M | 0.02% | −8,464−14.1% | Reduced |
| Jacobs Levy Equity Management, Inc | 51,747 | $9.23M | 0.06% | +3,890+8.1% | Added |
| Renaissance Technologies LLC | 52,500 | $9.36M | 0.01% | −10,700−16.9% | Reduced |
| Thornburg Investment Management Inc | 56,736 | $10.1M | 0.12% | +56,736 | New |
| Parametric Portfolio Associates LLC | 60,947 | $10.9M | 0.01% | −6,016−9.0% | Reduced |
| Prudential Financial Inc | 50,897 | $10.9M | 0.01% | +24,116+90.0% | Added |
| Squarepoint Ops LLC | 61,775 | $11.0M | 0.05% | +52,128+540.4% | Added |
| First Trust Advisors LP | 62,602 | $11.2M | 0.01% | −4,201−6.3% | Reduced |
| Man Group plc | 63,996 | $11.4M | 0.04% | −968−1.5% | Reduced |
| Swiss National Bank | 69,700 | $12.4M | 0.01% | +100+0.1% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 71,449 | $12.7M | 0.04% | +11,156+18.5% | Added |
| Barclays PLC | 72,888 | $13.0M | 0.01% | +26,436+56.9% | Added |
| California Public Employees Retirement System | 75,863 | $13.5M | 0.01% | −607−0.8% | Reduced |
| TD Asset Management Inc | 76,802 | $13.7M | 0.01% | −9,400−10.9% | Reduced |
| Ziegler Capital Management, LLC | 81,814 | $14.6M | 0.52% | −1,278−1.5% | Reduced |
| Voloridge Investment Management, LLC | 83,072 | $14.8M | 0.08% | −27,886−25.1% | Reduced |
| Citadel Advisors LLC | 85,794 | $15.3M | 0.02% | +49,723+137.8% | Added |
| Ameriprise Financial Inc | 86,743 | $15.5M | 0.00% | +1,277+1.5% | Added |
| Deutsche Bank AG | 91,142 | $16.3M | 0.01% | −378−0.4% | Reduced |
| Dimensional Fund Advisors LP | 91,896 | $16.4M | 0.00% | −8,097−8.1% | Reduced |
| D. E. Shaw & Co., Inc. | 102,292 | $18.2M | 0.02% | −51,799−33.6% | Reduced |
| Fisher Asset Management, LLC | 120,690 | $21.5M | 0.01% | +5,771+5.0% | Added |
| Atika Capital Management LLC | 124,300 | $22.2M | 1.81% | +2,000+1.6% | Added |
| Norges Bank | 136,517 | $24.3M | 0.01% | +62,161+83.6% | Added |
| Millennium Management LLC | 144,118 | $25.7M | 0.03% | +74,713+107.6% | Added |
| Bamco Inc | 145,305 | $25.9M | 0.06% | −10,055−6.5% | Reduced |
| Federated Hermes, Inc. | 147,382 | $26.3M | 0.05% | −60,162−29.0% | Reduced |
| Bank of New York Mellon Corp | 147,467 | $26.3M | 0.00% | −715−0.5% | Reduced |
| Nuveen Asset Management, LLC | 149,173 | $26.6M | 0.01% | −28,495−16.0% | Reduced |
| TimesSquare Capital Management, LLC | 150,175 | $26.8M | 0.24% | +5,900+4.1% | Added |
| Bank of America Corp | 181,084 | $32.3M | 0.00% | −9,998−5.2% | Reduced |
| New York State Common Retirement Fund | 206,204 | $36.8M | 0.04% | −44,908−17.9% | Reduced |
| Driehaus Capital Management LLC | 215,880 | $38.5M | 0.39% | +37,638+21.1% | Added |
| Jennison Associates LLC | 218,392 | $38.9M | 0.02% | −73,022−25.1% | Reduced |
| Rock Springs Capital Management LP | 222,500 | $39.7M | 0.92% | +2,500+1.1% | Added |
| Goldman Sachs Group Inc | 243,003 | $43.3M | 0.01% | +27,085+12.5% | Added |
| Victory Capital Management Inc | 261,324 | $46.6M | 0.04% | +254,079+3,507.0% | Added |
| Wells Fargo & Company | 266,071 | $47.4M | 0.01% | −941,716−78.0% | Reduced |
| Charles Schwab Investment Management Inc | 285,678 | $50.9M | 0.02% | +18,687+7.0% | Added |
| Fiera Capital Corp | 315,030 | $56.2M | 0.13% | −11,954−3.7% | Reduced |
| Northern Trust Corp | 338,465 | $60.4M | 0.01% | −5,329−1.6% | Reduced |
| Primecap Management Co | 352,600 | $62.9M | 0.04% | −3,770−1.1% | Reduced |
| Bellevue Group AG | 426,610 | $76.1M | 0.78% | −37,637−8.1% | Reduced |
| Morgan Stanley | 430,203 | $76.7M | 0.01% | −46,683−9.8% | Reduced |
| Macquarie Group Ltd | 541,423 | $96.6M | 0.08% | +45,553+9.2% | Added |
| Lord, Abbett & Co. LLC | 568,122 | $101.3M | 0.23% | −26,059−4.4% | Reduced |
| Capital World Investors | 585,000 | $104.3M | 0.02% | 00.0% | Unchanged |
| Baillie Gifford & Co | 586,720 | $104.6M | 0.06% | −2,069−0.4% | Reduced |
| Geode Capital Management, LLC | 615,410 | $109.8M | 0.01% | +16,428+2.7% | Added |
| Credit Suisse AG | 689,659 | $123.0M | 0.10% | +88,622+14.7% | Added |
| State Street Corp | 701,375 | $125.1M | 0.01% | +13,712+2.0% | Added |
| Artisan Partners Limited Partnership | 727,707 | $129.8M | 0.16% | −110,992−13.2% | Reduced |
| Fred Alger Management, LLC | 942,663 | $168.1M | 0.42% | −263,158−21.8% | Reduced |
| Allspring Global Investments Holdings, LLC | 943,847 | $168.3M | 0.19% | +943,847 | New |
| Invesco Ltd. | 1,205,686 | $215.0M | 0.05% | −105,263−8.0% | Reduced |
| JPMorgan Chase & Co | 1,209,658 | $215.7M | 0.03% | −73,225−5.7% | Reduced |
| Gilder Gagnon Howe & Co LLC | 1,384,358 | $246.9M | 1.41% | −82,861−5.6% | Reduced |
| BlackRock Inc. | 2,716,533 | $484.4M | 0.01% | +142,368+5.5% | Added |
| Price T Rowe Associates Inc | 3,077,252 | $548.8M | 0.05% | −142,722−4.4% | Reduced |
| Vanguard Group Inc | 3,243,768 | $578.5M | 0.01% | +51,602+1.6% | Added |
| FMR LLC | 3,439,790 | $613.4M | 0.05% | −404,818−10.5% | Reduced |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −69,253−100.0% | Sold out |
| CastleArk Alternatives, LLC | 0 | $0 | 0.00% | −62,309−100.0% | Sold out |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −45,658−100.0% | Sold out |
| 1832 Asset Management L.P. | 0 | $0 | 0.00% | −25,000−100.0% | Sold out |
| EAM Global Investors LLC | 0 | $0 | 0.00% | −7,871−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −6,970−100.0% | Sold out |