Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Shockwave Medical, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 240
- +23 vs. Q1 2021
- Shares held
- 32.2M
- −415.4K (−1.3%) vs. Q1 2021
- Total value
- $6.11B
- +$1.87B (+44.0%) vs. Q1 2021
- New holders
- 56
- 82 more added
- Sold out
- 33
- 71 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Fieldpoint Private Securities, LLC | 789 | $136.0K | 0.03% | −9−1.1% | Reduced |
| Bartlett & Co. LLC | 600 | $114.0K | 0.00% | −600−50.0% | Reduced |
| Bollard Group LLC | 602 | $114.0K | 0.00% | +351+139.8% | Added |
| Bartlett & Co. Wealth Management LLC | 600 | $113.8K | 0.00% | −600−50.0% | Reduced |
| Walleye Trading LLC | 574 | $109.0K | 0.00% | +574 | New |
| Harbor Investment Advisory, LLC | 552 | $105.0K | 0.01% | 00.0% | Unchanged |
| First PREMIER Bank | 400 | $76.0K | 0.02% | 00.0% | Unchanged |
| Captrust Financial Advisors | 307 | $58.0K | 0.00% | −331−51.9% | Reduced |
| D'Orazio & Associates, Inc. | 300 | $57.0K | 0.01% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 242 | $45.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 200 | $38.0K | 0.00% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 200 | $38.0K | 0.01% | 00.0% | Unchanged |
| Pacitti Group Inc. | 200 | $37.0K | 0.02% | 00.0% | Unchanged |
| Berman Capital Advisors, LLC | 184 | $34.0K | 0.01% | +17+10.2% | Added |
| Quadrant Capital Group LLC | 167 | $32.0K | 0.00% | +2+1.2% | Added |
| Covington Capital Management | 160 | $30.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 155 | $30.0K | 0.00% | +21+15.7% | Added |
| Dark Forest Capital Management LP | 134 | $25.0K | 0.01% | +134 | New |
| Adirondack Trust Co | 127 | $24.0K | 0.01% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 120 | $22.8K | 0.00% | −120−50.0% | Reduced |
| FinTrust Capital Advisors, LLC | 110 | $21.0K | 0.01% | +69+168.3% | Added |
| Advisory Services Network, LLC | 100 | $19.0K | 0.00% | +100 | New |
| Proequities, Inc. | 90 | $17.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 92 | $17.0K | 0.00% | +11+13.6% | Added |
| TCI Wealth Advisors, Inc. | 90 | $17.0K | 0.00% | +37+69.8% | Added |
| Rockefeller Capital Management L.P. | 81 | $15.0K | 0.00% | +12+17.4% | Added |
| Elmwood Wealth Management, Inc. | 75 | $14.0K | 0.01% | −35−31.8% | Reduced |
| Wagner Wealth Management, LLC | 72 | $14.0K | 0.01% | 00.0% | Unchanged |
| Pittenger & Anderson Inc | 59 | $11.0K | 0.00% | +4+7.3% | Added |
| Evoke Wealth, LLC | 48 | $9.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 33 | $6.00K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 24 | $5.00K | 0.00% | +24 | New |
| Larson Financial Group LLC | 23 | $4.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 20 | $3.79K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 16 | $3.00K | 0.00% | 00.0% | Unchanged |
| Eaton Vance Management | 12 | $2.00K | 0.00% | −507−97.7% | Reduced |
| Wolverine Asset Management LLC | 12 | $2.00K | 0.00% | +12 | New |
| PEAK6 Investments LLC | 3 | $1.00K | 0.00% | −4,022−99.9% | Reduced |
| Lindbrook Capital, LLC | 4 | $1.00K | 0.00% | +4 | New |
| Glassman Wealth Services | 1 | $0 | 0.00% | +1 | New |
| Holocene Advisors, LP | 0 | $0 | 0.00% | −258,419−100.0% | Sold out |
| Point72 Asset Management, L.P. | 0 | $0 | 0.00% | −189,900−100.0% | Sold out |
| Natixis | 0 | $0 | 0.00% | −37,296−100.0% | Sold out |
| NN Investment Partners Holdings N.V. | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| Aviva PLC | 0 | $0 | 0.00% | −10,918−100.0% | Sold out |
| Integral Health Asset Management, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Vestcor Inc | 0 | $0 | 0.00% | −9,482−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −8,547−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −6,963−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −3,400−100.0% | Sold out |
| Vontobel Holding Ltd. | 0 | $0 | 0.00% | −3,384−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −3,376−100.0% | Sold out |
| Bank Julius Baer & Co. Ltd, Zurich | 0 | $0 | 0.00% | −3,300−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −3,100−100.0% | Sold out |
| Mackay Shields LLC | 0 | $0 | 0.00% | −2,800−100.0% | Sold out |
| Seven Eight Capital, LP | 0 | $0 | 0.00% | −2,600−100.0% | Sold out |
| Wealthcare Advisory Partners LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| HM Payson & Co | 0 | $0 | 0.00% | −698−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −578−100.0% | Sold out |
| Archer Investment Corp | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Altshuler Shaham Ltd | 0 | $0 | 0.00% | −362−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| Ameritas Investment Company, LLC | 0 | $0 | 0.00% | −117−100.0% | Sold out |
| Manchester Financial Inc | 0 | $0 | 0.00% | −97−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Allred Capital Management, LLC | 0 | $0 | 0.00% | −50−100.0% | Sold out |
| Ellis Investment Partners, LLC | 0 | $0 | 0.00% | −40−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −27−100.0% | Sold out |
| Valeo Financial Advisors, LLC | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Anchor Investment Management, LLC | 0 | $0 | 0.00% | −15−100.0% | Sold out |
| Meridian Wealth Partners, LLC | 0 | $0 | 0.00% | −6−100.0% | Sold out |
| Alpha DNA Investment Management LLC | 0 | $0 | 0.00% | −11−100.0% | Sold out |