Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Shockwave Medical, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 240
- +23 vs. Q1 2021
- Shares held
- 32.2M
- −415.4K (−1.3%) vs. Q1 2021
- Total value
- $6.11B
- +$1.87B (+44.0%) vs. Q1 2021
- New holders
- 56
- 82 more added
- Sold out
- 33
- 71 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Republic Investment Management, Inc. | 10,224 | $1.94M | 0.01% | +6,801+198.7% | Added |
| AQR Capital Management LLC | 9,627 | $1.83M | 0.00% | +9,627 | New |
| Metropolitan Life Insurance Co | 9,200 | $1.75M | 0.02% | +1,339+17.0% | Added |
| Jane Street Group, LLC | 9,168 | $1.74M | 0.00% | −7,691−45.6% | Reduced |
| Calamos Advisors LLC | 9,026 | $1.71M | 0.01% | +9,026 | New |
| Baird Financial Group, Inc. | 8,860 | $1.68M | 0.00% | −46−0.5% | Reduced |
| Twin Tree Management, LP | 8,805 | $1.67M | 0.05% | +8,805 | New |
| ProShare Advisors LLC | 8,755 | $1.66M | 0.00% | +1,152+15.2% | Added |
| STRS Ohio | 8,600 | $1.63M | 0.01% | +2,200+34.4% | Added |
| Arizona State Retirement System | 8,381 | $1.59M | 0.01% | +403+5.1% | Added |
| Financial Advocates Investment Management | 8,231 | $1.56M | 0.11% | −122−1.5% | Reduced |
| Occudo Quantitative Strategies LP | 8,190 | $1.55M | 0.24% | +5,462+200.2% | Added |
| Victory Capital Management Inc | 8,141 | $1.54M | 0.00% | +1,470+22.0% | Added |
| Matisse Capital | 8,106 | $1.54M | 0.49% | −7,686−48.7% | Reduced |
| MYDA Advisors LLC | 8,000 | $1.52M | 0.42% | −2,000−20.0% | Reduced |
| Allianz Asset Management GmbH | 7,891 | $1.50M | 0.00% | +7,891 | New |
| ClariVest Asset Management LLC | 7,838 | $1.49M | 0.05% | +7,838 | New |
| Handelsbanken Fonder AB | 7,300 | $1.39M | 0.01% | +1,400+23.7% | Added |
| Wolverine Trading, LLC | 7,075 | $1.36M | 0.04% | −10,454−59.6% | Reduced |
| Schonfeld Strategic Advisors LLC | 7,156 | $1.36M | 0.02% | +7,156 | New |
| Cinctive Capital Management LP | 7,000 | $1.33M | 0.07% | +7,000 | New |
| Hillsdale Investment Management Inc. | 6,700 | $1.27M | 0.10% | +6,700 | New |
| Citigroup Inc | 6,587 | $1.25M | 0.00% | −6,961−51.4% | Reduced |
| Amalgamated Bank | 6,372 | $1.21M | 0.01% | +2,321+57.3% | Added |
| Biondo Investment Advisors, LLC | 6,025 | $1.14M | 0.20% | 00.0% | Unchanged |
| Los Angeles Capital Management LLC | 5,977 | $1.13M | 0.01% | −540−8.3% | Reduced |
| Independent Advisor Alliance | 5,855 | $1.11M | 0.06% | −20−0.3% | Reduced |
| Prospera Financial Services Inc | 5,231 | $993.0K | 0.05% | −1,448−21.7% | Reduced |
| DuPont Capital Management Corp | 5,139 | $975.0K | 0.02% | +5,139 | New |
| Caxton Associates LP | 5,051 | $958.0K | 0.12% | +2,145+73.8% | Added |
| Quantbot Technologies LP | 4,915 | $932.0K | 0.07% | +4,915 | New |
| Ascent Wealth Partners, LLC | 4,891 | $928.0K | 0.18% | +4,891 | New |
| Oppenheimer Asset Management Inc. | 4,856 | $921.0K | 0.01% | −113−2.3% | Reduced |
| Public Employees Retirement Association of Colorado | 4,184 | $794.0K | 0.00% | 00.0% | Unchanged |
| Williams Jones Wealth Management, LLC. | 4,050 | $768.0K | 0.01% | +4,050 | New |
| Caption Management, LLC | 4,000 | $759.0K | 0.07% | +4,000 | New |
| Centiva Capital, LP | 3,959 | $751.0K | 0.06% | +3,959 | New |
| Teacher Retirement System of Texas | 3,894 | $739.0K | 0.00% | +1,028+35.9% | Added |
| Jump Financial, LLC | 3,853 | $731.0K | 0.07% | −5,551−59.0% | Reduced |
| Truist Financial Corp | 3,724 | $706.0K | 0.00% | +1,368+58.1% | Added |
| Gotham Asset Management, LLC | 3,660 | $694.0K | 0.03% | +3,660 | New |
| Banque Cantonale Vaudoise | 3,597 | $682.0K | 0.03% | −801−18.2% | Reduced |
| Commonwealth Equity Services, LLC | 3,481 | $660.0K | 0.00% | +905+35.1% | Added |
| IndexIQ Advisors LLC | 3,106 | $589.0K | 0.02% | −160−4.9% | Reduced |
| Spire Wealth Management | 3,084 | $585.0K | 0.02% | −1,027−25.0% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 3,076 | $584.0K | 0.00% | −66−2.1% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 3,055 | $580.0K | 0.00% | −207−6.3% | Reduced |
| Bank of Montreal | 2,918 | $562.0K | 0.00% | −1,299−30.8% | Reduced |
| Henshaw Capital LLC | 2,834 | $537.7K | 0.03% | 00.0% | Unchanged |
| Verition Fund Management LLC | 2,763 | $524.0K | 0.01% | +2,763 | New |
| Ameritas Investment Partners, Inc. | 2,646 | $502.0K | 0.02% | +332+14.3% | Added |
| Leonteq Securities AG | 2,545 | $482.9K | 0.04% | −997−28.1% | Reduced |
| Wellington Management Group LLP | 2,512 | $477.0K | 0.00% | +2,512 | New |
| Beacon Pointe Advisors, LLC | 2,500 | $474.0K | 0.02% | +2,500 | New |
| Polar Capital Holdings Plc | 2,310 | $438.0K | 0.00% | +2,310 | New |
| TrinityPoint Wealth, LLC | 2,238 | $425.0K | 0.09% | +422+23.2% | Added |
| Walleye Capital LLC | 2,214 | $420.0K | 0.02% | +2,214 | New |
| Wealth Management Associates, Inc. | 2,100 | $398.4K | 0.23% | −100−4.5% | Reduced |
| Commerce Bank | 2,000 | $379.0K | 0.00% | 00.0% | Unchanged |
| Pictet Asset Management Ltd | 2,000 | $379.0K | 0.00% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 2,000 | $379.0K | 0.27% | 00.0% | Unchanged |
| Maverick Capital LtdSuperinvestorMaverick Capital | 1,987 | $377.0K | 0.00% | −56−2.7% | Reduced |
| HSBC Holdings PLC | 1,974 | $377.0K | 0.00% | +1,974 | New |
| Probity Advisors, Inc. | 1,893 | $359.0K | 0.08% | −63−3.2% | Reduced |
| Xponance, Inc. | 1,848 | $351.0K | 0.01% | +1,848 | New |
| Great West Life Assurance Co | 1,819 | $345.0K | 0.00% | +152+9.1% | Added |
| State of Wisconsin Investment Board | 1,800 | $342.0K | 0.00% | +1,800 | New |
| Cape Cod Five Cents Savings Bank | 1,800 | $342.0K | 0.04% | +1,800 | New |
| O'Shaughnessy Asset Management, LLC | 1,800 | $341.0K | 0.01% | +158+9.6% | Added |
| D.A. Davidson & Co. | 1,725 | $327.0K | 0.00% | −240−12.2% | Reduced |
| MONECO Advisors, LLC | 1,711 | $325.0K | 0.15% | 00.0% | Unchanged |
| Virtu Financial LLC | 1,713 | $325.0K | 0.03% | +1,713 | New |
| Conway Capital Management, Inc. | 1,710 | $324.4K | 0.22% | +1,710 | New |
| V Wealth Advisors LLC | 1,685 | $320.0K | 0.05% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 1,663 | $316.0K | 0.02% | −306−15.5% | Reduced |
| US Bancorp | 1,667 | $316.0K | 0.00% | +153+10.1% | Added |
| Cypress Capital Management LLC | 1,612 | $306.0K | 0.04% | 00.0% | Unchanged |
| Arlington Financial Advisors, LLC | 1,500 | $285.0K | 0.11% | +1,500 | New |
| Koshinski Asset Management, Inc. | 1,463 | $278.0K | 0.03% | +1,463 | New |
| Sciencast Management LP | 1,450 | $278.0K | 0.06% | +1,450 | New |
| Level Four Advisory Services, LLC | 1,459 | $277.0K | 0.02% | +1,459 | New |
| Capula Management Ltd | 1,440 | $273.0K | 0.05% | +1,440 | New |
| Kovack Advisors, Inc. | 1,400 | $266.0K | 0.03% | −950−40.4% | Reduced |
| Great Lakes Advisors, LLC | 1,394 | $264.0K | 0.00% | −135,890−99.0% | Reduced |
| Parallel Advisors, LLC | 1,388 | $263.0K | 0.01% | +22+1.6% | Added |
| CIBC Asset Management Inc | 1,284 | $244.0K | 0.00% | +1,284 | New |
| Two Sigma Securities, LLC | 1,267 | $240.0K | 0.06% | +1,267 | New |
| BNP Paribas Arbitrage, SA | 1,253 | $237.7K | 0.00% | −2,465−66.3% | Reduced |
| IFP Advisors, Inc | 1,190 | $224.0K | 0.00% | −5−0.4% | Reduced |
| Mackenzie Financial Corp | 1,142 | $217.0K | 0.00% | +1,142 | New |
| JGP Global Gestao de Recursos Ltda. | 1,133 | $215.0K | 0.07% | +1,133 | New |
| Fulton Bank, N.A. | 1,109 | $210.0K | 0.01% | +1,109 | New |
| Cambridge Investment Research Advisors, Inc. | 1,079 | $205.0K | 0.00% | −920−46.0% | Reduced |
| Public Employees Retirement System of Ohio | 1,078 | $205.0K | 0.00% | +1,078 | New |
| Compass Ion Advisors, LLC | 1,065 | $202.0K | 0.08% | +1,065 | New |
| Nisa Investment Advisors, LLC | 1,050 | $199.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,021 | $194.0K | 0.01% | +13+1.3% | Added |
| Albion Financial Group | 1,000 | $190.0K | 0.02% | +1,000 | New |
| Brewin Dolphin Wealth Management Ltd | 745 | $141.3K | 0.02% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 715 | $136.0K | 0.00% | −2,116−74.7% | Reduced |