Shockwave Medical, Inc.
SWAVDelisted May 31, 2024- Industry
- Surgical & Medical Instruments & Apparatus
- SEC CIK
- 0001642545
Shockwave Medical, Inc. was delisted on May 31, 2024; its insiders filed their last Form 4 on May 31, 2024; 486 institutions reported holding it in 13F filings for Q1 2024, worth $12.0B in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Shockwave Medical, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 240
- +23 vs. Q1 2021
- Shares held
- 32.2M
- −415.4K (−1.3%) vs. Q1 2021
- Total value
- $6.11B
- +$1.87B (+44.0%) vs. Q1 2021
- New holders
- 56
- 82 more added
- Sold out
- 33
- 71 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SWAV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 2 | $276.1K |
| Q2 2024 | 7 | $1.93M |
| Q1 2024 | 486 | $12.0B |
| Q4 2023 | 427 | $6.76B |
| Q3 2023 | 413 | $6.85B |
| Q2 2023 | 460 | $9.33B |
| Q1 2023 | 382 | $7.31B |
| Q4 2022 | 415 | $6.66B |
| Q3 2022 | 411 | $9.23B |
| Q2 2022 | 337 | $6.63B |
| Q1 2022 | 308 | $6.67B |
| Q4 2021 | 294 | $5.65B |
| Q3 2021 | 267 | $6.64B |
| Q2 2021 | 240 | $6.11B |
| Q1 2021 | 217 | $4.24B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Shockwave Medical, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Glassman Wealth Services | 1 | $0 | 0.00% | +1 | New |
| PEAK6 Investments LLC | 3 | $1.00K | 0.00% | −4,022−99.9% | Reduced |
| Lindbrook Capital, LLC | 4 | $1.00K | 0.00% | +4 | New |
| Eaton Vance Management | 12 | $2.00K | 0.00% | −507−97.7% | Reduced |
| Wolverine Asset Management LLC | 12 | $2.00K | 0.00% | +12 | New |
| CWM, LLC | 16 | $3.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 20 | $3.79K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 23 | $4.00K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 24 | $5.00K | 0.00% | +24 | New |
| Newbridge Financial Services Group, Inc. | 33 | $6.00K | 0.00% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 48 | $9.00K | 0.00% | 00.0% | Unchanged |
| Pittenger & Anderson Inc | 59 | $11.0K | 0.00% | +4+7.3% | Added |
| Elmwood Wealth Management, Inc. | 75 | $14.0K | 0.01% | −35−31.8% | Reduced |
| Wagner Wealth Management, LLC | 72 | $14.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 81 | $15.0K | 0.00% | +12+17.4% | Added |
| Proequities, Inc. | 90 | $17.0K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 92 | $17.0K | 0.00% | +11+13.6% | Added |
| TCI Wealth Advisors, Inc. | 90 | $17.0K | 0.00% | +37+69.8% | Added |
| Advisory Services Network, LLC | 100 | $19.0K | 0.00% | +100 | New |
| FinTrust Capital Advisors, LLC | 110 | $21.0K | 0.01% | +69+168.3% | Added |
| Federation des caisses Desjardins du Quebec | 120 | $22.8K | 0.00% | −120−50.0% | Reduced |
| Adirondack Trust Co | 127 | $24.0K | 0.01% | 00.0% | Unchanged |
| Dark Forest Capital Management LP | 134 | $25.0K | 0.01% | +134 | New |
| Covington Capital Management | 160 | $30.0K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 155 | $30.0K | 0.00% | +21+15.7% | Added |
| Quadrant Capital Group LLC | 167 | $32.0K | 0.00% | +2+1.2% | Added |
| Berman Capital Advisors, LLC | 184 | $34.0K | 0.01% | +17+10.2% | Added |
| Pacitti Group Inc. | 200 | $37.0K | 0.02% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 200 | $38.0K | 0.00% | 00.0% | Unchanged |
| Sterling Investment Advisors, Ltd. | 200 | $38.0K | 0.01% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 242 | $45.0K | 0.00% | 00.0% | Unchanged |
| D'Orazio & Associates, Inc. | 300 | $57.0K | 0.01% | 00.0% | Unchanged |
| Captrust Financial Advisors | 307 | $58.0K | 0.00% | −331−51.9% | Reduced |
| First PREMIER Bank | 400 | $76.0K | 0.02% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 552 | $105.0K | 0.01% | 00.0% | Unchanged |
| Walleye Trading LLC | 574 | $109.0K | 0.00% | +574 | New |
| Bartlett & Co. Wealth Management LLC | 600 | $113.8K | 0.00% | −600−50.0% | Reduced |
| Bartlett & Co. LLC | 600 | $114.0K | 0.00% | −600−50.0% | Reduced |
| Bollard Group LLC | 602 | $114.0K | 0.00% | +351+139.8% | Added |
| Tower Research Capital LLC (TRC) | 715 | $136.0K | 0.00% | −2,116−74.7% | Reduced |
| Fieldpoint Private Securities, LLC | 789 | $136.0K | 0.03% | −9−1.1% | Reduced |
| Brewin Dolphin Wealth Management Ltd | 745 | $141.3K | 0.02% | 00.0% | Unchanged |
| Albion Financial Group | 1,000 | $190.0K | 0.02% | +1,000 | New |
| Harbour Investments, Inc. | 1,021 | $194.0K | 0.01% | +13+1.3% | Added |
| Nisa Investment Advisors, LLC | 1,050 | $199.0K | 0.00% | 00.0% | Unchanged |
| Compass Ion Advisors, LLC | 1,065 | $202.0K | 0.08% | +1,065 | New |
| Cambridge Investment Research Advisors, Inc. | 1,079 | $205.0K | 0.00% | −920−46.0% | Reduced |
| Public Employees Retirement System of Ohio | 1,078 | $205.0K | 0.00% | +1,078 | New |
| Fulton Bank, N.A. | 1,109 | $210.0K | 0.01% | +1,109 | New |
| JGP Global Gestao de Recursos Ltda. | 1,133 | $215.0K | 0.07% | +1,133 | New |
| Mackenzie Financial Corp | 1,142 | $217.0K | 0.00% | +1,142 | New |
| IFP Advisors, Inc | 1,190 | $224.0K | 0.00% | −5−0.4% | Reduced |
| BNP Paribas Arbitrage, SA | 1,253 | $237.7K | 0.00% | −2,465−66.3% | Reduced |
| Two Sigma Securities, LLC | 1,267 | $240.0K | 0.06% | +1,267 | New |
| CIBC Asset Management Inc | 1,284 | $244.0K | 0.00% | +1,284 | New |
| Parallel Advisors, LLC | 1,388 | $263.0K | 0.01% | +22+1.6% | Added |
| Great Lakes Advisors, LLC | 1,394 | $264.0K | 0.00% | −135,890−99.0% | Reduced |
| Kovack Advisors, Inc. | 1,400 | $266.0K | 0.03% | −950−40.4% | Reduced |
| Capula Management Ltd | 1,440 | $273.0K | 0.05% | +1,440 | New |
| Level Four Advisory Services, LLC | 1,459 | $277.0K | 0.02% | +1,459 | New |
| Koshinski Asset Management, Inc. | 1,463 | $278.0K | 0.03% | +1,463 | New |
| Sciencast Management LP | 1,450 | $278.0K | 0.06% | +1,450 | New |
| Arlington Financial Advisors, LLC | 1,500 | $285.0K | 0.11% | +1,500 | New |
| Cypress Capital Management LLC | 1,612 | $306.0K | 0.04% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 1,663 | $316.0K | 0.02% | −306−15.5% | Reduced |
| US Bancorp | 1,667 | $316.0K | 0.00% | +153+10.1% | Added |
| V Wealth Advisors LLC | 1,685 | $320.0K | 0.05% | 00.0% | Unchanged |
| Conway Capital Management, Inc. | 1,710 | $324.4K | 0.22% | +1,710 | New |
| MONECO Advisors, LLC | 1,711 | $325.0K | 0.15% | 00.0% | Unchanged |
| Virtu Financial LLC | 1,713 | $325.0K | 0.03% | +1,713 | New |
| D.A. Davidson & Co. | 1,725 | $327.0K | 0.00% | −240−12.2% | Reduced |
| O'Shaughnessy Asset Management, LLC | 1,800 | $341.0K | 0.01% | +158+9.6% | Added |
| State of Wisconsin Investment Board | 1,800 | $342.0K | 0.00% | +1,800 | New |
| Cape Cod Five Cents Savings Bank | 1,800 | $342.0K | 0.04% | +1,800 | New |
| Great West Life Assurance Co | 1,819 | $345.0K | 0.00% | +152+9.1% | Added |
| Xponance, Inc. | 1,848 | $351.0K | 0.01% | +1,848 | New |
| Probity Advisors, Inc. | 1,893 | $359.0K | 0.08% | −63−3.2% | Reduced |
| Maverick Capital LtdSuperinvestorMaverick Capital | 1,987 | $377.0K | 0.00% | −56−2.7% | Reduced |
| HSBC Holdings PLC | 1,974 | $377.0K | 0.00% | +1,974 | New |
| Commerce Bank | 2,000 | $379.0K | 0.00% | 00.0% | Unchanged |
| Pictet Asset Management Ltd | 2,000 | $379.0K | 0.00% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 2,000 | $379.0K | 0.27% | 00.0% | Unchanged |
| Wealth Management Associates, Inc. | 2,100 | $398.4K | 0.23% | −100−4.5% | Reduced |
| Walleye Capital LLC | 2,214 | $420.0K | 0.02% | +2,214 | New |
| TrinityPoint Wealth, LLC | 2,238 | $425.0K | 0.09% | +422+23.2% | Added |
| Polar Capital Holdings Plc | 2,310 | $438.0K | 0.00% | +2,310 | New |
| Beacon Pointe Advisors, LLC | 2,500 | $474.0K | 0.02% | +2,500 | New |
| Wellington Management Group LLP | 2,512 | $477.0K | 0.00% | +2,512 | New |
| Leonteq Securities AG | 2,545 | $482.9K | 0.04% | −997−28.1% | Reduced |
| Ameritas Investment Partners, Inc. | 2,646 | $502.0K | 0.02% | +332+14.3% | Added |
| Verition Fund Management LLC | 2,763 | $524.0K | 0.01% | +2,763 | New |
| Henshaw Capital LLC | 2,834 | $537.7K | 0.03% | 00.0% | Unchanged |
| Bank of Montreal | 2,918 | $562.0K | 0.00% | −1,299−30.8% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 3,055 | $580.0K | 0.00% | −207−6.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 3,076 | $584.0K | 0.00% | −66−2.1% | Reduced |
| Spire Wealth Management | 3,084 | $585.0K | 0.02% | −1,027−25.0% | Reduced |
| IndexIQ Advisors LLC | 3,106 | $589.0K | 0.02% | −160−4.9% | Reduced |
| Commonwealth Equity Services, LLC | 3,481 | $660.0K | 0.00% | +905+35.1% | Added |
| Banque Cantonale Vaudoise | 3,597 | $682.0K | 0.03% | −801−18.2% | Reduced |
| Gotham Asset Management, LLC | 3,660 | $694.0K | 0.03% | +3,660 | New |