Sunworks, Inc.
SUNWDelisted Apr 9, 2024- Industry
- Miscellaneous Electrical Machinery, Equipment & Supplies
- SEC CIK
- 0001172631
Sunworks, Inc. was delisted on Apr 9, 2024; its insiders filed their last Form 4 on Jan 18, 2024; 31 institutions reported holding it in 13F filings for Q4 2023, worth $1.43M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Sunworks, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 37
- −3 vs. Q2 2023
- Shares held
- 3.57M
- −666.9K (−15.7%) vs. Q2 2023
- Total value
- $1.86M
- −$2.93M (−61.2%) vs. Q2 2023
- New holders
- 8
- 7 more added
- Sold out
- 11
- 9 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SUNW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 2 | $15 |
| Q2 2024 | 3 | $649 |
| Q1 2024 | 3 | $6.26K |
| Q4 2023 | 31 | $1.43M |
| Q3 2023 | 37 | $1.86M |
| Q2 2023 | 40 | $4.79M |
| Q1 2023 | 39 | $6.44M |
| Q4 2022 | 44 | $8.54M |
| Q3 2022 | 51 | $15.9M |
| Q2 2022 | 41 | $6.63M |
| Q1 2022 | 58 | $14.2M |
| Q4 2021 | 46 | $24.5M |
| Q3 2021 | 46 | $53.7M |
| Q2 2021 | 39 | $96.9M |
| Q1 2021 | 42 | $118.9M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Sunworks, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 100 | $0 | 0.00% | −281−73.8% | Reduced |
| Cutler Group LP | 153 | $0 | 0.00% | −230−60.1% | Reduced |
| Nemes Rush Group LLC | 11 | $6 | 0.00% | +11 | New |
| Tower Research Capital LLC (TRC) | 52 | $27 | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 23 | $36 | 0.00% | +9+64.3% | Added |
| Qube Research & Technologies Ltd | 117 | $61 | 0.00% | +117 | New |
| ORG Partners LLC | 150 | $78 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 262 | $136 | 0.00% | −242−48.0% | Reduced |
| Credit Agricole S A | 480 | $250 | 0.00% | +480 | New |
| Cape Investment Advisory, Inc. | 500 | $260 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,299 | $675 | 0.00% | +43+3.4% | Added |
| Rational Advisors LLC | 1,076 | $1.22K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 4,151 | $2.00K | 0.00% | +696+20.1% | Added |
| Advisor Group Holdings, Inc. | 4,128 | $2.15K | 0.00% | −7,291−63.8% | Reduced |
| Federation des caisses Desjardins du Quebec | 7,300 | $3.80K | 0.00% | 00.0% | Unchanged |
| Baader Bank INC | 11,000 | $5.10K | 0.00% | +11,000 | New |
| Susquehanna International Group, LLP | 12,222 | $6.36K | 0.00% | −4,700−27.8% | Reduced |
| Summit Financial, LLC | 14,000 | $7.28K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 15,000 | $7.80K | 0.00% | +15,000 | New |
| Bank of New York Mellon Corp | 17,087 | $8.88K | 0.00% | −11,609−40.5% | Reduced |
| Charles Schwab Investment Management Inc | 17,256 | $8.97K | 0.00% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 18,789 | $9.77K | 0.00% | +18,789 | New |
| Traphagen Investment Advisors LLC | 21,000 | $10.9K | 0.00% | +21,000 | New |
| Morgan Stanley | 23,997 | $12.5K | 0.00% | +1,855+8.4% | Added |
| Marshall Wace, LLP | 25,666 | $13.3K | 0.00% | +25,666 | New |
| Prudential Financial Inc | 34,200 | $17.8K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 39,051 | $20.3K | 0.00% | −26,136−40.1% | Reduced |
| Group One Trading, L.P. | 41,136 | $21.4K | 0.00% | −1,277−3.0% | Reduced |
| First Republic Investment Management, Inc. | 52,017 | $27.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 59,764 | $31.1K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 62,740 | $32.6K | 0.00% | +10,638+20.4% | Added |
| Price T Rowe Associates Inc | 73,400 | $39.0K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 113,153 | $58.8K | 0.00% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 302,073 | $157.1K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 366,177 | $190.5K | 0.00% | +47,024+14.7% | Added |
| BlackRock Inc. | 435,323 | $226.4K | 0.00% | −515−0.1% | Reduced |
| Vanguard Group Inc | 1,798,802 | $935.4K | 0.00% | +12,751+0.7% | Added |
| Connective Capital Management, LLC | 0 | $0 | 0.00% | −314,569−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −283,650−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −57,576−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −34,899−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −33,900−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −12,887−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −11,670−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −10,452−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −100−100.0% | Sold out |