Sunworks, Inc.
SUNWDelisted Apr 9, 2024- Industry
- Miscellaneous Electrical Machinery, Equipment & Supplies
- SEC CIK
- 0001172631
Sunworks, Inc. was delisted on Apr 9, 2024; its insiders filed their last Form 4 on Jan 18, 2024; 31 institutions reported holding it in 13F filings for Q4 2023, worth $1.43M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Sunworks, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 40
- +1 vs. Q1 2023
- Shares held
- 4.24M
- −234.9K (−5.2%) vs. Q1 2023
- Total value
- $4.79M
- −$1.65M (−25.7%) vs. Q1 2023
- New holders
- 9
- 8 more added
- Sold out
- 8
- 11 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SUNW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 2 | $15 |
| Q2 2024 | 3 | $649 |
| Q1 2024 | 3 | $6.26K |
| Q4 2023 | 31 | $1.43M |
| Q3 2023 | 37 | $1.86M |
| Q2 2023 | 40 | $4.79M |
| Q1 2023 | 39 | $6.44M |
| Q4 2022 | 44 | $8.54M |
| Q3 2022 | 51 | $15.9M |
| Q2 2022 | 41 | $6.63M |
| Q1 2022 | 58 | $14.2M |
| Q4 2021 | 46 | $24.5M |
| Q3 2021 | 46 | $53.7M |
| Q2 2021 | 39 | $96.9M |
| Q1 2021 | 42 | $118.9M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Sunworks, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cutler Group LP | 383 | $0 | 0.00% | −424−52.5% | Reduced |
| Royal Bank of Canada | 381 | $0 | 0.00% | +281+281.0% | Added |
| ORG Partners LLC | 150 | $0 | 0.00% | +150 | New |
| Coppell Advisory Solutions LLC | 14 | $16 | 0.00% | +14 | New |
| Tower Research Capital LLC (TRC) | 52 | $59 | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 100 | $113 | 0.00% | +100 | New |
| Cape Investment Advisory, Inc. | 500 | $565 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 504 | $570 | 0.00% | +504 | New |
| Rational Advisors LLC | 1,076 | $1.22K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,256 | $1.42K | 0.00% | +13+1.0% | Added |
| Simplex Trading, LLC | 3,455 | $3.00K | 0.00% | +3,455 | New |
| Federation des caisses Desjardins du Quebec | 7,300 | $8.25K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 10,000 | $11.3K | 0.00% | 00.0% | Unchanged |
| Jump Financial, LLC | 10,000 | $11.3K | 0.00% | +10,000 | New |
| Virtu Financial LLC | 10,452 | $12.0K | 0.00% | −13,396−56.2% | Reduced |
| Advisor Group Holdings, Inc. | 11,419 | $12.9K | 0.00% | +128+1.1% | Added |
| Cubist Systematic Strategies, LLC | 11,670 | $13.2K | 0.00% | +11,670 | New |
| Goldman Sachs Group Inc | 12,887 | $14.6K | 0.00% | −21,906−63.0% | Reduced |
| Summit Financial, LLC | 14,000 | $15.8K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 16,922 | $19.1K | 0.00% | −8,243−32.8% | Reduced |
| Charles Schwab Investment Management Inc | 17,256 | $19.5K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 22,142 | $25.0K | 0.00% | +9,302+72.4% | Added |
| Bank of New York Mellon Corp | 28,696 | $32.4K | 0.00% | −83−0.3% | Reduced |
| Schonfeld Strategic Advisors LLC | 33,900 | $38.3K | 0.00% | −16,400−32.6% | Reduced |
| Prudential Financial Inc | 34,200 | $38.6K | 0.00% | +34,200 | New |
| Renaissance Technologies LLC | 34,899 | $39.0K | 0.00% | −174,890−83.4% | Reduced |
| Group One Trading, L.P. | 42,413 | $47.9K | 0.00% | −1,000−2.3% | Reduced |
| First Republic Investment Management, Inc. | 52,017 | $58.8K | 0.00% | +40,489+351.2% | Added |
| MAI Capital Management | 52,102 | $58.9K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 57,576 | $65.1K | 0.00% | −324,764−84.9% | Reduced |
| Northern Trust Corp | 59,764 | $67.5K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 65,187 | $73.7K | 0.00% | +37,522+135.6% | Added |
| Price T Rowe Associates Inc | 73,400 | $83.0K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 113,153 | $127.9K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 283,650 | $320.5K | 0.06% | +131,727+86.7% | Added |
| Bridgeway Capital Management, LLC | 302,073 | $341.3K | 0.01% | +26,700+9.7% | Added |
| Connective Capital Management, LLC | 314,569 | $355.5K | 0.41% | +314,569 | New |
| Geode Capital Management, LLC | 319,153 | $360.6K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 435,838 | $492.5K | 0.00% | −84,298−16.2% | Reduced |
| Vanguard Group Inc | 1,786,051 | $2.02M | 0.00% | −21,900−1.2% | Reduced |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −77,988−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −37,477−100.0% | Sold out |
| Dimensional Fund Advisors LP | 0 | $0 | 0.00% | −24,900−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −14,743−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −12,412−100.0% | Sold out |
| Colonial River Wealth Management, LLC | 0 | $0 | 0.00% | −10,625−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | 0 | $0 | 0.00% | −10,178−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −51−100.0% | Sold out |