Sunworks, Inc.
SUNWDelisted Apr 9, 2024- Industry
- Miscellaneous Electrical Machinery, Equipment & Supplies
- SEC CIK
- 0001172631
Sunworks, Inc. was delisted on Apr 9, 2024; its insiders filed their last Form 4 on Jan 18, 2024; 31 institutions reported holding it in 13F filings for Q4 2023, worth $1.43M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Sunworks, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- −5 vs. Q4 2022
- Shares held
- 4.48M
- −927.2K (−17.2%) vs. Q4 2022
- Total value
- $6.44M
- −$2.09M (−24.5%) vs. Q4 2022
- New holders
- 5
- 7 more added
- Sold out
- 10
- 13 more reduced
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SUNW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 2 | $15 |
| Q2 2024 | 3 | $649 |
| Q1 2024 | 3 | $6.26K |
| Q4 2023 | 31 | $1.43M |
| Q3 2023 | 37 | $1.86M |
| Q2 2023 | 40 | $4.79M |
| Q1 2023 | 39 | $6.44M |
| Q4 2022 | 44 | $8.54M |
| Q3 2022 | 51 | $15.9M |
| Q2 2022 | 41 | $6.63M |
| Q1 2022 | 58 | $14.2M |
| Q4 2021 | 46 | $24.5M |
| Q3 2021 | 46 | $53.7M |
| Q2 2021 | 39 | $96.9M |
| Q1 2021 | 42 | $118.9M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Sunworks, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 52 | $0 | 0.00% | −299−85.2% | Reduced |
| Royal Bank of Canada | 100 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 51 | $73 | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 500 | $720 | 0.00% | +500 | New |
| Cutler Group LP | 807 | $1.00K | 0.00% | −5,045−86.2% | Reduced |
| Rational Advisors LLC | 1,076 | $1.55K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,243 | $1.79K | 0.00% | +3+0.2% | Added |
| Federation des caisses Desjardins du Quebec | 7,300 | $10.5K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 10,000 | $14.4K | 0.00% | +10,000 | New |
| Susquehanna Fundamental Investments, LLC | 10,178 | $14.7K | 0.00% | −27,268−72.8% | Reduced |
| Colonial River Wealth Management, LLC | 10,625 | $15.3K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 11,291 | $16.3K | 0.00% | +100+0.9% | Added |
| First Republic Investment Management, Inc. | 11,528 | $16.6K | 0.00% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 12,412 | $18.0K | 0.00% | −1,256−9.2% | Reduced |
| Morgan Stanley | 12,840 | $18.5K | 0.00% | −20,476−61.5% | Reduced |
| Summit Financial, LLC | 14,000 | $20.2K | 0.00% | +1,000+7.7% | Added |
| Gsa Capital Partners LLP | 14,743 | $21.0K | 0.00% | +14,743 | New |
| Charles Schwab Investment Management Inc | 17,256 | $24.8K | 0.00% | 00.0% | Unchanged |
| Virtu Financial LLC | 23,848 | $34.0K | 0.00% | +23,848 | New |
| Dimensional Fund Advisors LP | 24,900 | $35.9K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 25,165 | $36.2K | 0.00% | −26,772−51.5% | Reduced |
| Jane Street Group, LLC | 27,665 | $39.8K | 0.00% | −11,019−28.5% | Reduced |
| Bank of New York Mellon Corp | 28,779 | $41.4K | 0.00% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 34,793 | $50.1K | 0.00% | +9,465+37.4% | Added |
| Bank of America Corp | 37,477 | $54.0K | 0.00% | +18,202+94.4% | Added |
| Group One Trading, L.P. | 43,413 | $62.5K | 0.00% | −4,666−9.7% | Reduced |
| Schonfeld Strategic Advisors LLC | 50,300 | $72.4K | 0.00% | −10,100−16.7% | Reduced |
| MAI Capital Management | 52,102 | $75.0K | 0.00% | +52,102 | New |
| Northern Trust Corp | 59,764 | $86.1K | 0.00% | +5,144+9.4% | Added |
| Price T Rowe Associates Inc | 73,400 | $106.0K | 0.00% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 77,988 | $112.3K | 0.01% | +841+1.1% | Added |
| State Street Corp | 113,153 | $162.9K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 151,923 | $218.8K | 0.05% | −154,028−50.3% | Reduced |
| Renaissance Technologies LLC | 209,789 | $302.0K | 0.00% | −87,211−29.4% | Reduced |
| Bridgeway Capital Management, LLC | 275,373 | $396.5K | 0.01% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 319,153 | $459.6K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 382,340 | $550.6K | 0.00% | −3,229−0.8% | Reduced |
| BlackRock Inc. | 520,136 | $749.0K | 0.00% | −41,828−7.4% | Reduced |
| Vanguard Group Inc | 1,807,951 | $2.60M | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 0 | $0 | 0.00% | −527,679−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −60,034−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −58,100−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −18,180−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −5,188−100.0% | Sold out |
| Credit Agricole S A | 0 | $0 | 0.00% | −480−100.0% | Sold out |
| Wolff Wiese Magana LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −23−100.0% | Sold out |
| Coppell Advisory Solutions Corp. | 0 | $0 | 0.00% | −23−100.0% | Sold out |
| Avion Wealth | 0 | $0 | 0.00% | −100−100.0% | Sold out |