Sunworks, Inc.
SUNWDelisted Apr 9, 2024- Industry
- Miscellaneous Electrical Machinery, Equipment & Supplies
- SEC CIK
- 0001172631
Sunworks, Inc. was delisted on Apr 9, 2024; its insiders filed their last Form 4 on Jan 18, 2024; 31 institutions reported holding it in 13F filings for Q4 2023, worth $1.43M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Sunworks, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- −15 vs. Q1 2022
- Shares held
- 4.20M
- −1.42M (−25.2%) vs. Q1 2022
- Total value
- $6.63M
- −$7.52M (−53.1%) vs. Q1 2022
- New holders
- 7
- 10 more added
- Sold out
- 22
- 13 more reduced
2 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SUNW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 1 | $0 |
| Q2 2025 | 1 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 2 | $15 |
| Q2 2024 | 3 | $649 |
| Q1 2024 | 3 | $6.26K |
| Q4 2023 | 31 | $1.43M |
| Q3 2023 | 37 | $1.86M |
| Q2 2023 | 40 | $4.79M |
| Q1 2023 | 39 | $6.44M |
| Q4 2022 | 44 | $8.54M |
| Q3 2022 | 51 | $15.9M |
| Q2 2022 | 41 | $6.63M |
| Q1 2022 | 58 | $14.2M |
| Q4 2021 | 46 | $24.5M |
| Q3 2021 | 46 | $53.7M |
| Q2 2021 | 39 | $96.9M |
| Q1 2021 | 42 | $118.9M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Sunworks, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| UBS Group AG | 47 | $0 | 0.00% | −12,379−99.6% | Reduced |
| Royal Bank of Canada | 175 | $0 | 0.00% | −2,562−93.6% | Reduced |
| FMR LLC | 251 | $0 | 0.00% | +151+151.0% | Added |
| Tower Research Capital LLC (TRC) | 174 | $0 | 0.00% | 00.0% | Unchanged |
| Avion Wealth | 100 | $0 | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 100 | $0 | 0.00% | 00.0% | Unchanged |
| BCR Wealth Strategies, LLC | 75 | $0 | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 500 | $0 | 0.00% | +500 | New |
| Cutler Group LP | 911 | $1.00K | 0.00% | −14,690−94.2% | Reduced |
| Credit Agricole S A | 480 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,220 | $2.00K | 0.00% | +38+3.2% | Added |
| Rational Advisors LLC | 1,075 | $2.00K | 0.00% | +27+2.6% | Added |
| Citigroup Inc | 1,490 | $2.00K | 0.00% | +1,490 | New |
| Federated Hermes, Inc. | 1,149 | $2.00K | 0.00% | +1,149 | New |
| Bank of America Corp | 2,169 | $3.00K | 0.00% | −10.0% | Reduced |
| Federation des caisses Desjardins du Quebec | 7,300 | $11.5K | 0.00% | 00.0% | Unchanged |
| Colonial River Wealth Management, LLC | 10,625 | $17.0K | 0.01% | 00.0% | Unchanged |
| Virtu Financial LLC | 10,717 | $17.0K | 0.00% | +10,717 | New |
| First Republic Investment Management, Inc. | 11,528 | $18.0K | 0.00% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 14,210 | $22.0K | 0.00% | −112,381−88.8% | Reduced |
| Two Sigma Securities, LLC | 14,741 | $23.0K | 0.00% | +14,741 | New |
| Advisor Group Holdings, Inc. | 15,451 | $24.0K | 0.00% | −1,700−9.9% | Reduced |
| Prudential Financial Inc | 17,800 | $28.0K | 0.00% | +17,800 | New |
| Dimensional Fund Advisors LP | 19,772 | $31.0K | 0.00% | +19,772 | New |
| Jane Street Group, LLC | 20,168 | $32.0K | 0.00% | −180,050−89.9% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 23,677 | $37.0K | 0.00% | −6,741−22.2% | Reduced |
| Bank of New York Mellon Corp | 28,870 | $46.0K | 0.00% | −80−0.3% | Reduced |
| Citadel Advisors LLC | 33,404 | $53.0K | 0.00% | −52,619−61.2% | Reduced |
| Goldman Sachs Group Inc | 43,873 | $69.0K | 0.00% | −97,623−69.0% | Reduced |
| Price T Rowe Associates Inc | 46,200 | $73.0K | 0.00% | +1,600+3.6% | Added |
| Northern Trust Corp | 51,206 | $81.0K | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 66,765 | $105.0K | 0.00% | −108,840−62.0% | Reduced |
| XTX Topco Ltd | 75,818 | $120.0K | 0.05% | +60,050+380.8% | Added |
| State Street Corp | 88,353 | $140.0K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 95,473 | $151.0K | 0.00% | +70,383+280.5% | Added |
| Creative Planning | 102,119 | $161.0K | 0.00% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 278,228 | $439.0K | 0.00% | +8,841+3.3% | Added |
| Millennium Management LLC | 365,243 | $577.0K | 0.00% | −238,276−39.5% | Reduced |
| BlackRock Inc. | 518,837 | $820.0K | 0.00% | +26,943+5.5% | Added |
| Renaissance Technologies LLC | 754,400 | $1.19M | 0.00% | +189,199+33.5% | Added |
| Vanguard Group Inc | 1,474,705 | $2.33M | 0.00% | +438,900+42.4% | Added |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −306,733−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −229,927−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −155,559−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −137,628−100.0% | Sold out |
| Hussman Strategic Advisors, Inc. | 0 | $0 | 0.00% | −124,000−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −111,000−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −89,095−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −63,333−100.0% | Sold out |
| Old Mission Capital LLC | 0 | $0 | 0.00% | −59,210−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −44,379−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −34,140−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −25,806−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −21,392−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −11,518−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −11,770−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −11,616−100.0% | Sold out |
| Credit Suisse AG | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −2,200−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| 1832 Asset Management L.P. | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Covington Capital Management | 0 | $0 | 0.00% | −316−100.0% | Sold out |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −140−100.0% | Sold out |
| Susquehanna Fundamental Investments, LLC | – | – | – | – | Not filed |
| Lenox Wealth Advisors, LLC | – | – | – | – | Not filed |