Spectrum Pharmaceuticals Inc
SPPIDelisted Aug 1, 2023- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0000831547
Spectrum Pharmaceuticals Inc was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Aug 1, 2023; 78 institutions reported holding it in 13F filings for Q2 2023, worth $56.5M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Spectrum Pharmaceuticals Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 148
- −5 vs. Q2 2021
- Shares held
- 105.1M
- +1.38M (+1.3%) vs. Q2 2021
- Total value
- $229.3M
- −$159.5M (−41.0%) vs. Q2 2021
- New holders
- 19
- 45 more added
- Sold out
- 24
- 47 more reduced
3 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SPPI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 78 | $56.5M |
| Q1 2023 | 69 | $33.4M |
| Q4 2022 | 70 | $16.8M |
| Q3 2022 | 75 | $22.7M |
| Q2 2022 | 87 | $45.6M |
| Q1 2022 | 101 | $92.0M |
| Q4 2021 | 142 | $124.9M |
| Q3 2021 | 148 | $229.3M |
| Q2 2021 | 156 | $389.4M |
| Q1 2021 | 147 | $329.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Spectrum Pharmaceuticals Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Comerica Bank | 147,875 | $294.0K | 0.00% | −3,153−2.1% | Reduced |
| Great West Life Assurance Co | 135,260 | $298.0K | 0.00% | 00.0% | Unchanged |
| Franklin Resources Inc | 145,732 | $318.0K | 0.00% | +145,732 | New |
| UBS Asset Management Americas Inc | 158,669 | $345.9K | 0.00% | 00.0% | Unchanged |
| Sargent Investment Group, LLC | 158,600 | $346.0K | 0.08% | −5,625−3.4% | Reduced |
| BNP Paribas Arbitrage, SA | 158,951 | $346.5K | 0.00% | +100,995+174.3% | Added |
| SG Americas Securities, LLC | 166,754 | $364.0K | 0.00% | +155,507+1,382.7% | Added |
| Prudential Financial Inc | 171,089 | $373.0K | 0.00% | +1,720+1.0% | Added |
| Credit Suisse AG | 184,925 | $403.0K | 0.00% | −18,218−9.0% | Reduced |
| Los Angeles Capital Management LLC | 185,226 | $404.0K | 0.00% | −15,380−7.7% | Reduced |
| State of Wisconsin Investment Board | 202,300 | $441.0K | 0.00% | 00.0% | Unchanged |
| California State Teachers Retirement System | 219,328 | $478.0K | 0.00% | +5,824+2.7% | Added |
| Alliancebernstein L.P. | 232,695 | $507.0K | 0.00% | −20,690−8.2% | Reduced |
| D. E. Shaw & Co., Inc. | 252,625 | $550.0K | 0.00% | −320,773−55.9% | Reduced |
| New York State Teachers Retirement System | 254,500 | $555.0K | 0.00% | −1,000−0.4% | Reduced |
| CM Management, LLC | 300,000 | $654.0K | 0.49% | 00.0% | Unchanged |
| Public Sector Pension Investment Board | 330,052 | $720.0K | 0.00% | 00.0% | Unchanged |
| Swiss National Bank | 356,900 | $778.0K | 0.00% | +18,000+5.3% | Added |
| Legal & General Group Plc | 376,683 | $821.0K | 0.00% | +37,031+10.9% | Added |
| AXA S.A. | 397,800 | $867.0K | 0.00% | +124,000+45.3% | Added |
| Goldman Sachs Group Inc | 398,432 | $868.0K | 0.00% | +4,788+1.2% | Added |
| Rhumbline Advisers | 404,538 | $882.0K | 0.00% | −46,012−10.2% | Reduced |
| Charles Schwab Investment Management Inc | 409,725 | $893.0K | 0.00% | −685,864−62.6% | Reduced |
| Parametric Portfolio Associates LLC | 452,048 | $985.0K | 0.00% | −561,772−55.4% | Reduced |
| Jupiter Asset Management Ltd | 452,692 | $987.0K | 0.01% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 493,991 | $1.08M | 0.00% | −1,011,300−67.2% | Reduced |
| JPMorgan Chase & Co | 521,016 | $1.14M | 0.00% | −39,204−7.0% | Reduced |
| Citigroup Inc | 527,434 | $1.15M | 0.00% | −121,556−18.7% | Reduced |
| Nuveen Asset Management, LLC | 482,348 | $1.17M | 0.00% | −1680.0% | Reduced |
| Wells Fargo & Company | 548,008 | $1.19M | 0.00% | −20,000−3.5% | Reduced |
| Panagora Asset Management Inc | 587,293 | $1.28M | 0.01% | −9,620−1.6% | Reduced |
| Ameriprise Financial Inc | 690,113 | $1.50M | 0.00% | −14,303−2.0% | Reduced |
| Rafferty Asset Management, LLC | 690,370 | $1.50M | 0.01% | +328,088+90.6% | Added |
| Gsa Capital Partners LLP | 732,935 | $1.60M | 0.16% | +279,791+61.7% | Added |
| Susquehanna International Group, LLP | 784,590 | $1.71M | 0.00% | +169,356+27.5% | Added |
| Invesco Ltd. | 896,475 | $1.96M | 0.00% | +6,133+0.7% | Added |
| UBS Group AG | 944,969 | $2.06M | 0.00% | +834,596+756.2% | Added |
| Principal Financial Group Inc | 1,180,984 | $2.58M | 0.00% | +5,812+0.5% | Added |
| Bank of New York Mellon Corp | 1,373,688 | $2.99M | 0.00% | +60,669+4.6% | Added |
| Dimensional Fund Advisors LP | 1,403,926 | $3.06M | 0.00% | −433,727−23.6% | Reduced |
| Alethea Capital Management, LLC | 1,656,815 | $3.61M | 3.18% | +7,500+0.5% | Added |
| Morgan Stanley | 1,716,550 | $3.74M | 0.00% | −793,793−31.6% | Reduced |
| Northern Trust Corp | 1,832,302 | $4.00M | 0.00% | −28,572−1.5% | Reduced |
| Geode Capital Management, LLC | 2,686,533 | $5.86M | 0.00% | +39,268+1.5% | Added |
| Vanguard Group Inc | 10,721,177 | $23.4M | 0.00% | −2,623,108−19.7% | Reduced |
| Armistice Capital, LLC | 16,400,000 | $35.8M | 0.88% | +5,352,000+48.4% | Added |
| State Street Corp | 17,136,619 | $37.4M | 0.00% | +5,936,588+53.0% | Added |
| BlackRock Inc. | 30,531,435 | $66.6M | 0.00% | +336,548+1.1% | Added |
| Two Sigma Investments, LP | 0 | $0 | 0.00% | −1,326,237−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −110,539−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −93,906−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −84,158−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −31,247−100.0% | Sold out |
| Federated Hermes, Inc. | 0 | $0 | 0.00% | −30,149−100.0% | Sold out |
| Pinz Capital Management, LP | 0 | $0 | 0.00% | −28,700−100.0% | Sold out |
| Centiva Capital, LP | 0 | $0 | 0.00% | −28,898−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −25,996−100.0% | Sold out |
| Henshaw Capital LLC | 0 | $0 | 0.00% | −20,009−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −19,028−100.0% | Sold out |
| Quantitative Investment Management, LLC | 0 | $0 | 0.00% | −13,721−100.0% | Sold out |
| Wolverine Trading, LLC | 0 | $0 | 0.00% | −10,829−100.0% | Sold out |
| CIBC Asset Management Inc | 0 | $0 | 0.00% | −11,010−100.0% | Sold out |
| Harbor Investment Advisory, LLC | 0 | $0 | 0.00% | −3,884−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −3,755−100.0% | Sold out |
| Sutton Wealth Advisors Inc. | 0 | $0 | 0.00% | −2,955−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −1,472−100.0% | Sold out |
| GPS Wealth Strategies Group, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −571−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −625−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −333−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −9−100.0% | Sold out |
| Ford Financial Group, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| QS Investors, LLC | – | – | – | – | Not filed |
| Pictet Asset Management Ltd | – | – | – | – | Not filed |
| CWM, LLC | – | – | – | – | Not filed |