Salient Midstream & MLP Fund
SMMDelisted Sep 12, 2022- SEC CIK
- 0001534293
Salient Midstream & MLP Fund was delisted on Sep 12, 2022; its insiders filed their last Form 4 on Sep 14, 2022; 43 institutions reported holding it in 13F filings for Q2 2022, worth $66.2M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Salient Midstream & MLP Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- +1 vs. Q3 2021
- Shares held
- 5.57M
- +1.06M (+23.6%) vs. Q3 2021
- Total value
- $37.6M
- +$8.92M (+31.2%) vs. Q3 2021
- New holders
- 7
- 7 more added
- Sold out
- 6
- 13 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SMM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 43 | $66.2M |
| Q1 2022 | 42 | $62.5M |
| Q4 2021 | 39 | $37.6M |
| Q3 2021 | 39 | $29.6M |
| Q2 2021 | 38 | $22.4M |
| Q1 2021 | 42 | $20.1M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Salient Midstream & MLP Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 2,737,129 | $18.4M | 0.37% | +1,372,122+100.5% | Added |
| Morgan Stanley | 531,749 | $3.58M | 0.00% | +191,555+56.3% | Added |
| Bank of America Corp | 254,568 | $1.72M | 0.00% | −63,475−20.0% | Reduced |
| Kayne Anderson Capital Advisors LP | 243,100 | $1.64M | 0.05% | 00.0% | Unchanged |
| Wells Fargo & Company | 199,351 | $1.34M | 0.00% | +65,055+48.4% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 172,121 | $1.16M | 0.42% | +133+0.1% | Added |
| Sit Investment Associates Inc | 162,743 | $1.10M | 0.03% | +162,743 | New |
| Quantedge Capital Pte Ltd | 161,952 | $1.09M | 0.46% | −19,506−10.7% | Reduced |
| Pettinga Financial Advisors, LLC | 137,531 | $927.0K | 0.23% | +137,531 | New |
| Commonwealth Equity Services, LLC | 122,843 | $827.0K | 0.00% | −12,000−8.9% | Reduced |
| Royal Bank of Canada | 102,716 | $692.0K | 0.00% | −465−0.5% | Reduced |
| Clough Capital Partners L P | 95,038 | $641.0K | 0.04% | +21,500+29.2% | Added |
| UBS Group AG | 75,542 | $509.0K | 0.00% | −9,536−11.2% | Reduced |
| Logan Stone Capital, LLC | 72,237 | $487.0K | 0.49% | +72,237 | New |
| CSS LLC | 61,278 | $413.0K | 0.02% | 00.0% | Unchanged |
| Shepherd Kaplan Krochuk, LLC | 60,300 | $406.0K | 0.15% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 53,642 | $362.0K | 0.00% | −68,252−56.0% | Reduced |
| 6 Meridian | 51,543 | $347.0K | 0.03% | −17,018−24.8% | Reduced |
| Gill Capital Partners, LLC | 49,221 | $332.0K | 0.15% | −35,667−42.0% | Reduced |
| The PNC Financial Services Group, Inc. | 26,160 | $176.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 21,118 | $142.0K | 0.00% | +1,790+9.3% | Added |
| Snowden Capital Advisors LLC | 20,171 | $135.0K | 0.01% | −1,109−5.2% | Reduced |
| Kingsview Wealth Management, LLC | 17,573 | $118.0K | 0.00% | −2,027−10.3% | Reduced |
| LPL Financial LLC | 16,575 | $112.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 16,326 | $110.0K | 0.00% | −28,260−63.4% | Reduced |
| Powell Investment Advisors, LLC | 16,322 | $110.0K | 0.06% | 00.0% | Unchanged |
| Regent Investment Management LLC | 16,000 | $108.0K | 0.02% | 00.0% | Unchanged |
| Bulldog Investors, LLP | 15,220 | $103.0K | 0.03% | +15,220 | New |
| Moors & Cabot, Inc. | 14,796 | $100.0K | 0.01% | 00.0% | Unchanged |
| Brown Advisory Securities, LLC | 11,000 | $74.0K | 0.03% | −1,200−9.8% | Reduced |
| HighTower Advisors, LLC | 11,000 | $74.0K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 10,000 | $67.0K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 8,288 | $56.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 5,846 | $39.0K | 0.00% | −817−12.3% | Reduced |
| Rockefeller Capital Management L.P. | 1,034 | $6.00K | 0.00% | +11+1.1% | Added |
| Bessemer Group Inc | 695 | $5.00K | 0.00% | +695 | New |
| McIlrath & Eck, LLC | 290 | $2.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Tower Research Capital LLC (TRC) | 12 | $0 | 0.00% | +12 | New |
| Matisse Capital | 0 | $0 | 0.00% | −510,700−100.0% | Sold out |
| Merriman Wealth Management, LLC | 0 | $0 | 0.00% | −118,182−100.0% | Sold out |
| Boenning & Scattergood, Inc. | 0 | $0 | 0.00% | −36,700−100.0% | Sold out |
| Zacks Investment Management | 0 | $0 | 0.00% | −32,000−100.0% | Sold out |
| Quinn Opportunity Partners LLC | 0 | $0 | 0.00% | −16,000−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Zazove Associates LLC | – | – | – | – | Not filed |