Salient Midstream & MLP Fund
SMMDelisted Sep 12, 2022- SEC CIK
- 0001534293
Salient Midstream & MLP Fund was delisted on Sep 12, 2022; its insiders filed their last Form 4 on Sep 14, 2022; 43 institutions reported holding it in 13F filings for Q2 2022, worth $66.2M in total; no superinvestor held it.
13F holders, Q2 2022
Institutional positions in Salient Midstream & MLP Fund as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SMM is no longer listed, so this page shows Q2 2022. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 43
- +1 vs. Q1 2022
- Shares held
- 8.74M
- +1.15M (+15.2%) vs. Q1 2022
- Total value
- $66.2M
- +$3.67M (+5.9%) vs. Q1 2022
- New holders
- 5
- 13 more added
- Sold out
- 4
- 13 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SMM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 43 | $66.2M |
| Q1 2022 | 42 | $62.5M |
| Q4 2021 | 39 | $37.6M |
| Q3 2021 | 39 | $29.6M |
| Q2 2021 | 38 | $22.4M |
| Q1 2021 | 42 | $20.1M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Salient Midstream & MLP Fund; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 4,216,057 | $31.9M | 0.43% | +493,803+13.3% | Added |
| Sit Investment Associates Inc | 1,007,673 | $7.63M | 0.23% | +366,426+57.1% | Added |
| Morgan Stanley | 596,349 | $4.51M | 0.00% | −45,702−7.1% | Reduced |
| City of London Investment Management Co Ltd | 475,165 | $3.62M | 0.26% | +35,766+8.1% | Added |
| CSS LLC | 253,632 | $1.92M | 0.09% | +200,632+378.6% | Added |
| Zazove Associates LLC | 217,310 | $1.65M | 0.16% | +60,660+38.7% | Added |
| Almitas Capital LLC | 217,168 | $1.64M | 0.85% | +94,555+77.1% | Added |
| Kayne Anderson Capital Advisors LP | 209,112 | $1.58M | 0.04% | −15,988−7.1% | Reduced |
| Royal Bank of Canada | 204,732 | $1.55M | 0.00% | +73,320+55.8% | Added |
| Bank of America Corp | 181,063 | $1.37M | 0.00% | −38,345−17.5% | Reduced |
| Wells Fargo & Company | 161,907 | $1.23M | 0.00% | −10,692−6.2% | Reduced |
| Clough Capital Partners L P | 132,832 | $1.01M | 0.13% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 108,243 | $819.0K | 0.00% | −9,850−8.3% | Reduced |
| Logan Stone Capital, LLC | 101,577 | $769.0K | 0.57% | +57,907+132.6% | Added |
| First Trust Advisors LP | 71,541 | $542.0K | 0.00% | +42,915+149.9% | Added |
| UBS Group AG | 66,525 | $503.0K | 0.00% | −8,940−11.8% | Reduced |
| Nations Financial Group Inc, | 49,958 | $378.0K | 0.05% | −400−0.8% | Reduced |
| Quantedge Capital Pte Ltd | 43,170 | $327.0K | 0.07% | −39,917−48.0% | Reduced |
| Gill Capital Partners, LLC | 35,906 | $296.0K | 0.13% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 38,833 | $294.0K | 0.01% | +38,833 | New |
| Wolverine Asset Management LLC | 32,611 | $246.0K | 0.00% | +32,611 | New |
| Karpus Management, Inc. | 30,200 | $229.0K | 0.01% | +3,750+14.2% | Added |
| Boenning & Scattergood, Inc. | 26,700 | $202.0K | 0.04% | +26,700 | New |
| The PNC Financial Services Group, Inc. | 26,160 | $198.0K | 0.00% | 00.0% | Unchanged |
| Shepherd Kaplan Krochuk, LLC | 23,850 | $181.0K | 0.08% | −36,450−60.4% | Reduced |
| Snowden Capital Advisors LLC | 22,056 | $166.0K | 0.01% | +16+0.1% | Added |
| Stifel Financial Corp | 21,311 | $161.0K | 0.00% | +89+0.4% | Added |
| Wetherby Asset Management Inc | 18,500 | $140.0K | 0.01% | +18,500 | New |
| Perigon Wealth Management, LLC | 17,210 | $130.0K | 0.01% | −5,700−24.9% | Reduced |
| LPL Financial LLC | 16,575 | $125.0K | 0.00% | 00.0% | Unchanged |
| Powell Investment Advisors, LLC | 16,322 | $124.0K | 0.08% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 16,073 | $122.0K | 0.01% | 00.0% | Unchanged |
| Regent Investment Management LLC | 16,000 | $121.0K | 0.03% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 15,496 | $117.0K | 0.01% | 00.0% | Unchanged |
| Brown Advisory Securities, LLC | 11,000 | $83.0K | 0.08% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 11,000 | $83.0K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 10,000 | $76.0K | 0.01% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 5,000 | $38.0K | 0.02% | −101,934−95.3% | Reduced |
| Venture Visionary Partners LLC | 4,793 | $36.3K | 0.00% | +4,793 | New |
| Advisor Group Holdings, Inc. | 4,398 | $34.0K | 0.00% | −3,890−46.9% | Reduced |
| FourThought Financial, LLC | 3,667 | $28.0K | 0.00% | −412−10.1% | Reduced |
| Rockefeller Capital Management L.P. | 553 | $4.00K | 0.00% | +6+1.1% | Added |
| McIlrath & Eck, LLC | 290 | $2.00K | 0.00% | 00.0% | Unchanged |
| Pettinga Financial Advisors, LLC | 0 | $0 | 0.00% | −57,850−100.0% | Sold out |
| Hightower 6M Holding, LLC | 0 | $0 | 0.00% | −23,740−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −372−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −1−100.0% | Sold out |