Salient Midstream & MLP Fund
SMMDelisted Sep 12, 2022- SEC CIK
- 0001534293
Salient Midstream & MLP Fund was delisted on Sep 12, 2022; its insiders filed their last Form 4 on Sep 14, 2022; 43 institutions reported holding it in 13F filings for Q2 2022, worth $66.2M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Salient Midstream & MLP Fund as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 42
- +4 vs. Q4 2021
- Shares held
- 7.59M
- +2.07M (+37.4%) vs. Q4 2021
- Total value
- $62.5M
- +$25.3M (+68.0%) vs. Q4 2021
- New holders
- 8
- 8 more added
- Sold out
- 4
- 16 more reduced
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SMM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 43 | $66.2M |
| Q1 2022 | 42 | $62.5M |
| Q4 2021 | 39 | $37.6M |
| Q3 2021 | 39 | $29.6M |
| Q2 2021 | 38 | $22.4M |
| Q1 2021 | 42 | $20.1M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Salient Midstream & MLP Fund; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 3,722,254 | $30.7M | 0.51% | +985,125+36.0% | Added |
| Morgan Stanley | 642,051 | $5.29M | 0.00% | +110,302+20.7% | Added |
| Sit Investment Associates Inc | 641,247 | $5.28M | 0.14% | +478,504+294.0% | Added |
| City of London Investment Management Co Ltd | 439,399 | $3.62M | 0.23% | +439,399 | New |
| Kayne Anderson Capital Advisors LP | 225,100 | $1.85M | 0.05% | −18,000−7.4% | Reduced |
| Bank of America Corp | 219,408 | $1.81M | 0.00% | −35,160−13.8% | Reduced |
| Wells Fargo & Company | 172,599 | $1.42M | 0.00% | −26,752−13.4% | Reduced |
| Zazove Associates LLC | 156,650 | $1.29M | 0.11% | +156,650 | New |
| Clough Capital Partners L P | 132,832 | $1.09M | 0.08% | +37,794+39.8% | Added |
| Royal Bank of Canada | 131,412 | $1.08M | 0.00% | +28,696+27.9% | Added |
| Almitas Capital LLC | 122,613 | $1.01M | 0.60% | +122,613 | New |
| Commonwealth Equity Services, LLC | 118,093 | $973.0K | 0.00% | −4,750−3.9% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 106,934 | $881.0K | 0.33% | −65,187−37.9% | Reduced |
| Quantedge Capital Pte Ltd | 83,087 | $685.0K | 0.20% | −78,865−48.7% | Reduced |
| UBS Group AG | 75,465 | $622.0K | 0.00% | −77−0.1% | Reduced |
| Shepherd Kaplan Krochuk, LLC | 60,300 | $497.0K | 0.19% | 00.0% | Unchanged |
| Pettinga Financial Advisors, LLC | 57,850 | $477.0K | 0.12% | −79,681−57.9% | Reduced |
| CSS LLC | 53,000 | $437.0K | 0.02% | −8,278−13.5% | Reduced |
| Nations Financial Group Inc, | 50,358 | $415.0K | 0.05% | +50,358 | New |
| Logan Stone Capital, LLC | 43,670 | $360.0K | 0.26% | −28,567−39.5% | Reduced |
| Gill Capital Partners, LLC | 35,906 | $296.0K | 0.13% | −13,315−27.1% | Reduced |
| First Trust Advisors LP | 28,626 | $236.0K | 0.00% | +28,626 | New |
| Karpus Management, Inc. | 26,450 | $218.0K | 0.01% | +26,450 | New |
| The PNC Financial Services Group, Inc. | 26,160 | $216.0K | 0.00% | 00.0% | Unchanged |
| Hightower 6M Holding, LLC | 23,740 | $196.0K | 0.01% | +23,740 | New |
| Perigon Wealth Management, LLC | 22,910 | $189.0K | 0.01% | +22,910 | New |
| Snowden Capital Advisors LLC | 22,040 | $181.0K | 0.01% | +1,869+9.3% | Added |
| Stifel Financial Corp | 21,222 | $175.0K | 0.00% | +104+0.5% | Added |
| LPL Financial LLC | 16,575 | $137.0K | 0.00% | 00.0% | Unchanged |
| Powell Investment Advisors, LLC | 16,322 | $134.0K | 0.08% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 16,073 | $132.4K | 0.01% | −1,500−8.5% | Reduced |
| Regent Investment Management LLC | 16,000 | $132.0K | 0.03% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 15,496 | $128.0K | 0.01% | +700+4.7% | Added |
| Brown Advisory Securities, LLC | 11,000 | $91.0K | 0.05% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 11,000 | $90.0K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 10,000 | $82.0K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 8,288 | $69.0K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 4,079 | $34.0K | 0.00% | −1,767−30.2% | Reduced |
| Rockefeller Capital Management L.P. | 547 | $4.00K | 0.00% | −487−47.1% | Reduced |
| Bessemer Group Inc | 372 | $3.00K | 0.00% | −323−46.5% | Reduced |
| McIlrath & Eck, LLC | 290 | $2.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 1 | $0 | 0.00% | −11−91.7% | Reduced |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −53,642−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −16,326−100.0% | Sold out |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −15,220−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| 6 Meridian | – | – | – | – | Not filed |