Salient Midstream & MLP Fund
SMMDelisted Sep 12, 2022- SEC CIK
- 0001534293
Salient Midstream & MLP Fund was delisted on Sep 12, 2022; its insiders filed their last Form 4 on Sep 14, 2022; 43 institutions reported holding it in 13F filings for Q2 2022, worth $66.2M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Salient Midstream & MLP Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
SMM is no longer listed, and 13F filings after Q2 2022 list far fewer holders. See Q2 2022
- Institutional holders
- 0
- −43 vs. Q2 2022
- Shares held
- 0
- −8.74M (−100.0%) vs. Q2 2022
- Total value
- $0
- −$66.2M (−100.0%) vs. Q2 2022
- New holders
- 0
- 0 more added
- Sold out
- 43
- 0 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SMM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 43 | $66.2M |
| Q1 2022 | 42 | $62.5M |
| Q4 2021 | 39 | $37.6M |
| Q3 2021 | 39 | $29.6M |
| Q2 2021 | 38 | $22.4M |
| Q1 2021 | 42 | $20.1M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Salient Midstream & MLP Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −4,216,057−100.0% | Sold out |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −1,007,673−100.0% | Sold out |
| Morgan Stanley | 0 | $0 | 0.00% | −596,349−100.0% | Sold out |
| City of London Investment Management Co Ltd | 0 | $0 | 0.00% | −475,165−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −253,632−100.0% | Sold out |
| Zazove Associates LLC | 0 | $0 | 0.00% | −217,310−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −217,168−100.0% | Sold out |
| Kayne Anderson Capital Advisors LP | 0 | $0 | 0.00% | −209,112−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −204,732−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −181,063−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −161,907−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −132,832−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −108,243−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −101,577−100.0% | Sold out |
| First Trust Advisors LP | 0 | $0 | 0.00% | −71,541−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −66,525−100.0% | Sold out |
| Nations Financial Group Inc, | 0 | $0 | 0.00% | −49,958−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −43,170−100.0% | Sold out |
| Gill Capital Partners, LLC | 0 | $0 | 0.00% | −35,906−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −38,833−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −32,611−100.0% | Sold out |
| Karpus Management, Inc. | 0 | $0 | 0.00% | −30,200−100.0% | Sold out |
| Boenning & Scattergood, Inc. | 0 | $0 | 0.00% | −26,700−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −26,160−100.0% | Sold out |
| Shepherd Kaplan Krochuk, LLC | 0 | $0 | 0.00% | −23,850−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −22,056−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −21,311−100.0% | Sold out |
| Wetherby Asset Management Inc | 0 | $0 | 0.00% | −18,500−100.0% | Sold out |
| Perigon Wealth Management, LLC | 0 | $0 | 0.00% | −17,210−100.0% | Sold out |
| LPL Financial LLC | 0 | $0 | 0.00% | −16,575−100.0% | Sold out |
| Powell Investment Advisors, LLC | 0 | $0 | 0.00% | −16,322−100.0% | Sold out |
| Kingsview Wealth Management, LLC | 0 | $0 | 0.00% | −16,073−100.0% | Sold out |
| Regent Investment Management LLC | 0 | $0 | 0.00% | −16,000−100.0% | Sold out |
| Moors & Cabot, Inc. | 0 | $0 | 0.00% | −15,496−100.0% | Sold out |
| Brown Advisory Securities, LLC | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| Venturi Wealth Management, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Venture Visionary Partners LLC | 0 | $0 | 0.00% | −4,793−100.0% | Sold out |
| Advisor Group Holdings, Inc. | 0 | $0 | 0.00% | −4,398−100.0% | Sold out |
| FourThought Financial, LLC | 0 | $0 | 0.00% | −3,667−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −553−100.0% | Sold out |
| McIlrath & Eck, LLC | 0 | $0 | 0.00% | −290−100.0% | Sold out |