Salient Midstream & MLP Fund
SMMDelisted Sep 12, 2022- SEC CIK
- 0001534293
Salient Midstream & MLP Fund was delisted on Sep 12, 2022; its insiders filed their last Form 4 on Sep 14, 2022; 43 institutions reported holding it in 13F filings for Q2 2022, worth $66.2M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Salient Midstream & MLP Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- −4 vs. Q1 2021
- Shares held
- 3.75M
- −191.8K (−4.9%) vs. Q1 2021
- Total value
- $22.4M
- +$2.25M (+11.2%) vs. Q1 2021
- New holders
- 1
- 14 more added
- Sold out
- 5
- 14 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SMM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 43 | $66.2M |
| Q1 2022 | 42 | $62.5M |
| Q4 2021 | 39 | $37.6M |
| Q3 2021 | 39 | $29.6M |
| Q2 2021 | 38 | $22.4M |
| Q1 2021 | 42 | $20.1M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Salient Midstream & MLP Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Matisse Capital | 540,700 | $3.22M | 1.02% | −2,600−0.5% | Reduced |
| Wolverine Asset Management LLC | 353,980 | $2.11M | 0.02% | +74,890+26.8% | Added |
| Morgan Stanley | 310,654 | $1.85M | 0.00% | +14,327+4.8% | Added |
| Bank of America Corp | 294,116 | $1.75M | 0.00% | +45,449+18.3% | Added |
| Kayne Anderson Capital Advisors LP | 243,100 | $1.45M | 0.04% | −133,800−35.5% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 171,981 | $1.02M | 0.43% | +70.0% | Added |
| Guggenheim Capital LLC | 162,028 | $966.0K | 0.01% | −39,527−19.6% | Reduced |
| Zazove Associates LLC | 156,650 | $934.0K | 0.08% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 138,593 | $826.0K | 0.00% | +1,400+1.0% | Added |
| Wells Fargo & Company | 137,084 | $818.0K | 0.00% | −3,750−2.7% | Reduced |
| Merriman Wealth Management, LLC | 118,182 | $704.0K | 0.06% | 00.0% | Unchanged |
| Royal Bank of Canada | 103,319 | $616.0K | 0.00% | −7,599−6.9% | Reduced |
| Gill Capital Partners, LLC | 101,060 | $602.0K | 0.28% | 00.0% | Unchanged |
| Mariner Investment Group LLC | 99,061 | $590.0K | 1.30% | +55,753+128.7% | Added |
| Private Advisor Group, LLC | 93,462 | $557.0K | 0.00% | −1,923−2.0% | Reduced |
| Boenning & Scattergood, Inc. | 92,500 | $551.0K | 0.10% | +37,000+66.7% | Added |
| Quantedge Capital Pte Ltd | 86,868 | $518.0K | 0.25% | −10,939−11.2% | Reduced |
| UBS Group AG | 83,175 | $496.0K | 0.00% | −225−0.3% | Reduced |
| Clough Capital Partners L P | 73,538 | $438.0K | 0.02% | −113,234−60.6% | Reduced |
| 6 Meridian | 65,556 | $391.0K | 0.03% | −9,014−12.1% | Reduced |
| CSS LLC | 61,278 | $365.0K | 0.02% | +629+1.0% | Added |
| Invesco Ltd. | 39,073 | $233.0K | 0.00% | +1,116+2.9% | Added |
| The PNC Financial Services Group, Inc. | 26,160 | $156.0K | 0.00% | +9,000+52.4% | Added |
| Snowden Capital Advisors LLC | 21,262 | $126.7K | 0.01% | +15+0.1% | Added |
| Stifel Financial Corp | 20,727 | $124.0K | 0.00% | −1,415−6.4% | Reduced |
| Kingsview Wealth Management, LLC | 19,600 | $117.0K | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 16,575 | $99.0K | 0.00% | +16,575 | New |
| Powell Investment Advisors, LLC | 16,322 | $97.0K | 0.06% | 00.0% | Unchanged |
| Regent Investment Management LLC | 16,000 | $95.0K | 0.02% | 00.0% | Unchanged |
| Quinn Opportunity Partners LLC | 16,000 | $95.0K | 0.01% | 00.0% | Unchanged |
| FourThought Financial, LLC | 15,162 | $90.0K | 0.01% | −4,924−24.5% | Reduced |
| Moors & Cabot, Inc. | 14,996 | $89.0K | 0.01% | +200+1.4% | Added |
| Brown Advisory Securities, LLC | 13,242 | $79.0K | 0.01% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 12,825 | $76.0K | 0.01% | −45,244−77.9% | Reduced |
| FNY Investment Advisers, LLC | 10,000 | $59.0K | 0.02% | +4,362+77.4% | Added |
| Advisor Group Holdings, Inc. | 8,725 | $52.0K | 0.00% | −799−8.4% | Reduced |
| Rockefeller Capital Management L.P. | 1,010 | $6.00K | 0.00% | +10+1.0% | Added |
| McIlrath & Eck, LLC | 290 | $2.00K | 0.00% | 00.0% | Unchanged |
| Advisory Alpha, LLC | 0 | $0 | 0.00% | −47,550−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −12,468−100.0% | Sold out |
| Venturi Wealth Management, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −6,564−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |