Salient Midstream & MLP Fund
SMMDelisted Sep 12, 2022- SEC CIK
- 0001534293
Salient Midstream & MLP Fund was delisted on Sep 12, 2022; its insiders filed their last Form 4 on Sep 14, 2022; 43 institutions reported holding it in 13F filings for Q2 2022, worth $66.2M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Salient Midstream & MLP Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- −4 vs. Q1 2021
- Shares held
- 3.75M
- −191.8K (−4.9%) vs. Q1 2021
- Total value
- $22.4M
- +$2.25M (+11.2%) vs. Q1 2021
- New holders
- 1
- 14 more added
- Sold out
- 5
- 14 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SMM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 43 | $66.2M |
| Q1 2022 | 42 | $62.5M |
| Q4 2021 | 39 | $37.6M |
| Q3 2021 | 39 | $29.6M |
| Q2 2021 | 38 | $22.4M |
| Q1 2021 | 42 | $20.1M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Salient Midstream & MLP Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| McIlrath & Eck, LLC | 290 | $2.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 1,010 | $6.00K | 0.00% | +10+1.0% | Added |
| Advisor Group Holdings, Inc. | 8,725 | $52.0K | 0.00% | −799−8.4% | Reduced |
| FNY Investment Advisers, LLC | 10,000 | $59.0K | 0.02% | +4,362+77.4% | Added |
| Landscape Capital Management, L.L.C. | 12,825 | $76.0K | 0.01% | −45,244−77.9% | Reduced |
| Brown Advisory Securities, LLC | 13,242 | $79.0K | 0.01% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 14,996 | $89.0K | 0.01% | +200+1.4% | Added |
| FourThought Financial, LLC | 15,162 | $90.0K | 0.01% | −4,924−24.5% | Reduced |
| Regent Investment Management LLC | 16,000 | $95.0K | 0.02% | 00.0% | Unchanged |
| Quinn Opportunity Partners LLC | 16,000 | $95.0K | 0.01% | 00.0% | Unchanged |
| Powell Investment Advisors, LLC | 16,322 | $97.0K | 0.06% | 00.0% | Unchanged |
| LPL Financial LLC | 16,575 | $99.0K | 0.00% | +16,575 | New |
| Kingsview Wealth Management, LLC | 19,600 | $117.0K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 20,727 | $124.0K | 0.00% | −1,415−6.4% | Reduced |
| Snowden Capital Advisors LLC | 21,262 | $126.7K | 0.01% | +15+0.1% | Added |
| The PNC Financial Services Group, Inc. | 26,160 | $156.0K | 0.00% | +9,000+52.4% | Added |
| Invesco Ltd. | 39,073 | $233.0K | 0.00% | +1,116+2.9% | Added |
| CSS LLC | 61,278 | $365.0K | 0.02% | +629+1.0% | Added |
| 6 Meridian | 65,556 | $391.0K | 0.03% | −9,014−12.1% | Reduced |
| Clough Capital Partners L P | 73,538 | $438.0K | 0.02% | −113,234−60.6% | Reduced |
| UBS Group AG | 83,175 | $496.0K | 0.00% | −225−0.3% | Reduced |
| Quantedge Capital Pte Ltd | 86,868 | $518.0K | 0.25% | −10,939−11.2% | Reduced |
| Boenning & Scattergood, Inc. | 92,500 | $551.0K | 0.10% | +37,000+66.7% | Added |
| Private Advisor Group, LLC | 93,462 | $557.0K | 0.00% | −1,923−2.0% | Reduced |
| Mariner Investment Group LLC | 99,061 | $590.0K | 1.30% | +55,753+128.7% | Added |
| Gill Capital Partners, LLC | 101,060 | $602.0K | 0.28% | 00.0% | Unchanged |
| Royal Bank of Canada | 103,319 | $616.0K | 0.00% | −7,599−6.9% | Reduced |
| Merriman Wealth Management, LLC | 118,182 | $704.0K | 0.06% | 00.0% | Unchanged |
| Wells Fargo & Company | 137,084 | $818.0K | 0.00% | −3,750−2.7% | Reduced |
| Commonwealth Equity Services, LLC | 138,593 | $826.0K | 0.00% | +1,400+1.0% | Added |
| Zazove Associates LLC | 156,650 | $934.0K | 0.08% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 162,028 | $966.0K | 0.01% | −39,527−19.6% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 171,981 | $1.02M | 0.43% | +70.0% | Added |
| Kayne Anderson Capital Advisors LP | 243,100 | $1.45M | 0.04% | −133,800−35.5% | Reduced |
| Bank of America Corp | 294,116 | $1.75M | 0.00% | +45,449+18.3% | Added |
| Morgan Stanley | 310,654 | $1.85M | 0.00% | +14,327+4.8% | Added |
| Wolverine Asset Management LLC | 353,980 | $2.11M | 0.02% | +74,890+26.8% | Added |
| Matisse Capital | 540,700 | $3.22M | 1.02% | −2,600−0.5% | Reduced |
| Advisory Alpha, LLC | 0 | $0 | 0.00% | −47,550−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −12,468−100.0% | Sold out |
| Venturi Wealth Management, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −6,564−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |