Salient Midstream & MLP Fund
SMMDelisted Sep 12, 2022- SEC CIK
- 0001534293
Salient Midstream & MLP Fund was delisted on Sep 12, 2022; its insiders filed their last Form 4 on Sep 14, 2022; 43 institutions reported holding it in 13F filings for Q2 2022, worth $66.2M in total; no superinvestor held it.
Q1 2022 vs. Q4 2021
How the institutions holding Salient Midstream & MLP Fund changed between Q4 2021 and Q1 2022.
All holders in Q1 2022All holders in Q4 2021
| Measure | Q4 2021 | Of which not filed for Q1 2022 | Q1 2022 | Change |
|---|---|---|---|---|
| Holders | 39 | 1 | 42 | +4 |
| Shares | 5.57M | 51.5K | 7.59M | +2.07M (+37.4%) |
| Value | $37.6M | $347.0K | $62.5M | +$25.3M (+68.0%) |
1 institution that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so the changes leave them out.
New holders (8)
Institutions that held Salient Midstream & MLP Fund at the end of Q1 2022 but not at the end of Q4 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| City of London Investment Management Co Ltd | 439,399 | $3.62M | 0.23% |
| Zazove Associates LLC | 156,650 | $1.29M | 0.11% |
| Almitas Capital LLC | 122,613 | $1.01M | 0.60% |
| Nations Financial Group Inc, | 50,358 | $415.0K | 0.05% |
| First Trust Advisors LP | 28,626 | $236.0K | 0.00% |
| Karpus Management, Inc. | 26,450 | $218.0K | 0.01% |
| Hightower 6M Holding, LLC | 23,740 | $196.0K | 0.01% |
| Perigon Wealth Management, LLC | 22,910 | $189.0K | 0.01% |
Sold out (4)
Institutions that held Salient Midstream & MLP Fund at the end of Q4 2021 and filed for Q1 2022 without it.
| Institution | Shares, Q4 2021 | Value, Q4 2021 |
|---|---|---|
| Guggenheim Capital LLC | 53,642 | $362.0K |
| Private Advisor Group, LLC | 16,326 | $110.0K |
| Bulldog Investors, LLP | 15,220 | $103.0K |
| FMR LLC | 1 | $0 |
Not filed for Q1 2022 yet (1)
Institutions that held Salient Midstream & MLP Fund at the end of Q4 2021 and haven't filed a 13F for Q1 2022. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q4 2021 | Value, Q4 2021 |
|---|---|---|
| 6 Meridian | 51,543 | $347.0K |