Salient Midstream & MLP Fund
SMMDelisted Sep 12, 2022- SEC CIK
- 0001534293
Salient Midstream & MLP Fund was delisted on Sep 12, 2022; its insiders filed their last Form 4 on Sep 14, 2022; 43 institutions reported holding it in 13F filings for Q2 2022, worth $66.2M in total; no superinvestor held it.
Q4 2021 vs. Q3 2021
How the institutions holding Salient Midstream & MLP Fund changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 39 | 1 | 39 | +1 |
| Shares | 4.67M | 156.7K | 5.57M | +1.06M (+23.6%) |
| Value | $29.6M | $995.0K | $37.6M | +$8.92M (+31.2%) |
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (7)
Institutions that held Salient Midstream & MLP Fund at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Sit Investment Associates Inc | 162,743 | $1.10M | 0.03% |
| Pettinga Financial Advisors, LLC | 137,531 | $927.0K | 0.23% |
| Logan Stone Capital, LLC | 72,237 | $487.0K | 0.49% |
| Bulldog Investors, LLP | 15,220 | $103.0K | 0.03% |
| Bessemer Group Inc | 695 | $5.00K | 0.00% |
| FMR LLC | 1 | $0 | 0.00% |
| Tower Research Capital LLC (TRC) | 12 | $0 | 0.00% |
Sold out (6)
Institutions that held Salient Midstream & MLP Fund at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Matisse Capital | 510,700 | $3.24M |
| Merriman Wealth Management, LLC | 118,182 | $750.0K |
| Boenning & Scattergood, Inc. | 36,700 | $233.0K |
| Zacks Investment Management | 32,000 | $203.0K |
| Quinn Opportunity Partners LLC | 16,000 | $102.0K |
| FNY Investment Advisers, LLC | 5,000 | $31.0K |
Not filed for Q4 2021 yet (1)
Institutions that held Salient Midstream & MLP Fund at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Zazove Associates LLC | 156,650 | $995.0K |