Salient Midstream & MLP Fund
SMMDelisted Sep 12, 2022- SEC CIK
- 0001534293
Salient Midstream & MLP Fund was delisted on Sep 12, 2022; its insiders filed their last Form 4 on Sep 14, 2022; 43 institutions reported holding it in 13F filings for Q2 2022, worth $66.2M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Salient Midstream & MLP Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 39
- +1 vs. Q3 2021
- Shares held
- 5.57M
- +1.06M (+23.6%) vs. Q3 2021
- Total value
- $37.6M
- +$8.92M (+31.2%) vs. Q3 2021
- New holders
- 7
- 7 more added
- Sold out
- 6
- 13 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SMM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 0 | $0 |
| Q2 2022 | 43 | $66.2M |
| Q1 2022 | 42 | $62.5M |
| Q4 2021 | 39 | $37.6M |
| Q3 2021 | 39 | $29.6M |
| Q2 2021 | 38 | $22.4M |
| Q1 2021 | 42 | $20.1M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Salient Midstream & MLP Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Tower Research Capital LLC (TRC) | 12 | $0 | 0.00% | +12 | New |
| McIlrath & Eck, LLC | 290 | $2.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 695 | $5.00K | 0.00% | +695 | New |
| Rockefeller Capital Management L.P. | 1,034 | $6.00K | 0.00% | +11+1.1% | Added |
| FourThought Financial, LLC | 5,846 | $39.0K | 0.00% | −817−12.3% | Reduced |
| Advisor Group Holdings, Inc. | 8,288 | $56.0K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 10,000 | $67.0K | 0.01% | 00.0% | Unchanged |
| Brown Advisory Securities, LLC | 11,000 | $74.0K | 0.03% | −1,200−9.8% | Reduced |
| HighTower Advisors, LLC | 11,000 | $74.0K | 0.00% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 14,796 | $100.0K | 0.01% | 00.0% | Unchanged |
| Bulldog Investors, LLP | 15,220 | $103.0K | 0.03% | +15,220 | New |
| Regent Investment Management LLC | 16,000 | $108.0K | 0.02% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 16,326 | $110.0K | 0.00% | −28,260−63.4% | Reduced |
| Powell Investment Advisors, LLC | 16,322 | $110.0K | 0.06% | 00.0% | Unchanged |
| LPL Financial LLC | 16,575 | $112.0K | 0.00% | 00.0% | Unchanged |
| Kingsview Wealth Management, LLC | 17,573 | $118.0K | 0.00% | −2,027−10.3% | Reduced |
| Snowden Capital Advisors LLC | 20,171 | $135.0K | 0.01% | −1,109−5.2% | Reduced |
| Stifel Financial Corp | 21,118 | $142.0K | 0.00% | +1,790+9.3% | Added |
| The PNC Financial Services Group, Inc. | 26,160 | $176.0K | 0.00% | 00.0% | Unchanged |
| Gill Capital Partners, LLC | 49,221 | $332.0K | 0.15% | −35,667−42.0% | Reduced |
| 6 Meridian | 51,543 | $347.0K | 0.03% | −17,018−24.8% | Reduced |
| Guggenheim Capital LLC | 53,642 | $362.0K | 0.00% | −68,252−56.0% | Reduced |
| Shepherd Kaplan Krochuk, LLC | 60,300 | $406.0K | 0.15% | 00.0% | Unchanged |
| CSS LLC | 61,278 | $413.0K | 0.02% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 72,237 | $487.0K | 0.49% | +72,237 | New |
| UBS Group AG | 75,542 | $509.0K | 0.00% | −9,536−11.2% | Reduced |
| Clough Capital Partners L P | 95,038 | $641.0K | 0.04% | +21,500+29.2% | Added |
| Royal Bank of Canada | 102,716 | $692.0K | 0.00% | −465−0.5% | Reduced |
| Commonwealth Equity Services, LLC | 122,843 | $827.0K | 0.00% | −12,000−8.9% | Reduced |
| Pettinga Financial Advisors, LLC | 137,531 | $927.0K | 0.23% | +137,531 | New |
| Quantedge Capital Pte Ltd | 161,952 | $1.09M | 0.46% | −19,506−10.7% | Reduced |
| Sit Investment Associates Inc | 162,743 | $1.10M | 0.03% | +162,743 | New |
| Thomas J. Herzfeld Advisors, Inc. | 172,121 | $1.16M | 0.42% | +133+0.1% | Added |
| Wells Fargo & Company | 199,351 | $1.34M | 0.00% | +65,055+48.4% | Added |
| Kayne Anderson Capital Advisors LP | 243,100 | $1.64M | 0.05% | 00.0% | Unchanged |
| Bank of America Corp | 254,568 | $1.72M | 0.00% | −63,475−20.0% | Reduced |
| Morgan Stanley | 531,749 | $3.58M | 0.00% | +191,555+56.3% | Added |
| Saba Capital Management, L.P. | 2,737,129 | $18.4M | 0.37% | +1,372,122+100.5% | Added |
| Matisse Capital | 0 | $0 | 0.00% | −510,700−100.0% | Sold out |
| Merriman Wealth Management, LLC | 0 | $0 | 0.00% | −118,182−100.0% | Sold out |
| Boenning & Scattergood, Inc. | 0 | $0 | 0.00% | −36,700−100.0% | Sold out |
| Zacks Investment Management | 0 | $0 | 0.00% | −32,000−100.0% | Sold out |
| Quinn Opportunity Partners LLC | 0 | $0 | 0.00% | −16,000−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Zazove Associates LLC | – | – | – | – | Not filed |