RiskOn International, Inc.
ROIIDelisted Jun 3, 2024- Industry
- Services-Computer Processing & Data Preparation
- SEC CIK
- 0001437491
RiskOn International, Inc. was delisted on Jun 3, 2024; its insiders filed their last Form 4 on Apr 26, 2024; 25 institutions reported holding it in 13F filings for Q4 2023, worth $90.0K in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in RiskOn International, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 17
- −21 vs. Q1 2023
- Shares held
- 142.7K
- −31.2K (−18.0%) vs. Q1 2023Converted for a 1-for-30 split
- Total value
- $164.0K
- −$445.3K (−73.1%) vs. Q1 2023
- New holders
- 1
- 7 more added
- Sold out
- 22
- 5 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ROII on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 4 | $16 |
| Q4 2023 | 25 | $90.0K |
| Q3 2023 | 18 | $133.3K |
| Q2 2023 | 17 | $164.0K |
| Q1 2023 | 38 | $609.2K |
| Q4 2022 | 53 | $1.28M |
| Q3 2022 | 49 | $7.22M |
| Q2 2022 | 49 | $15.6M |
| Q1 2022 | 50 | $12.8M |
| Q4 2021 | 48 | $13.6M |
| Q3 2021 | 40 | $37.1M |
| Q2 2021 | 2 | $102.0K |
| Q1 2021 | 2 | $218.0K |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding RiskOn International, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Steward Partners Investment Advisory, LLC | 2 | $2 | 0.00% | +1+50.0% | AddedConverted for a 1-for-30 split |
| Wells Fargo & Company | 11 | $13 | 0.00% | +5+73.7% | AddedConverted for a 1-for-30 split |
| BerganKDV Wealth Management, LLC | 20 | $23 | 0.00% | 00.0% | UnchangedConverted for a 1-for-30 split |
| BlackRock Inc. | 46 | $53 | 0.00% | −1,875−97.6% | ReducedConverted for a 1-for-30 split |
| St Germain D J Co Inc | 50 | $58 | 0.00% | +50 | New |
| First Community Trust NA | 84 | $97 | 0.00% | +1+0.8% | AddedConverted for a 1-for-30 split |
| Global Retirement Partners, LLC | 177 | $204 | 0.00% | 00.0% | UnchangedConverted for a 1-for-30 split |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 315 | $362 | 0.00% | +3+1.0% | AddedConverted for a 1-for-30 split |
| TD Waterhouse Canada Inc. | 334 | $384 | 0.00% | 00.0% | UnchangedConverted for a 1-for-30 split |
| Morgan Stanley | 408 | $469 | 0.00% | −64−13.5% | ReducedConverted for a 1-for-30 split |
| Sunbelt Securities, Inc. | 627 | $721 | 0.00% | 00.0% | UnchangedConverted for a 1-for-30 split |
| GWM Advisors LLC | 1,703 | $1.96K | 0.00% | −166−8.9% | ReducedConverted for a 1-for-30 split |
| Advisor Group Holdings, Inc. | 3,210 | $3.69K | 0.00% | −4,030−55.7% | ReducedConverted for a 1-for-30 split |
| Tower Research Capital LLC (TRC) | 10,209 | $11.7K | 0.00% | +9,812+2,471.1% | AddedConverted for a 1-for-30 split |
| Royal Bank of Canada | 10,515 | $12.0K | 0.00% | +10,171+2,952.5% | AddedConverted for a 1-for-30 split |
| Hexagon Capital Partners LLC | 19,474 | $22.4K | 0.01% | +2,011+11.5% | AddedConverted for a 1-for-30 split |
| Nepsis, Inc. | 95,467 | $109.8K | 0.03% | −2,225−2.3% | ReducedConverted for a 1-for-30 split |
| Vanguard Group Inc | 0 | $0 | 0.00% | −7,732−100.0% | Sold outConverted for a 1-for-30 split |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −6,980−100.0% | Sold outConverted for a 1-for-30 split |
| Geode Capital Management, LLC | 0 | $0 | 0.00% | −5,957−100.0% | Sold outConverted for a 1-for-30 split |
| Pacific Capital Wealth Advisors, Inc | 0 | $0 | 0.00% | −3,646−100.0% | Sold outConverted for a 1-for-30 split |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −3,155−100.0% | Sold outConverted for a 1-for-30 split |
| Ergoteles LLC | 0 | $0 | 0.00% | −2,751−100.0% | Sold outConverted for a 1-for-30 split |
| State Street Corp | 0 | $0 | 0.00% | −2,632−100.0% | Sold outConverted for a 1-for-30 split |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −1,657−100.0% | Sold outConverted for a 1-for-30 split |
| Northern Trust Corp | 0 | $0 | 0.00% | −1,487−100.0% | Sold outConverted for a 1-for-30 split |
| Empower Advisory Group, LLC | 0 | $0 | 0.00% | −1,431−100.0% | Sold outConverted for a 1-for-30 split |
| Brighton Jones LLC | 0 | $0 | 0.00% | −1,326−100.0% | Sold outConverted for a 1-for-30 split |
| Avantax Planning Partners, Inc. | 0 | $0 | 0.00% | −977−100.0% | Sold outConverted for a 1-for-30 split |
| HB Wealth Management, LLC | 0 | $0 | 0.00% | −713−100.0% | Sold outConverted for a 1-for-30 split |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −649−100.0% | Sold outConverted for a 1-for-30 split |
| Fort Point Capital Partners LLC | 0 | $0 | 0.00% | −641−100.0% | Sold outConverted for a 1-for-30 split |
| Silverhawk Asset Management, LLC | 0 | $0 | 0.00% | −601−100.0% | Sold outConverted for a 1-for-30 split |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −842−100.0% | Sold outConverted for a 1-for-30 split |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −491−100.0% | Sold outConverted for a 1-for-30 split |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −394−100.0% | Sold outConverted for a 1-for-30 split |
| Foundations Investment Advisors, LLC | 0 | $0 | 0.00% | −358−100.0% | Sold outConverted for a 1-for-30 split |
| HRT Financial LP | 0 | $0 | 0.00% | −487−100.0% | Sold outConverted for a 1-for-30 split |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −11−100.0% | Sold outConverted for a 1-for-30 split |