Skip to main content

RiskOn International, Inc.

ROIIDelisted Jun 3, 2024
Industry
Services-Computer Processing & Data Preparation
SEC CIK
0001437491

RiskOn International, Inc. was delisted on Jun 3, 2024; its insiders filed their last Form 4 on Apr 26, 2024; 25 institutions reported holding it in 13F filings for Q4 2023, worth $90.0K in total; no superinvestor held it.

13F holders, Q3 2021

Institutional positions in RiskOn International, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
40
+38 vs. Q2 2021
Shares held
7.08M
+7.06M (+40,909.3%) vs. Q2 2021
Total value
$37.1M
+$37.0M (+36,310.8%) vs. Q2 2021
New holders
38
0 more added
Sold out
0
0 more reduced

Compare with Q2 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting ROII on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2021: 40 institutions
Q1 2021: 2 institutionsQ2 2021: 2 institutionsQ3 2021: 40 institutionsQ4 2021: 48 institutionsQ1 2022: 50 institutionsQ2 2022: 49 institutionsQ3 2022: 49 institutionsQ4 2022: 53 institutionsQ1 2023: 38 institutionsQ2 2023: 17 institutionsQ3 2023: 18 institutionsQ4 2023: 25 institutionsQ1 2024: 4 institutionsQ2 2024: 0 institutionsQ3 2024: 0 institutionsQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ3 2021: $37.1M
Q1 2021: $218.0KQ2 2021: $102.0KQ3 2021: $37.1MQ4 2021: $13.6MQ1 2022: $12.8MQ2 2022: $15.6MQ3 2022: $7.22MQ4 2022: $1.28MQ1 2023: $609.2KQ2 2023: $164.0KQ3 2023: $133.3KQ4 2023: $90.0KQ1 2024: $16Q2 2024: $0Q3 2024: $0Q4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding ROII and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20240$0
Q2 20240$0
Q1 20244$16
Q4 202325$90.0K
Q3 202318$133.3K
Q2 202317$164.0K
Q1 202338$609.2K
Q4 202253$1.28M
Q3 202249$7.22M
Q2 202249$15.6M
Q1 202250$12.8M
Q4 202148$13.6M
Q3 202140$37.1M
Q2 20212$102.0K
Q1 20212$218.0K

Institutions, Q3 2021

Shares, value and share of portfolio for each institution holding RiskOn International, Inc.; share changes are against Q2 2021.

Institutions holding ROII in Q3 2021
InstitutionSharesValue% of portfolioChange in sharesAction
AdvisorNet Financial, Inc81$00.00%+81New
Cahill Financial Advisors Inc62$00.00%+62New
Wells Fargo & Company145$1.00K0.00%+145New
BerganKDV Wealth Management, LLC600$3.00K0.00%+600New
Trustcore Financial Services, LLC1,340$7.00K0.00%+1,340New
Cullen/Frost Bankers, Inc.1,695$9.00K0.00%+1,695New
Meeder Asset Management Inc2,221$12.0K0.00%00.0%Unchanged
Global Retirement Partners, LLC6,420$34.0K0.00%+6,420New
Wagner Wealth Management, LLC9,716$39.0K0.03%+9,716New
AlphaStar Capital Management, LLC10,062$42.0K0.00%+10,062New
Raymond James Financial Services Advisors, Inc.10,740$56.0K0.00%+10,740New
Charles Schwab Investment Management Inc10,671$57.0K0.00%+10,671New
Morgan Stanley10,900$57.0K0.00%+10,900New
Royal Bank of Canada12,334$65.0K0.00%+12,334New
Avantax Planning Partners, Inc.12,757$67.0K0.00%+12,757New
LPL Financial LLC14,371$75.0K0.00%+14,371New
Sabby Management, LLC14,603$77.0K0.02%+14,603New
Tradition Wealth Management, LLC15,040$79.0K0.01%00.0%Unchanged
Fort Point Capital Partners LLC19,239$101.0K0.02%+19,239New
EP Wealth Advisors, LLC19,368$102.0K0.00%+19,368New
NEXT Financial Group, Inc21,000$110.0K0.01%+21,000New
Northern Trust Corp21,699$114.0K0.00%+21,699New
Geode Capital Management, LLC29,708$155.0K0.00%+29,708New
Brighton Jones LLC39,773$209.0K0.01%+39,773New
Commonwealth Equity Services, LLC51,213$268.0K0.00%+51,213New
Personal Capital Advisors Corp55,558$292.0K0.00%+55,558New
HighTower Advisors, LLC60,514$318.0K0.00%+60,514New
Heritage Wealth Management, LLC67,580$355.0K0.13%+67,580New
State Street Corp71,000$373.0K0.00%+71,000New
Nelson, Van Denburg & Campbell Wealth Management Group, LLC87,410$458.0K0.04%+87,410New
Sowell Financial Services LLC94,505$496.0K0.03%+94,505New
Stephens Inc98,100$515.0K0.01%+98,100New
Pacific Capital Wealth Advisors, Inc109,366$574.0K0.18%+109,366New
Hudson Portfolio Management LLC154,384$810.0K0.75%+154,384New
Advisor Group Holdings, Inc.156,156$820.0K0.00%+156,156New
Millennium Management LLC189,830$997.0K0.00%+189,830New
Hexagon Capital Partners LLC344,601$1.81M0.53%+344,601New
Vanguard Group Inc1,027,396$5.39M0.00%+1,027,396New
Armistice Capital, LLC1,370,839$7.20M0.18%+1,370,839New
Nepsis, Inc.2,855,617$15.0M4.72%+2,855,617New