Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q1 2026
Institutional positions in Rocket Pharmaceuticals, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 199
- +16 vs. Q4 2025
- Shares held
- 97.2M
- +14.5M (+17.5%) vs. Q4 2025
- Total value
- $347.9M
- +$57.8M (+19.9%) vs. Q4 2025
- New holders
- 48
- 81 more added
- Sold out
- 32
- 52 more reduced
3 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Captrust Financial Advisors | 32,779 | $117.3K | 0.00% | +32,779 | New |
| Stifel Financial Corp | 34,356 | $123.0K | 0.00% | −644−1.8% | Reduced |
| Wells Fargo & Company | 39,260 | $140.6K | 0.00% | −64,646−62.2% | Reduced |
| Winton Group Ltd | 42,500 | $152.2K | 0.01% | +42,500 | New |
| MetLife Investment Management | 46,551 | $166.7K | 0.00% | +13,071+39.0% | Added |
| Voleon Capital Management LP | 49,794 | $178.3K | 0.00% | −18,187−26.8% | Reduced |
| Tudor Investment Corp Et Al | 50,493 | $180.8K | 0.00% | +8,082+19.1% | Added |
| Pier 88 Investment Partners LLC | 54,200 | $194.0K | 0.05% | +6,320+13.2% | Added |
| Russell Investments Group, Ltd. | 54,603 | $195.5K | 0.00% | +44,374+433.8% | Added |
| Group One Trading, L.P. | 57,382 | $205.4K | 0.01% | +48,178+523.4% | Added |
| American Century Companies Inc | 57,562 | $206.1K | 0.00% | +57,562 | New |
| Nomura Asset Management International Inc. | 58,000 | $208.0K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 58,166 | $208.2K | 0.01% | +58,166 | New |
| Canada Pension Plan Investment Board | 61,300 | $219.5K | 0.00% | −33,800−35.5% | Reduced |
| Profund Advisors LLC | 63,066 | $225.8K | 0.01% | +63,066 | New |
| Rockefeller Capital Management L.P. | 67,826 | $242.8K | 0.00% | +3,604+5.6% | Added |
| TD Asset Management Inc | 68,046 | $243.6K | 0.00% | −34,492−33.6% | Reduced |
| Concurrent Investment Advisors, LLC | 70,625 | $252.8K | 0.00% | +2,529+3.7% | Added |
| Marex Group plc | 72,500 | $259.6K | 0.00% | +15,000+26.1% | Added |
| Quantinno Capital Management LP | 76,248 | $273.0K | 0.00% | +35,851+88.7% | Added |
| Bank of Montreal | 78,558 | $281.2K | 0.00% | +3,248+4.3% | Added |
| Cerity Partners LLC | 78,974 | $282.7K | 0.00% | +56,182+246.5% | Added |
| Wealth Enhancement Advisory Services, LLC | 80,868 | $287.1K | 0.00% | +62,638+343.6% | Added |
| Virtus Investment Advisers, Inc. | 80,438 | $288.0K | 0.08% | +1,964+2.5% | Added |
| Mercer Global Advisors Inc | 82,548 | $295.5K | 0.00% | +66,502+414.4% | Added |
| Lion Point Capital, LP | 86,000 | $307.9K | 1.84% | 00.0% | Unchanged |
| Ballentine Partners, LLC | 89,001 | $318.6K | 0.00% | −8,624−8.8% | Reduced |
| Rice Hall James & Associates, LLC | 91,887 | $329.0K | 0.02% | +6,900+8.1% | Added |
| ExodusPoint Capital Management, LP | 95,180 | $340.7K | 0.00% | −83,746−46.8% | Reduced |
| Assenagon Asset Management S.A. | 99,026 | $354.5K | 0.00% | +66,511+204.6% | Added |
| Tang Capital Management LLC | 100,000 | $358.0K | 0.02% | 00.0% | Unchanged |
| Mirae Asset Global ETFs Holdings Ltd. | 105,594 | $376.7K | 0.00% | +12,799+13.8% | Added |
| Boothbay Fund Management, LLC | 106,399 | $380.9K | 0.01% | +14,757+16.1% | Added |
| Rhumbline Advisers | 110,196 | $394.5K | 0.00% | −3,224−2.8% | Reduced |
| Virtu Financial LLC | 113,548 | $407.0K | 0.02% | +113,548 | New |
| Engineers Gate Manager LP | 115,168 | $412.3K | 0.01% | +19,159+20.0% | Added |
| Birchview Capital, LP | 127,025 | $454.8K | 0.26% | +127,025 | New |
| Alliancebernstein L.P. | 135,570 | $475.9K | 0.00% | −21,720−13.8% | Reduced |
| Rafferty Asset Management, LLC | 141,212 | $505.5K | 0.00% | +141,212 | New |
| Manufacturers Life Insurance Company, The | 149,204 | $534.1K | 0.00% | −3,917−2.6% | Reduced |
| Raymond James Financial Inc | 149,207 | $534.2K | 0.00% | +30,461+25.7% | Added |
| Monimus Capital Management, LP | 153,728 | $550.3K | 0.15% | +15,716+11.4% | Added |
| LPL Financial LLC | 156,086 | $558.8K | 0.00% | +61,830+65.6% | Added |
| CWM, LLC | 174,263 | $623.9K | 0.00% | +141,783+436.5% | Added |
| XTX Topco Ltd | 178,027 | $637.3K | 0.01% | +31,627+21.6% | Added |
| Amitell Capital Pte Ltd | 178,769 | $640.0K | 1.03% | 00.0% | Unchanged |
| PDT Partners, LLC | 186,596 | $668.0K | 0.04% | −34,288−15.5% | Reduced |
| Mariner, LLC | 190,111 | $680.5K | 0.00% | +177,477+1,404.8% | Added |
| M28 Capital Management LP | 210,871 | $754.9K | 1.40% | −174,809−45.3% | Reduced |
| Creative Planning | 217,851 | $779.9K | 0.00% | +50,812+30.4% | Added |
| Bank of New York Mellon Corp | 239,842 | $858.6K | 0.00% | −11,120−4.4% | Reduced |
| Privium Fund Management B.V. | 242,146 | $866.9K | 0.18% | +72,000+42.3% | Added |
| Balyasny Asset Management LLC | 259,007 | $927.2K | 0.00% | −141,699−35.4% | Reduced |
| Susquehanna Portfolio Strategies, LLC | 260,809 | $933.7K | 0.01% | −173,600−40.0% | Reduced |
| BNP Paribas Arbitrage, SA | 269,206 | $963.8K | 0.00% | +154,041+133.8% | Added |
| Hennion & Walsh Asset Management, Inc. | 287,815 | $1.03M | 0.03% | −21,432−6.9% | Reduced |
| Dimensional Fund Advisors LP | 288,264 | $1.03M | 0.00% | −50,566−14.9% | Reduced |
| Velan Capital Investment Management LP | 294,643 | $1.05M | 0.66% | +294,643 | New |
| Invesco Ltd. | 347,543 | $1.24M | 0.00% | +43,106+14.2% | Added |
| Ieq Capital, LLC | 381,839 | $1.37M | 0.01% | +343,312+891.1% | Added |
| Susquehanna International Group, LLP | 385,639 | $1.38M | 0.00% | +192,209+99.4% | Added |
| Jacobs Levy Equity Management, Inc | 416,533 | $1.49M | 0.01% | +416,533 | New |
| ADAR1 Capital Management, LLC | 432,500 | $1.55M | 0.09% | −43,300−9.1% | Reduced |
| FMR LLC | 462,630 | $1.66M | 0.00% | +67,355+17.0% | Added |
| Jump Financial, LLC | 476,478 | $1.71M | 0.03% | +358,278+303.1% | Added |
| Deutsche Bank AG | 482,079 | $1.73M | 0.00% | +7,213+1.5% | Added |
| Vanguard Fiduciary Trust Co | 590,750 | $2.11M | 0.00% | +590,750 | New |
| Jane Street Group, LLC | 623,354 | $2.23M | 0.00% | +20,774+3.4% | Added |
| Bank of America Corp | 630,125 | $2.26M | 0.00% | +50,618+8.7% | Added |
| Renaissance Technologies LLC | 637,174 | $2.28M | 0.00% | +216,000+51.3% | Added |
| Northern Trust Corp | 640,840 | $2.29M | 0.00% | +22,186+3.6% | Added |
| Woodline Partners LP | 641,222 | $2.30M | 0.01% | +641,222 | New |
| Standard Life Aberdeen plc | 664,821 | $2.38M | 0.00% | +664,821 | New |
| Prosight Management, LP | 683,856 | $2.45M | 0.40% | −60,086−8.1% | Reduced |
| Charles Schwab Investment Management Inc | 724,392 | $2.59M | 0.00% | −19,894−2.7% | Reduced |
| JPMorgan Chase & Co | 796,224 | $2.74M | 0.00% | −679,400−46.0% | Reduced |
| Price T Rowe Associates Inc | 859,874 | $3.08M | 0.00% | −84,999−9.0% | Reduced |
| Opaleye Management Inc. | 955,000 | $3.42M | 0.45% | 00.0% | Unchanged |
| Point72 Asset Management, L.P. | 1,012,126 | $3.62M | 0.01% | +504,217+99.3% | Added |
| Federated Hermes, Inc. | 1,023,747 | $3.67M | 0.01% | +142,498+16.2% | Added |
| Two Sigma Investments, LP | 1,097,623 | $3.93M | 0.00% | −1,034,306−48.5% | Reduced |
| UBS Group AG | 1,298,173 | $4.65M | 0.00% | +1,146,741+757.3% | Added |
| Goldman Sachs Group Inc | 1,721,116 | $6.16M | 0.00% | +784,522+83.8% | Added |
| Morgan Stanley | 2,020,108 | $7.23M | 0.00% | −1,921,269−48.7% | Reduced |
| Monaco Asset Management SAM | 2,058,303 | $7.37M | 2.34% | −928,993−31.1% | Reduced |
| D. E. Shaw & Co., Inc. | 2,169,625 | $7.77M | 0.01% | −470,893−17.8% | Reduced |
| Geode Capital Management, LLC | 2,189,256 | $7.84M | 0.00% | +68,987+3.3% | Added |
| Marshall Wace, LLP | 3,038,715 | $10.9M | 0.01% | +3,012,368+11,433.4% | Added |
| AQR Capital Management LLC | 3,069,930 | $11.0M | 0.01% | +2,366,402+336.4% | Added |
| Millennium Management LLC | 3,118,124 | $11.2M | 0.01% | +1,333,203+74.7% | Added |
| Nuveen, LLC | 3,128,753 | $11.2M | 0.00% | +2,970,741+1,880.1% | Added |
| Newtyn Management, LLC | 3,165,900 | $11.3M | 1.21% | +515,900+19.5% | Added |
| Maverick Capital LtdSuperinvestorMaverick Capital | 3,567,372 | $12.8M | 0.15% | +1,054,262+42.0% | Added |
| Vanguard Capital Management LLC | 3,775,736 | $13.5M | 0.00% | +3,775,736 | New |
| State Street Corp | 4,485,989 | $16.1M | 0.00% | +2,785,358+163.8% | Added |
| Vanguard Portfolio Management LLC | 4,690,215 | $16.8M | 0.00% | +4,690,215 | New |
| Citigroup Inc | 5,107,708 | $18.3M | 0.01% | −138,641−2.6% | Reduced |
| BlackRock, Inc. | 7,834,795 | $28.0M | 0.00% | −71,276−0.9% | Reduced |
| RTW Investments, LP | 17,687,772 | $63.3M | 0.63% | 00.0% | Unchanged |
| Suvretta Capital Management, LLC | 0 | $0 | 0.00% | −2,992,735−100.0% | Sold out |