Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q1 2026
Institutional positions in Rocket Pharmaceuticals, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 199
- +16 vs. Q4 2025
- Shares held
- 97.2M
- +14.5M (+17.5%) vs. Q4 2025
- Total value
- $347.9M
- +$57.8M (+19.9%) vs. Q4 2025
- New holders
- 48
- 81 more added
- Sold out
- 32
- 52 more reduced
3 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Covestor Ltd | 26 | $0 | 0.00% | +16+160.0% | Added |
| Gill Capital Partners, LLC | 4 | $14 | 0.00% | +4 | New |
| JPL Wealth Management, LLC | 44 | $158 | 0.00% | +44 | New |
| Sunbelt Securities, Inc. | 90 | $322 | 0.00% | +28+45.2% | Added |
| Larson Financial Group LLC | 128 | $458 | 0.00% | −1,501−92.1% | Reduced |
| Parkside Financial Bank & Trust | 130 | $465 | 0.00% | +130 | New |
| Fortitude Family Office, LLC | 164 | $587 | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 195 | $699 | 0.00% | +195 | New |
| Wealth Preservation Advisors, LLC | 207 | $741 | 0.00% | +207 | New |
| Massmutual Trust Co FSB | 218 | $780 | 0.00% | −607−73.6% | Reduced |
| Basecamp Wealth Advisors LLC | 227 | $813 | 0.00% | +122+116.2% | Added |
| UBS Asset Management Americas Inc | 261 | $934 | 0.00% | +169+183.7% | Added |
| SBI Securities Co., Ltd. | 266 | $952 | 0.00% | +149+127.4% | Added |
| Versant Capital Management, Inc | 266 | $952 | 0.00% | +266 | New |
| Fifth Third Bancorp | 273 | $977 | 0.00% | +273 | New |
| Royal Bank of Canada | 313 | $1.00K | 0.00% | −2,559−89.1% | Reduced |
| Avion Wealth | 291 | $1.00K | 0.00% | +158+118.8% | Added |
| Quantbot Technologies LP | 331 | $1.19K | 0.00% | +331 | New |
| UMA Financial Services, Inc. | 568 | $2.03K | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 572 | $2.05K | 0.00% | −1,474−72.0% | Reduced |
| GWM Advisors LLC | 700 | $2.51K | 0.00% | 00.0% | Unchanged |
| True Wealth Design, LLC | 702 | $2.51K | 0.00% | +492+234.3% | Added |
| Aster Capital Management (DIFC) Ltd | 434 | $2.90K | 0.00% | +434 | New |
| Root Financial Partners, LLC | 840 | $3.01K | 0.00% | +840 | New |
| Sankala Group LLC | 828 | $3.21K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 900 | $3.21K | 0.00% | +900 | New |
| Rothschild Investment LLC | 932 | $3.34K | 0.00% | +901+2,906.5% | Added |
| Nisa Investment Advisors, LLC | 989 | $3.54K | 0.00% | +56+6.0% | Added |
| Advisory Services Network, LLC | 1,000 | $3.58K | 0.00% | +1,000 | New |
| Owl Creek Wealth Partners LLC | 1,300 | $4.65K | 0.00% | +1,300 | New |
| SRS Capital Advisors, Inc. | 1,309 | $4.69K | 0.00% | +1,274+3,640.0% | Added |
| Harbour Investments, Inc. | 1,315 | $4.71K | 0.00% | −4,052−75.5% | Reduced |
| IFP Advisors, Inc | 1,544 | $5.53K | 0.00% | +1,218+373.6% | Added |
| Advisor Group Holdings, Inc. | 1,592 | $5.70K | 0.00% | −19−1.2% | Reduced |
| US Bancorp | 1,824 | $6.53K | 0.00% | −1,163−38.9% | Reduced |
| GAMMA Investing LLC | 2,279 | $8.16K | 0.00% | +2,188+2,404.4% | Added |
| GF Fund Management Co. Ltd. | 2,414 | $8.64K | 0.00% | +289+13.6% | Added |
| Jones Financial Companies LLLP | 2,310 | $8.71K | 0.00% | +325+16.4% | Added |
| Sterling Capital Management LLC | 2,462 | $8.81K | 0.00% | −1,762−41.7% | Reduced |
| Pinnacle Wealth Planning Services, Inc. | 2,566 | $9.19K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 3,025 | $11.0K | 0.00% | +1,273+72.7% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 3,557 | $12.7K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 4,048 | $14.5K | 0.00% | +3,997+7,837.3% | Added |
| MAI Capital Management | 4,365 | $15.6K | 0.00% | +4,234+3,232.1% | Added |
| California State Teachers Retirement System | 4,586 | $16.4K | 0.00% | −631−12.1% | Reduced |
| EverSource Wealth Advisors, LLC | 5,392 | $19.3K | 0.00% | +2,581+91.8% | Added |
| Mirae Asset Global Investments Co., Ltd. | 5,663 | $20.3K | 0.00% | +404+7.7% | Added |
| Legal & General Group Plc | 7,632 | $27.3K | 0.00% | −256−3.2% | Reduced |
| Persistent Asset Partners Ltd | 7,731 | $27.7K | 0.01% | +7,731 | New |
| Ameritas Investment Partners, Inc. | 7,797 | $27.9K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 8,310 | $29.7K | 0.00% | +1,165+16.3% | Added |
| Allworth Financial LP | 8,700 | $31.1K | 0.00% | +5,712+191.2% | Added |
| Abel Hall, LLC | 10,402 | $37.2K | 0.01% | −3,755−26.5% | Reduced |
| Tower Research Capital LLC (TRC) | 10,687 | $38.3K | 0.00% | +6,468+153.3% | Added |
| Franklin Resources Inc | 11,095 | $39.7K | 0.00% | +247+2.3% | Added |
| Signaturefd, LLC | 11,185 | $40.0K | 0.00% | −2,307−17.1% | Reduced |
| Verition Fund Management LLC | 11,197 | $40.1K | 0.00% | +11,197 | New |
| a16z Perennial Management, L.P. | 11,335 | $40.6K | 0.00% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 11,468 | $41.1K | 0.00% | −1,447−11.2% | Reduced |
| Grimes & Company, Inc. | 11,547 | $41.3K | 0.00% | −1,098−8.7% | Reduced |
| Sanctuary Advisors, LLC | 11,557 | $41.4K | 0.00% | −5,880−33.7% | Reduced |
| Victory Capital Management Inc | 11,558 | $41.4K | 0.00% | +89+0.8% | Added |
| Skopos Labs, Inc. | 11,825 | $42.3K | 0.00% | −7,374−38.4% | Reduced |
| Great West Life Assurance Co | 12,190 | $44.0K | 0.00% | +2,756+29.2% | Added |
| Optiver Holding B.V. | 12,484 | $44.7K | 0.00% | +10,659+584.1% | Added |
| Ameriprise Financial Inc | 12,998 | $46.5K | 0.00% | −62−0.5% | Reduced |
| Essential Partners LLC | 13,541 | $48.5K | 0.02% | +10,670+371.6% | Added |
| Ground Swell Capital, LLC | 14,001 | $50.1K | 0.10% | +14,001 | New |
| Prudential Financial Inc | 14,175 | $50.7K | 0.00% | +14,175 | New |
| Voya Investment Management LLC | 14,650 | $52.4K | 0.00% | 00.0% | Unchanged |
| New York State Common Retirement Fund | 15,117 | $54.1K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 16,340 | $58.5K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 16,578 | $59.4K | 0.00% | −136,471−89.2% | Reduced |
| ProShare Advisors LLC | 17,143 | $61.4K | 0.00% | −3,125−15.4% | Reduced |
| Caitong International Asset Management Co., Ltd | 17,373 | $62.2K | 0.01% | +11,551+198.4% | Added |
| Krilogy Financial LLC | 15,963 | $62.3K | 0.00% | +15,963 | New |
| Mirabella Financial Services LLP | 17,639 | $63.1K | 0.01% | +17,639 | New |
| E Fund Management Co., Ltd. | 17,751 | $63.5K | 0.00% | +17,751 | New |
| Frec Markets, Inc. | 18,176 | $65.1K | 0.01% | +18,176 | New |
| SG Americas Securities, LLC | 19,133 | $68.0K | 0.00% | −44,615−70.0% | Reduced |
| Integrated Wealth Concepts LLC | 19,109 | $68.4K | 0.00% | +19,109 | New |
| China Universal Asset Management Co., Ltd. | 19,266 | $69.0K | 0.01% | +1,631+9.2% | Added |
| Quadrant Capital Group LLC | 19,417 | $69.5K | 0.00% | −3,679−15.9% | Reduced |
| Pallas Capital Advisors LLC | 19,635 | $70.3K | 0.00% | +19,635 | New |
| Sequoia Financial Advisors, LLC | 20,349 | $72.8K | 0.00% | +8,298+68.9% | Added |
| Colony Group, LLC | 20,355 | $72.9K | 0.00% | +20,355 | New |
| DRW Securities, LLC | 20,488 | $73.3K | 0.00% | +20,488 | New |
| Police & Firemen's Retirement System of New Jersey | 22,110 | $79.2K | 0.00% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 22,316 | $79.9K | 0.00% | +22,316 | New |
| Buckingham Strategic Partners | 24,653 | $88.3K | 0.00% | +24,653 | New |
| Brighton Jones LLC | 24,766 | $88.7K | 0.00% | +24,766 | New |
| JustInvest LLC | 25,732 | $92.1K | 0.00% | +25,732 | New |
| Intech Investment Management LLC | 26,911 | $96.3K | 0.00% | −13,816−33.9% | Reduced |
| Sanders Morris Harris LLC | 27,709 | $99.2K | 0.02% | +27,709 | New |
| SEI Investments Co | 28,093 | $100.6K | 0.00% | +28,093 | New |
| Squarepoint Ops LLC | 28,986 | $103.8K | 0.00% | −39,331−57.6% | Reduced |
| Axq Capital, LP | 28,995 | $103.8K | 0.01% | −4,282−12.9% | Reduced |
| Diadema Partners LP | 30,579 | $109.5K | 0.05% | +30,579 | New |
| Vanguard Global Advisers, LLC | 30,623 | $109.6K | 0.00% | +30,623 | New |
| CI Private Wealth, LLC | 32,318 | $112.1K | 0.00% | +4,294+15.3% | Added |