Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q3 2025
Institutional positions in Rocket Pharmaceuticals, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 173
- −22 vs. Q2 2025
- Shares held
- 96.6M
- +1.58M (+1.7%) vs. Q2 2025
- Total value
- $314.8M
- +$81.9M (+35.1%) vs. Q2 2025
- New holders
- 28
- 61 more added
- Sold out
- 50
- 62 more reduced
1 institution that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Mariner, LLC | 29,466 | $96.1K | 0.00% | +6,402+27.8% | Added |
| Marex Group plc | 28,500 | $92.9K | 0.00% | +6,000+26.7% | Added |
| Quest Partners LLC | 28,236 | $92.0K | 0.01% | 00.0% | Unchanged |
| Sanders Morris Harris LLC | 27,709 | $90.3K | 0.01% | +27,709 | New |
| Police & Firemen's Retirement System of New Jersey | 22,110 | $72.1K | 0.00% | +4,506+25.6% | Added |
| UBS Asset Management Americas Inc | 21,922 | $71.5K | 0.00% | −264,390−92.3% | Reduced |
| Rathbone Brothers plc | 20,000 | $65.2K | 0.00% | 00.0% | Unchanged |
| China Universal Asset Management Co., Ltd. | 18,914 | $61.7K | 0.01% | −2,725−12.6% | Reduced |
| ProShare Advisors LLC | 18,335 | $59.8K | 0.00% | −2,887−13.6% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 17,128 | $53.8K | 0.00% | +17,128 | New |
| Quadrant Capital Group LLC | 16,040 | $52.3K | 0.00% | +16,040 | New |
| Group One Trading, L.P. | 15,484 | $50.5K | 0.00% | −50,014−76.4% | Reduced |
| Mercer Global Advisors Inc | 15,445 | $50.4K | 0.00% | +15,445 | New |
| Grimes & Company, Inc. | 15,411 | $50.2K | 0.00% | +15,411 | New |
| New York State Common Retirement Fund | 15,117 | $49.3K | 0.00% | 00.0% | Unchanged |
| Voya Investment Management LLC | 14,650 | $47.8K | 0.00% | −7,858−34.9% | Reduced |
| Capstone Investment Advisors, LLC | 14,496 | $47.3K | 0.00% | +14,496 | New |
| Russell Investments Group, Ltd. | 14,072 | $45.9K | 0.00% | +13,594+2,843.9% | Added |
| Steward Partners Investment Advisory, LLC | 13,840 | $45.1K | 0.00% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 13,200 | $43.0K | 0.00% | +13,200 | New |
| Cerity Partners LLC | 13,187 | $43.0K | 0.00% | +13,187 | New |
| LPL Financial LLC | 12,936 | $42.2K | 0.00% | +1,750+15.6% | Added |
| Virtu Financial LLC | 12,386 | $40.0K | 0.00% | +12,386 | New |
| Signaturefd, LLC | 11,521 | $37.6K | 0.00% | +7,962+223.7% | Added |
| Victory Capital Management Inc | 11,390 | $37.1K | 0.00% | −507−4.3% | Reduced |
| Pier 88 Investment Partners LLC | 11,380 | $37.1K | 0.01% | 00.0% | Unchanged |
| a16z Perennial Management, L.P. | 11,335 | $37.0K | 0.00% | 00.0% | Unchanged |
| Pallas Capital Advisors LLC | 11,321 | $36.9K | 0.00% | +11,321 | New |
| PFG Investments, LLC | 10,700 | $34.9K | 0.00% | −7,400−40.9% | Reduced |
| Sanctuary Advisors, LLC | 10,668 | $34.8K | 0.00% | −53,017−83.2% | Reduced |
| Citigroup Inc | 10,425 | $34.0K | 0.00% | −137,604−93.0% | Reduced |
| JustInvest LLC | 10,418 | $34.0K | 0.00% | −1,933−15.7% | Reduced |
| Prudential Financial Inc | 10,260 | $33.4K | 0.00% | +95+0.9% | Added |
| Botty Investors LLC | 10,000 | $32.6K | 0.01% | +10,000 | New |
| Tower Research Capital LLC (TRC) | 9,606 | $31.3K | 0.00% | −13,652−58.7% | Reduced |
| Legal & General Group Plc | 7,888 | $25.7K | 0.00% | −63,578−89.0% | Reduced |
| Ameritas Investment Partners, Inc. | 7,797 | $25.4K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 7,626 | $25.0K | 0.00% | −4,576−37.5% | Reduced |
| The PNC Financial Services Group, Inc. | 6,508 | $21.2K | 0.00% | −4,259−39.6% | Reduced |
| Harbour Investments, Inc. | 5,367 | $17.5K | 0.00% | 00.0% | Unchanged |
| Sterling Capital Management LLC | 4,987 | $16.3K | 0.00% | +3,036+155.6% | Added |
| California State Teachers Retirement System | 4,820 | $15.7K | 0.00% | −58,817−92.4% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,345 | $14.2K | 0.00% | −24,125−84.7% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 4,172 | $13.6K | 0.00% | +10+0.2% | Added |
| Advisor Group Holdings, Inc. | 3,048 | $9.98K | 0.00% | −365−10.7% | Reduced |
| Essential Partners LLC | 2,780 | $9.06K | 0.00% | +865+45.2% | Added |
| Amalgamated Bank | 2,657 | $9.00K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 2,526 | $8.23K | 0.00% | −11,014−81.3% | Reduced |
| EverSource Wealth Advisors, LLC | 2,514 | $8.20K | 0.00% | +915+57.2% | Added |
| GF Fund Management Co. Ltd. | 2,321 | $7.57K | 0.00% | −12−0.5% | Reduced |
| Umb Bank N A | 2,046 | $6.67K | 0.00% | +2,046 | New |
| Allworth Financial LP | 2,021 | $6.59K | 0.00% | +1,381+215.8% | Added |
| Jones Financial Companies LLLP | 1,875 | $6.11K | 0.00% | −150−7.4% | Reduced |
| Nisa Investment Advisors, LLC | 1,633 | $5.32K | 0.00% | +118+7.8% | Added |
| Comerica Bank | 1,358 | $4.43K | 0.00% | +1,070+371.5% | Added |
| UMA Financial Services, Inc. | 1,162 | $3.79K | 0.00% | +672+137.1% | Added |
| Optiver Holding B.V. | 1,080 | $3.52K | 0.00% | +1,080 | New |
| Advisory Services Network, LLC | 1,000 | $3.26K | 0.00% | +1,000 | New |
| US Bancorp | 947 | $3.09K | 0.00% | −649−40.7% | Reduced |
| Clearstead Advisors, LLC | 726 | $2.37K | 0.00% | +726 | New |
| GWM Advisors LLC | 700 | $2.28K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 643 | $2.10K | 0.00% | −39−5.7% | Reduced |
| Massmutual Trust Co FSB | 626 | $2.04K | 0.00% | +184+41.6% | Added |
| Daiwa Securities Group Inc. | 304 | $1.00K | 0.00% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 279 | $910 | 0.00% | +49+21.3% | Added |
| SBI Securities Co., Ltd. | 235 | $766 | 0.00% | −11−4.5% | Reduced |
| True Wealth Design, LLC | 210 | $685 | 0.00% | +210 | New |
| Larson Financial Group LLC | 145 | $473 | 0.00% | +22+17.9% | Added |
| MAI Capital Management | 102 | $333 | 0.00% | −80−44.0% | Reduced |
| Principal Securities, Inc. | 42 | $137 | 0.00% | +42 | New |
| Sunbelt Securities, Inc. | 31 | $101 | 0.00% | +31 | New |
| Wealthspire Advisors, LLC | 20 | $66 | 0.00% | +20 | New |
| Covestor Ltd | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Toronto Dominion Bank | 0 | $0 | 0.00% | −1,100,000−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −718,781−100.0% | Sold out |
| Woodline Partners LP | 0 | $0 | 0.00% | −652,865−100.0% | Sold out |
| Siren, L.L.C. | 0 | $0 | 0.00% | −591,263−100.0% | Sold out |
| Baker Bros. Advisors LP | 0 | $0 | 0.00% | −552,079−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −341,760−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −274,875−100.0% | Sold out |
| Nordea Investment Management AB | 0 | $0 | 0.00% | −263,746−100.0% | Sold out |
| Sovran Advisors, LLC | 0 | $0 | 0.00% | −196,028−100.0% | Sold out |
| Superstring Capital Management LP | 0 | $0 | 0.00% | −214,412−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −184,658−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −153,814−100.0% | Sold out |
| Swiss National Bank | 0 | $0 | 0.00% | −153,700−100.0% | Sold out |
| Blair William & Co | 0 | $0 | 0.00% | −104,211−100.0% | Sold out |
| Nebula Research & Development LLC | 0 | $0 | 0.00% | −100,780−100.0% | Sold out |
| Quinn Opportunity Partners LLC | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Main Management ETF Advisors, LLC | 0 | $0 | 0.00% | −76,208−100.0% | Sold out |
| Oxford Asset Management LLP | 0 | $0 | 0.00% | −54,801−100.0% | Sold out |
| Point72 (DIFC) Ltd | 0 | $0 | 0.00% | −54,270−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −41,379−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −35,300−100.0% | Sold out |
| Janus Henderson Group PLC | 0 | $0 | 0.00% | −35,253−100.0% | Sold out |
| NEOS Investment Management LLC | 0 | $0 | 0.00% | −32,030−100.0% | Sold out |
| Tema ETFs LLC | 0 | $0 | 0.00% | −32,030−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −28,362−100.0% | Sold out |
| Arizona State Retirement System | 0 | $0 | 0.00% | −23,250−100.0% | Sold out |
| CI Private Wealth, LLC | 0 | $0 | 0.00% | −22,897−100.0% | Sold out |