Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q3 2025
Institutional positions in Rocket Pharmaceuticals, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 173
- −22 vs. Q2 2025
- Shares held
- 96.6M
- +1.58M (+1.7%) vs. Q2 2025
- Total value
- $314.8M
- +$81.9M (+35.1%) vs. Q2 2025
- New holders
- 28
- 61 more added
- Sold out
- 50
- 62 more reduced
1 institution that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Covestor Ltd | 10 | $0 | 0.00% | 00.0% | Unchanged |
| Wealthspire Advisors, LLC | 20 | $66 | 0.00% | +20 | New |
| Sunbelt Securities, Inc. | 31 | $101 | 0.00% | +31 | New |
| Principal Securities, Inc. | 42 | $137 | 0.00% | +42 | New |
| MAI Capital Management | 102 | $333 | 0.00% | −80−44.0% | Reduced |
| Larson Financial Group LLC | 145 | $473 | 0.00% | +22+17.9% | Added |
| True Wealth Design, LLC | 210 | $685 | 0.00% | +210 | New |
| SBI Securities Co., Ltd. | 235 | $766 | 0.00% | −11−4.5% | Reduced |
| Parallel Advisors, LLC | 279 | $910 | 0.00% | +49+21.3% | Added |
| Daiwa Securities Group Inc. | 304 | $1.00K | 0.00% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 626 | $2.04K | 0.00% | +184+41.6% | Added |
| IFP Advisors, Inc | 643 | $2.10K | 0.00% | −39−5.7% | Reduced |
| GWM Advisors LLC | 700 | $2.28K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 726 | $2.37K | 0.00% | +726 | New |
| US Bancorp | 947 | $3.09K | 0.00% | −649−40.7% | Reduced |
| Advisory Services Network, LLC | 1,000 | $3.26K | 0.00% | +1,000 | New |
| Optiver Holding B.V. | 1,080 | $3.52K | 0.00% | +1,080 | New |
| UMA Financial Services, Inc. | 1,162 | $3.79K | 0.00% | +672+137.1% | Added |
| Comerica Bank | 1,358 | $4.43K | 0.00% | +1,070+371.5% | Added |
| Nisa Investment Advisors, LLC | 1,633 | $5.32K | 0.00% | +118+7.8% | Added |
| Jones Financial Companies LLLP | 1,875 | $6.11K | 0.00% | −150−7.4% | Reduced |
| Allworth Financial LP | 2,021 | $6.59K | 0.00% | +1,381+215.8% | Added |
| Umb Bank N A | 2,046 | $6.67K | 0.00% | +2,046 | New |
| GF Fund Management Co. Ltd. | 2,321 | $7.57K | 0.00% | −12−0.5% | Reduced |
| EverSource Wealth Advisors, LLC | 2,514 | $8.20K | 0.00% | +915+57.2% | Added |
| Farther Finance Advisors, LLC | 2,526 | $8.23K | 0.00% | −11,014−81.3% | Reduced |
| Amalgamated Bank | 2,657 | $9.00K | 0.00% | 00.0% | Unchanged |
| Essential Partners LLC | 2,780 | $9.06K | 0.00% | +865+45.2% | Added |
| Advisor Group Holdings, Inc. | 3,048 | $9.98K | 0.00% | −365−10.7% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 4,172 | $13.6K | 0.00% | +10+0.2% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,345 | $14.2K | 0.00% | −24,125−84.7% | Reduced |
| California State Teachers Retirement System | 4,820 | $15.7K | 0.00% | −58,817−92.4% | Reduced |
| Sterling Capital Management LLC | 4,987 | $16.3K | 0.00% | +3,036+155.6% | Added |
| Harbour Investments, Inc. | 5,367 | $17.5K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 6,508 | $21.2K | 0.00% | −4,259−39.6% | Reduced |
| Great West Life Assurance Co | 7,626 | $25.0K | 0.00% | −4,576−37.5% | Reduced |
| Ameritas Investment Partners, Inc. | 7,797 | $25.4K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 7,888 | $25.7K | 0.00% | −63,578−89.0% | Reduced |
| Tower Research Capital LLC (TRC) | 9,606 | $31.3K | 0.00% | −13,652−58.7% | Reduced |
| Botty Investors LLC | 10,000 | $32.6K | 0.01% | +10,000 | New |
| Prudential Financial Inc | 10,260 | $33.4K | 0.00% | +95+0.9% | Added |
| JustInvest LLC | 10,418 | $34.0K | 0.00% | −1,933−15.7% | Reduced |
| Citigroup Inc | 10,425 | $34.0K | 0.00% | −137,604−93.0% | Reduced |
| Sanctuary Advisors, LLC | 10,668 | $34.8K | 0.00% | −53,017−83.2% | Reduced |
| PFG Investments, LLC | 10,700 | $34.9K | 0.00% | −7,400−40.9% | Reduced |
| Pallas Capital Advisors LLC | 11,321 | $36.9K | 0.00% | +11,321 | New |
| a16z Perennial Management, L.P. | 11,335 | $37.0K | 0.00% | 00.0% | Unchanged |
| Pier 88 Investment Partners LLC | 11,380 | $37.1K | 0.01% | 00.0% | Unchanged |
| Victory Capital Management Inc | 11,390 | $37.1K | 0.00% | −507−4.3% | Reduced |
| Signaturefd, LLC | 11,521 | $37.6K | 0.00% | +7,962+223.7% | Added |
| Virtu Financial LLC | 12,386 | $40.0K | 0.00% | +12,386 | New |
| LPL Financial LLC | 12,936 | $42.2K | 0.00% | +1,750+15.6% | Added |
| Cerity Partners LLC | 13,187 | $43.0K | 0.00% | +13,187 | New |
| Ameriprise Financial Inc | 13,200 | $43.0K | 0.00% | +13,200 | New |
| Steward Partners Investment Advisory, LLC | 13,840 | $45.1K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 14,072 | $45.9K | 0.00% | +13,594+2,843.9% | Added |
| Capstone Investment Advisors, LLC | 14,496 | $47.3K | 0.00% | +14,496 | New |
| Voya Investment Management LLC | 14,650 | $47.8K | 0.00% | −7,858−34.9% | Reduced |
| New York State Common Retirement Fund | 15,117 | $49.3K | 0.00% | 00.0% | Unchanged |
| Grimes & Company, Inc. | 15,411 | $50.2K | 0.00% | +15,411 | New |
| Mercer Global Advisors Inc | 15,445 | $50.4K | 0.00% | +15,445 | New |
| Group One Trading, L.P. | 15,484 | $50.5K | 0.00% | −50,014−76.4% | Reduced |
| Quadrant Capital Group LLC | 16,040 | $52.3K | 0.00% | +16,040 | New |
| Wealth Enhancement Advisory Services, LLC | 17,128 | $53.8K | 0.00% | +17,128 | New |
| ProShare Advisors LLC | 18,335 | $59.8K | 0.00% | −2,887−13.6% | Reduced |
| China Universal Asset Management Co., Ltd. | 18,914 | $61.7K | 0.01% | −2,725−12.6% | Reduced |
| Rathbone Brothers plc | 20,000 | $65.2K | 0.00% | 00.0% | Unchanged |
| UBS Asset Management Americas Inc | 21,922 | $71.5K | 0.00% | −264,390−92.3% | Reduced |
| Police & Firemen's Retirement System of New Jersey | 22,110 | $72.1K | 0.00% | +4,506+25.6% | Added |
| Sanders Morris Harris LLC | 27,709 | $90.3K | 0.01% | +27,709 | New |
| Quest Partners LLC | 28,236 | $92.0K | 0.01% | 00.0% | Unchanged |
| Marex Group plc | 28,500 | $92.9K | 0.00% | +6,000+26.7% | Added |
| Mariner, LLC | 29,466 | $96.1K | 0.00% | +6,402+27.8% | Added |
| Dynamic Technology Lab Private Ltd | 30,760 | $100.0K | 0.02% | +30,760 | New |
| CWM, LLC | 31,815 | $104.0K | 0.00% | +16,005+101.2% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 34,532 | $112.6K | 0.00% | −1,653−4.6% | Reduced |
| Hudson Bay Capital Management LP | 34,700 | $113.1K | 0.00% | +7,300+26.6% | Added |
| Assenagon Asset Management S.A. | 35,816 | $116.8K | 0.00% | +35,816 | New |
| SRS Capital Advisors, Inc. | 35,855 | $116.9K | 0.00% | +35,855 | New |
| Thrivent Financial for Lutherans | 35,817 | $117.0K | 0.00% | −17,629−33.0% | Reduced |
| Virtus Investment Advisers, Inc. | 37,064 | $120.8K | 0.03% | +6,434+21.0% | Added |
| Stifel Financial Corp | 39,200 | $127.8K | 0.00% | +22,850+139.8% | Added |
| Intech Investment Management LLC | 40,727 | $132.8K | 0.00% | −9,263−18.5% | Reduced |
| Axq Capital, LP | 41,994 | $136.9K | 0.05% | +41,994 | New |
| Erste Asset Management GmbH | 44,700 | $146.6K | 0.00% | 00.0% | Unchanged |
| MetLife Investment Management | 46,305 | $151.0K | 0.00% | +446+1.0% | Added |
| SG Americas Securities, LLC | 48,729 | $159.0K | 0.00% | −14,824−23.3% | Reduced |
| Tudor Investment Corp Et Al | 50,107 | $163.3K | 0.00% | −66−0.1% | Reduced |
| Atom Investors LP | 53,334 | $173.9K | 0.01% | +53,334 | New |
| Macquarie Group Ltd | 58,000 | $189.0K | 0.00% | 00.0% | Unchanged |
| Man Group plc | 62,576 | $204.0K | 0.00% | +62,576 | New |
| Wells Fargo & Company | 67,533 | $220.2K | 0.00% | +11,784+21.1% | Added |
| Voleon Capital Management LP | 68,037 | $221.8K | 0.01% | +28,010+70.0% | Added |
| Engineers Gate Manager LP | 71,406 | $232.8K | 0.00% | −192,797−73.0% | Reduced |
| Skopos Labs, Inc. | 93,094 | $235.5K | 0.03% | −21,598−18.8% | Reduced |
| Concurrent Investment Advisors, LLC | 76,096 | $248.1K | 0.00% | +19,490+34.4% | Added |
| Bank of Montreal | 76,521 | $249.5K | 0.00% | +2,721+3.7% | Added |
| Deutsche Bank AG | 80,735 | $263.2K | 0.00% | +10,487+14.9% | Added |
| Ieq Capital, LLC | 81,177 | $264.6K | 0.00% | +42,125+107.9% | Added |
| Rice Hall James & Associates, LLC | 83,007 | $270.6K | 0.01% | −9,391−10.2% | Reduced |