Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q1 2024
Institutional positions in Rocket Pharmaceuticals, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 185
- −8 vs. Q4 2023
- Shares held
- 92.4M
- +4.42M (+5.0%) vs. Q4 2023
- Total value
- $2.48B
- −$151.1M (−5.7%) vs. Q4 2023
- New holders
- 19
- 69 more added
- Sold out
- 27
- 62 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Macquarie Group Ltd | 58,000 | $1.56M | 0.00% | 00.0% | Unchanged |
| Norges Bank | 60,851 | $1.64M | 0.00% | −182,500−75.0% | Reduced |
| Torray LLC | 60,933 | $1.64M | 0.25% | +77+0.1% | Added |
| California State Teachers Retirement System | 63,062 | $1.70M | 0.00% | −7,367−10.5% | Reduced |
| Boothbay Fund Management, LLC | 65,172 | $1.76M | 0.05% | +16,891+35.0% | Added |
| UBS Asset Management Americas Inc | 65,790 | $1.77M | 0.00% | −5,221−7.4% | Reduced |
| Legal & General Group Plc | 66,197 | $1.78M | 0.00% | −243−0.4% | Reduced |
| Rice Hall James & Associates, LLC | 72,528 | $1.95M | 0.11% | +100+0.1% | Added |
| Two Sigma Advisers, LP | 77,576 | $2.09M | 0.00% | −33,000−29.8% | Reduced |
| Thrivent Financial for Lutherans | 78,387 | $2.11M | 0.00% | 00.0% | Unchanged |
| Assenagon Asset Management S.A. | 80,726 | $2.17M | 0.01% | −621,899−88.5% | Reduced |
| Harbor Capital Advisors, Inc. | 81,426 | $2.19M | 0.29% | +27,071+49.8% | Added |
| Synovus Financial Corp | 83,411 | $2.25M | 0.03% | −1,559−1.8% | Reduced |
| Rockefeller Capital Management L.P. | 85,462 | $2.30M | 0.01% | −20.0% | Reduced |
| Credit Suisse AG | 89,280 | $2.41M | 0.00% | −180.0% | Reduced |
| DekaBank Deutsche Girozentrale | 89,700 | $2.42M | 0.00% | 00.0% | Unchanged |
| Rhumbline Advisers | 96,176 | $2.59M | 0.00% | +4,163+4.5% | Added |
| Silverarc Capital Management, LLC | 101,002 | $2.72M | 0.76% | −281,670−73.6% | Reduced |
| Barclays PLC | 105,505 | $2.84M | 0.00% | −72,030−40.6% | Reduced |
| Manufacturers Life Insurance Company, The | 113,057 | $3.05M | 0.00% | +12,121+12.0% | Added |
| Neuberger Berman Group LLC | 114,617 | $3.09M | 0.00% | +114,617 | New |
| New Leaf Venture Partners, L.L.C. | 118,242 | $3.19M | 2.79% | 00.0% | Unchanged |
| Nicholas Investment Partners, LP | 119,137 | $3.21M | 0.33% | +119,137 | New |
| Swiss National Bank | 124,600 | $3.36M | 0.00% | −8,400−6.3% | Reduced |
| Adage Capital Partners GP, L.L.C. | 130,000 | $3.50M | 0.01% | −10,000−7.1% | Reduced |
| Blair William & Co | 147,280 | $3.97M | 0.01% | +401+0.3% | Added |
| Two Sigma Investments, LP | 150,008 | $4.04M | 0.01% | −104,908−41.2% | Reduced |
| EFG Asset Management (North America) Corp. | 151,002 | $4.06M | 0.70% | −4,203−2.7% | Reduced |
| Nordea Investment Management AB | 154,070 | $4.14M | 0.00% | +1,209+0.8% | Added |
| TD Asset Management Inc | 155,164 | $4.18M | 0.00% | +300+0.2% | Added |
| Alliancebernstein L.P. | 155,244 | $4.18M | 0.00% | +78,734+102.9% | Added |
| Nuveen Asset Management, LLC | 160,036 | $4.31M | 0.00% | −3,383−2.1% | Reduced |
| Prudential Financial Inc | 161,630 | $4.35M | 0.01% | +115,973+254.0% | Added |
| Candriam Luxembourg S.C.A. | 165,000 | $4.45M | 0.03% | +55,000+50.0% | Added |
| Qube Research & Technologies Ltd | 177,524 | $4.78M | 0.01% | +177,524 | New |
| Mirae Asset Global Investments Co., Ltd. | 301,832 | $4.91M | 0.01% | +129,358+75.0% | Added |
| Sphera Funds Management Ltd. | 183,722 | $4.95M | 0.80% | −7,061−3.7% | Reduced |
| Bank of New York Mellon Corp | 217,356 | $5.86M | 0.00% | −15,134−6.5% | Reduced |
| GMT Capital Corp | 230,000 | $6.20M | 0.24% | −76,500−25.0% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 231,287 | $6.23M | 0.33% | +37,937+19.6% | Added |
| Privium Fund Management B.V. | 235,050 | $6.33M | 1.69% | +2,000+0.9% | Added |
| First Turn Management, LLC | 250,870 | $6.76M | 1.01% | +250,870 | New |
| Schroder Investment Management Group | 275,720 | $7.43M | 0.01% | +119,720+76.7% | Added |
| Citigroup Inc | 285,143 | $7.68M | 0.01% | +194,889+215.9% | Added |
| Ikarian Capital, LLC | 297,096 | $8.00M | 2.18% | +57,370+23.9% | Added |
| WCM Investment Management, LLC | 297,658 | $8.02M | 0.02% | +1,645+0.6% | Added |
| Cormorant Asset Management, LP | 300,000 | $8.08M | 0.36% | −150,000−33.3% | Reduced |
| Acuta Capital Partners, LLC | 326,787 | $8.80M | 5.72% | −39,228−10.7% | Reduced |
| Rafferty Asset Management, LLC | 329,043 | $8.86M | 0.03% | +120,538+57.8% | Added |
| M28 Capital Management LP | 385,680 | $10.4M | 7.68% | −137,600−26.3% | Reduced |
| Goldman Sachs Group Inc | 430,875 | $11.6M | 0.00% | −163,790−27.5% | Reduced |
| Eventide Asset Management, LLC | 490,732 | $13.2M | 0.21% | 00.0% | Unchanged |
| UBS Group AG | 508,954 | $13.7M | 0.00% | +466,150+1,089.0% | Added |
| Charles Schwab Investment Management Inc | 532,563 | $14.3M | 0.00% | +7,111+1.4% | Added |
| Comerica Bank | 534,525 | $14.4M | 0.06% | −23,500−4.2% | Reduced |
| FMR LLC | 576,667 | $15.5M | 0.00% | +47,171+8.9% | Added |
| Northern Trust Corp | 610,037 | $16.4M | 0.00% | −18,668−3.0% | Reduced |
| Tang Capital Management LLC | 660,000 | $17.8M | 1.85% | +410,000+164.0% | Added |
| Russell Investments Group, Ltd. | 675,769 | $18.2M | 0.03% | +26,823+4.1% | Added |
| JPMorgan Chase & Co | 682,524 | $18.4M | 0.00% | −65,816−8.8% | Reduced |
| Morgan Stanley | 688,813 | $18.6M | 0.00% | +76,840+12.6% | Added |
| Bamco Inc | 990,544 | $26.7M | 0.07% | −61,957−5.9% | Reduced |
| Bank of America Corp | 1,018,488 | $27.4M | 0.00% | +224,750+28.3% | Added |
| Avidity Partners Management LP | 1,025,000 | $27.6M | 0.98% | −694,103−40.4% | Reduced |
| Dimensional Fund Advisors LP | 1,029,788 | $27.7M | 0.01% | −18,153−1.7% | Reduced |
| Novo Holdings A/S | 1,050,000 | $28.3M | 1.95% | 00.0% | Unchanged |
| Cowen and Company, LLC | 1,100,000 | $29.6M | 1.16% | 00.0% | Unchanged |
| Avoro Capital Advisors LLC | 1,260,900 | $34.0M | 0.40% | 00.0% | Unchanged |
| Logos Global Management LP | 1,300,000 | $35.0M | 3.69% | +25,000+2.0% | Added |
| Pictet Asset Management Holding SA | 1,323,447 | $35.7M | 0.04% | −23,716−1.8% | Reduced |
| Boxer Capital, LLC | 1,466,051 | $39.5M | 1.95% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 1,502,587 | $40.5M | 0.00% | +45,337+3.1% | Added |
| Frazier Life Sciences Management, L.P. | 1,561,230 | $42.1M | 1.77% | +38,217+2.5% | Added |
| Perceptive Advisors LLC | 1,801,068 | $48.5M | 0.86% | +93,670+5.5% | Added |
| Franklin Resources Inc | 1,867,329 | $50.3M | 0.02% | +794,419+74.0% | Added |
| Citadel Advisors LLC | 2,469,813 | $66.5M | 0.06% | +12,252+0.5% | Added |
| Janus Henderson Group PLC | 2,606,016 | $70.2M | 0.04% | +1,656,111+174.3% | Added |
| Price T Rowe Associates Inc | 2,943,160 | $79.3M | 0.01% | +314,086+11.9% | Added |
| Maverick Capital LtdSuperinvestorMaverick Capital | 3,888,312 | $104.8M | 2.03% | −145,756−3.6% | Reduced |
| Westfield Capital Management Co LP | 3,984,030 | $107.3M | 0.56% | +42,171+1.1% | Added |
| State Street Corp | 4,193,077 | $113.0M | 0.01% | +961,666+29.8% | Added |
| Vanguard Group Inc | 5,370,885 | $144.7M | 0.00% | −76,680−1.4% | Reduced |
| BlackRock Inc. | 5,929,910 | $159.8M | 0.00% | −2680.0% | Reduced |
| Wellington Management Group LLP | 9,156,099 | $246.7M | 0.04% | +958,553+11.7% | Added |
| RTW Investments, LP | 17,687,772 | $476.5M | 7.03% | 00.0% | Unchanged |
| Exome Asset Management LLC | 0 | $0 | 0.00% | −91,800−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −62,674−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −54,865−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −48,048−100.0% | Sold out |
| Moody Aldrich Partners LLC | 0 | $0 | 0.00% | −36,311−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −24,710−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −20,400−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −17,009−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −16,500−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −11,906−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −11,072−100.0% | Sold out |
| American Century Companies Inc | 0 | $0 | 0.00% | −8,370−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −7,353−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −7,319−100.0% | Sold out |
| Edgestream Partners, L.P. | 0 | $0 | 0.00% | −7,317−100.0% | Sold out |