Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q4 2023
Institutional positions in Rocket Pharmaceuticals, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 194
- +20 vs. Q3 2023
- Shares held
- 89.0M
- −239.9K (−0.3%) vs. Q3 2023
- Total value
- $2.67B
- +$839.2M (+45.9%) vs. Q3 2023
- New holders
- 37
- 67 more added
- Sold out
- 17
- 66 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Moody Aldrich Partners LLC | 36,311 | $1.09M | 0.20% | −21,716−37.4% | Reduced |
| Susquehanna International Group, LLP | 38,666 | $1.16M | 0.00% | +12,593+48.3% | Added |
| Deutsche Bank AG | 42,079 | $1.26M | 0.00% | +5,883+16.3% | Added |
| UBS Group AG | 42,804 | $1.28M | 0.00% | −215,425−83.4% | Reduced |
| Vontobel Holding Ltd. | 43,540 | $1.30M | 0.01% | +43,540 | New |
| Victory Capital Management Inc | 45,508 | $1.36M | 0.00% | +6,298+16.1% | Added |
| Prudential Financial Inc | 45,657 | $1.37M | 0.00% | +45,657 | New |
| Jane Street Group, LLC | 48,048 | $1.44M | 0.00% | +12,353+34.6% | Added |
| Boothbay Fund Management, LLC | 48,281 | $1.45M | 0.05% | −83,911−63.5% | Reduced |
| State of Wisconsin Investment Board | 49,657 | $1.49M | 0.00% | −34,911−41.3% | Reduced |
| Harbor Capital Advisors, Inc. | 54,355 | $1.63M | 0.32% | −2,962−5.2% | Reduced |
| Millennium Management LLC | 54,865 | $1.64M | 0.00% | −950,943−94.5% | Reduced |
| Macquarie Group Ltd | 58,000 | $1.74M | 0.00% | 00.0% | Unchanged |
| Torray LLC | 60,856 | $1.82M | 0.30% | +679+1.1% | Added |
| Renaissance Technologies LLC | 62,674 | $1.88M | 0.00% | −130,800−67.6% | Reduced |
| Legal & General Group Plc | 66,440 | $1.99M | 0.00% | +9,283+16.2% | Added |
| California State Teachers Retirement System | 70,429 | $2.11M | 0.00% | +8,275+13.3% | Added |
| UBS Asset Management Americas Inc | 71,011 | $2.13M | 0.00% | +20,841+41.5% | Added |
| Rice Hall James & Associates, LLC | 72,428 | $2.17M | 0.13% | −4,961−6.4% | Reduced |
| Alliancebernstein L.P. | 76,510 | $2.29M | 0.00% | −50,092−39.6% | Reduced |
| Thrivent Financial for Lutherans | 78,387 | $2.35M | 0.01% | −3,827−4.7% | Reduced |
| Synovus Financial Corp | 84,970 | $2.55M | 0.04% | +289+0.3% | Added |
| Rockefeller Capital Management L.P. | 85,464 | $2.56M | 0.01% | −6,400−7.0% | Reduced |
| BNP Paribas Arbitrage, SA | 86,587 | $2.60M | 0.00% | +25,081+40.8% | Added |
| Credit Suisse AG | 89,298 | $2.68M | 0.00% | +13,745+18.2% | Added |
| Citigroup Inc | 90,254 | $2.70M | 0.00% | −70,861−44.0% | Reduced |
| Exome Asset Management LLC | 91,800 | $2.75M | 2.72% | +91,800 | New |
| Rhumbline Advisers | 92,013 | $2.76M | 0.00% | +4,486+5.1% | Added |
| DekaBank Deutsche Girozentrale | 89,700 | $2.77M | 0.01% | 00.0% | Unchanged |
| Invesco Ltd. | 96,843 | $2.90M | 0.00% | +42,915+79.6% | Added |
| Manufacturers Life Insurance Company, The | 100,936 | $3.03M | 0.00% | −4,682−4.4% | Reduced |
| Candriam Luxembourg S.C.A. | 110,000 | $3.30M | 0.02% | +60,000+120.0% | Added |
| Two Sigma Advisers, LP | 110,576 | $3.31M | 0.01% | −75,175−40.5% | Reduced |
| New Leaf Venture Partners, L.L.C. | 118,242 | $3.54M | 2.85% | 00.0% | Unchanged |
| Swiss National Bank | 133,000 | $3.99M | 0.00% | +9,200+7.4% | Added |
| Adage Capital Partners GP, L.L.C. | 140,000 | $4.20M | 0.01% | +140,000 | New |
| Blair William & Co | 146,879 | $4.40M | 0.01% | −2,910−1.9% | Reduced |
| TD Asset Management Inc | 154,864 | $4.64M | 0.00% | +42,834+38.2% | Added |
| EFG Asset Management (North America) Corp. | 155,205 | $4.64M | 0.88% | +4,137+2.7% | Added |
| Nordea Investment Management AB | 152,861 | $4.66M | 0.01% | −5,710−3.6% | Reduced |
| Schroder Investment Management Group | 156,000 | $4.68M | 0.01% | +156,000 | New |
| Nuveen Asset Management, LLC | 163,419 | $4.90M | 0.00% | +11,738+7.7% | Added |
| Mirae Asset Global Investments Co., Ltd. | 172,474 | $5.17M | 0.01% | −215,230−55.5% | Reduced |
| Barclays PLC | 177,535 | $5.32M | 0.00% | +23,126+15.0% | Added |
| Sphera Funds Management Ltd. | 190,783 | $5.72M | 1.06% | −18,257−8.7% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 193,350 | $5.79M | 0.33% | +42,276+28.0% | Added |
| Rafferty Asset Management, LLC | 208,505 | $6.25M | 0.03% | −33,137−13.7% | Reduced |
| Privium Fund Management B.V. | 233,050 | $6.87M | 1.92% | +89,700+62.6% | Added |
| Bank of New York Mellon Corp | 232,490 | $6.97M | 0.00% | −11,762−4.8% | Reduced |
| Ikarian Capital, LLC | 239,726 | $7.18M | 1.97% | −415,000−63.4% | Reduced |
| Norges Bank | 243,351 | $7.29M | 0.00% | 00.0% | Unchanged |
| Tang Capital Management LLC | 250,000 | $7.49M | 0.69% | +100,000+66.7% | Added |
| Two Sigma Investments, LP | 254,916 | $7.64M | 0.02% | −141,423−35.7% | Reduced |
| WCM Investment Management, LLC | 296,013 | $9.15M | 0.03% | +7,212+2.5% | Added |
| GMT Capital Corp | 306,500 | $9.19M | 0.35% | −104,700−25.5% | Reduced |
| Acuta Capital Partners, LLC | 366,015 | $11.0M | 6.18% | +4,015+1.1% | Added |
| Silverarc Capital Management, LLC | 382,672 | $11.5M | 3.54% | +382,672 | New |
| Cormorant Asset Management, LP | 450,000 | $13.5M | 0.65% | 00.0% | Unchanged |
| Eventide Asset Management, LLC | 490,732 | $14.7M | 0.24% | −407,268−45.4% | Reduced |
| M28 Capital Management LP | 523,280 | $15.7M | 12.99% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 525,452 | $15.7M | 0.00% | +57,246+12.2% | Added |
| FMR LLC | 529,496 | $15.9M | 0.00% | +186,797+54.5% | Added |
| Comerica Bank | 558,025 | $16.7M | 0.08% | +117,949+26.8% | Added |
| Goldman Sachs Group Inc | 594,665 | $17.8M | 0.00% | +64,946+12.3% | Added |
| Morgan Stanley | 611,973 | $18.3M | 0.00% | −166,778−21.4% | Reduced |
| Northern Trust Corp | 628,705 | $18.8M | 0.00% | +45,810+7.9% | Added |
| Russell Investments Group, Ltd. | 648,946 | $19.4M | 0.03% | −79,463−10.9% | Reduced |
| Assenagon Asset Management S.A. | 702,625 | $21.1M | 0.06% | −174,515−19.9% | Reduced |
| JPMorgan Chase & Co | 748,340 | $22.4M | 0.00% | −14,545−1.9% | Reduced |
| Bank of America Corp | 793,738 | $23.8M | 0.00% | +460,846+138.4% | Added |
| Janus Henderson Group PLC | 949,905 | $28.4M | 0.02% | +47,810+5.3% | Added |
| Dimensional Fund Advisors LP | 1,047,941 | $31.4M | 0.01% | −288,731−21.6% | Reduced |
| Novo Holdings A/S | 1,050,000 | $31.5M | 2.10% | +49,000+4.9% | Added |
| Bamco Inc | 1,052,501 | $31.5M | 0.08% | −55,516−5.0% | Reduced |
| Putnam Investments LLC | 1,069,715 | $32.1M | 0.04% | +70,466+7.1% | Added |
| Franklin Resources Inc | 1,072,910 | $32.2M | 0.02% | +405,855+60.8% | Added |
| Cowen and Company, LLC | 1,100,000 | $33.0M | 2.16% | 00.0% | Unchanged |
| Avoro Capital Advisors LLC | 1,260,900 | $37.8M | 0.52% | +10,900+0.9% | Added |
| Logos Global Management LP | 1,275,000 | $38.2M | 4.25% | −700,000−35.4% | Reduced |
| Pictet Asset Management Holding SA | 1,347,163 | $40.4M | 0.04% | +1,347,163 | New |
| Geode Capital Management, LLC | 1,457,250 | $43.7M | 0.00% | +217,090+17.5% | Added |
| Boxer Capital, LLC | 1,466,051 | $43.9M | 2.19% | 00.0% | Unchanged |
| Frazier Life Sciences Management, L.P. | 1,523,013 | $45.6M | 2.44% | +120,000+8.6% | Added |
| Perceptive Advisors LLC | 1,707,398 | $51.2M | 1.14% | +189,931+12.5% | Added |
| Avidity Partners Management LP | 1,719,103 | $51.5M | 1.97% | +131,674+8.3% | Added |
| Citadel Advisors LLC | 2,457,561 | $73.7M | 0.07% | −220,940−8.2% | Reduced |
| Price T Rowe Associates Inc | 2,629,074 | $78.8M | 0.01% | −8,877−0.3% | Reduced |
| State Street Corp | 3,231,411 | $96.8M | 0.00% | +91,906+2.9% | Added |
| Westfield Capital Management Co LP | 3,941,859 | $118.1M | 0.69% | −252,137−6.0% | Reduced |
| Maverick Capital LtdSuperinvestorMaverick Capital | 4,034,068 | $120.9M | 2.49% | −1,595,902−28.3% | Reduced |
| Vanguard Group Inc | 5,447,565 | $163.3M | 0.00% | +843,552+18.3% | Added |
| BlackRock Inc. | 5,930,178 | $177.7M | 0.00% | +816,551+16.0% | Added |
| Wellington Management Group LLP | 8,197,546 | $245.7M | 0.05% | +174,716+2.2% | Added |
| RTW Investments, LP | 17,687,772 | $530.1M | 8.28% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −126,862−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −101,928−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −75,000−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −65,176−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −39,463−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −34,205−100.0% | Sold out |