Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q1 2023
Institutional positions in Rocket Pharmaceuticals, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 163
- 0 vs. Q4 2022
- Shares held
- 78.3M
- +2.86M (+3.8%) vs. Q4 2022
- Total value
- $1.34B
- −$135.3M (−9.2%) vs. Q4 2022
- New holders
- 17
- 72 more added
- Sold out
- 17
- 37 more reduced
5 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Qube Research & Technologies Ltd | 98,649 | $1.69M | 0.01% | +98,649 | New |
| Hennion & Walsh Asset Management, Inc. | 103,632 | $1.77M | 0.11% | +4,641+4.7% | Added |
| Renaissance Technologies LLC | 113,374 | $1.94M | 0.00% | −45,426−28.6% | Reduced |
| UBS Group AG | 116,154 | $1.99M | 0.00% | −179,107−60.7% | Reduced |
| Susquehanna International Group, LLP | 116,918 | $2.00M | 0.00% | +69,841+148.4% | Added |
| New Leaf Venture Partners, L.L.C. | 118,242 | $2.03M | 1.67% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 119,123 | $2.04M | 0.00% | +61,779+107.7% | Added |
| Swiss National Bank | 127,400 | $2.18M | 0.00% | −4,600−3.5% | Reduced |
| EFG Asset Management (North America) Corp. | 138,055 | $2.37M | 0.52% | +25,553+22.7% | Added |
| Two Sigma Investments, LP | 146,279 | $2.51M | 0.01% | +74,329+103.3% | Added |
| HighTower Advisors, LLC | 147,729 | $2.53M | 0.01% | +55,175+59.6% | Added |
| Nuveen Asset Management, LLC | 153,223 | $2.62M | 0.00% | −350,498−69.6% | Reduced |
| Barclays PLC | 161,142 | $2.76M | 0.00% | −19,083−10.6% | Reduced |
| Alliancebernstein L.P. | 175,021 | $3.00M | 0.00% | +126,121+257.9% | Added |
| Sectoral Asset Management Inc | 190,790 | $3.27M | 0.63% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 206,067 | $3.53M | 0.00% | +16,599+8.8% | Added |
| Nordea Investment Management AB | 217,066 | $3.62M | 0.01% | −21,768−9.1% | Reduced |
| FMR LLC | 233,231 | $4.00M | 0.00% | −25,929−10.0% | Reduced |
| Jefferies Financial Group Inc. | 235,316 | $4.03M | 0.09% | +235,316 | New |
| Sphera Funds Management Ltd. | 236,000 | $4.04M | 0.88% | +236,000 | New |
| Norges Bank | 243,351 | $4.17M | 0.00% | −77,422−24.1% | Reduced |
| Citigroup Inc | 249,770 | $4.28M | 0.01% | +115,216+85.6% | Added |
| WCM Investment Management, LLC | 253,811 | $4.35M | 0.01% | +2,113+0.8% | Added |
| Acuta Capital Partners, LLC | 298,000 | $5.10M | 3.97% | +38,000+14.6% | Added |
| Rafferty Asset Management, LLC | 299,459 | $5.13M | 0.03% | +5,498+1.9% | Added |
| Mirae Asset Global Investments Co., Ltd. | 304,517 | $5.22M | 0.01% | +20,084+7.1% | Added |
| ExodusPoint Capital Management, LP | 306,062 | $5.24M | 0.06% | +306,062 | New |
| Woodline Partners LP | 326,605 | $5.59M | 0.08% | +106,352+48.3% | Added |
| Two Sigma Advisers, LP | 384,651 | $6.59M | 0.02% | −63,200−14.1% | Reduced |
| Charles Schwab Investment Management Inc | 427,519 | $7.32M | 0.00% | +5,344+1.3% | Added |
| Assenagon Asset Management S.A. | 432,588 | $7.41M | 0.03% | −572,734−57.0% | Reduced |
| Russell Investments Group, Ltd. | 505,522 | $8.66M | 0.02% | +125,476+33.0% | Added |
| GMT Capital Corp | 506,100 | $8.67M | 0.34% | +134,800+36.3% | Added |
| Northern Trust Corp | 547,106 | $9.37M | 0.00% | +5,803+1.1% | Added |
| Morgan Stanley | 592,026 | $10.1M | 0.00% | +57,674+10.8% | Added |
| Bank of America Corp | 617,157 | $10.6M | 0.00% | +229,982+59.4% | Added |
| Putnam Investments LLC | 628,514 | $10.8M | 0.02% | +406,514+183.1% | Added |
| Franklin Resources Inc | 661,515 | $11.3M | 0.01% | 00.0% | Unchanged |
| M28 Capital Management LP | 722,080 | $12.4M | 13.99% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 821,275 | $14.1M | 0.00% | −26,046−3.1% | Reduced |
| Bamco Inc | 846,886 | $14.5M | 0.04% | +324,541+62.1% | Added |
| Perceptive Advisors LLC | 867,732 | $14.9M | 0.44% | −210,472−19.5% | Reduced |
| Cormorant Asset Management, LP | 868,550 | $14.9M | 0.98% | 00.0% | Unchanged |
| Eventide Asset Management, LLC | 898,000 | $15.4M | 0.28% | +427,346+90.8% | Added |
| Logos Global Management LP | 900,000 | $15.4M | 2.21% | +150,000+20.0% | Added |
| Novo Holdings A/S | 920,000 | $15.8M | 1.12% | +70,000+8.2% | Added |
| Cowen and Company, LLC | 1,100,000 | $18.8M | 2.22% | 00.0% | Unchanged |
| Ra Capital Management, L.P. | 1,131,775 | $19.4M | 0.44% | −1,275,374−53.0% | Reduced |
| Lord, Abbett & Co. LLC | 1,155,338 | $19.8M | 0.07% | +619,750+115.7% | Added |
| Geode Capital Management, LLC | 1,155,739 | $19.8M | 0.00% | +54,419+4.9% | Added |
| Avidity Partners Management LP | 1,244,400 | $21.3M | 0.71% | −282,687−18.5% | Reduced |
| Dimensional Fund Advisors LP | 1,272,494 | $21.8M | 0.01% | +144,133+12.8% | Added |
| Boxer Capital, LLC | 1,466,051 | $25.1M | 1.23% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 1,651,727 | $28.3M | 0.01% | +622,563+60.5% | Added |
| Price T Rowe Associates Inc | 1,866,982 | $32.0M | 0.00% | −19,308−1.0% | Reduced |
| Citadel Advisors LLC | 2,658,949 | $45.5M | 0.05% | +56,269+2.2% | Added |
| Westfield Capital Management Co LP | 3,235,908 | $55.4M | 0.39% | +330,353+11.4% | Added |
| State Street Corp | 4,019,686 | $68.9M | 0.00% | +40,701+1.0% | Added |
| Wellington Management Group LLP | 4,107,928 | $70.4M | 0.01% | +600,911+17.1% | Added |
| Maverick Capital LtdSuperinvestorMaverick Capital | 4,407,623 | $75.5M | 1.94% | +1,011,805+29.8% | Added |
| Vanguard Group Inc | 4,532,424 | $77.6M | 0.00% | +345,882+8.3% | Added |
| BlackRock Inc. | 5,466,970 | $93.6M | 0.00% | −120,565−2.2% | Reduced |
| RTW Investments, LP | 17,687,772 | $303.0M | 6.31% | 00.0% | Unchanged |
| Tiger Management L.L.C. | 0 | $0 | 0.00% | −279,700−100.0% | Sold out |
| Affinity Asset Advisors, LLC | 0 | $0 | 0.00% | −258,115−100.0% | Sold out |
| Granite Point Capital Management, L.P. | 0 | $0 | 0.00% | −140,000−100.0% | Sold out |
| Caption Management, LLC | 0 | $0 | 0.00% | −130,000−100.0% | Sold out |
| Ally Bridge Group (NY) LLC | 0 | $0 | 0.00% | −125,176−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −82,000−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −51,024−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −49,768−100.0% | Sold out |
| New York Life Investment Management LLC | 0 | $0 | 0.00% | −35,766−100.0% | Sold out |
| Prosight Management, LP | 0 | $0 | 0.00% | −32,193−100.0% | Sold out |
| Sanders Morris Harris LLC | 0 | $0 | 0.00% | −27,709−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −19,859−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −13,500−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −12,201−100.0% | Sold out |
| Clear Harbor Asset Management, LLC | 0 | $0 | 0.00% | −10,160−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −542−100.0% | Sold out |
| Centennial Bank | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Comerica Bank | – | – | – | – | Not filed |
| Monarch Partners Asset Management LLC | – | – | – | – | Not filed |
| HealthCor Management, L.P. | – | – | – | – | Not filed |
| Alpha Paradigm Partners, LLC | – | – | – | – | Not filed |
| Heritage Wealth Management, LLC | – | – | – | – | Not filed |