Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q4 2022
Institutional positions in Rocket Pharmaceuticals, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 168
- +7 vs. Q3 2022
- Shares held
- 75.9M
- +6.83M (+9.9%) vs. Q3 2022
- Total value
- $1.49B
- +$384.8M (+35.0%) vs. Q3 2022
- New holders
- 31
- 77 more added
- Sold out
- 24
- 41 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| MetLife Investment Management | 28,186 | $551.6K | 0.00% | +5,211+22.7% | Added |
| Sanders Morris Harris LLC | 27,709 | $542.3K | 0.21% | 00.0% | Unchanged |
| ClariVest Asset Management LLC | 26,800 | $524.0K | 0.03% | −200−0.7% | Reduced |
| Kiwi Wealth Investments Limited Partnership | 26,734 | $523.2K | 0.03% | +26,734 | New |
| Sigma Planning Corp | 26,320 | $515.1K | 0.02% | 00.0% | Unchanged |
| American International Group, Inc. | 25,418 | $497.4K | 0.00% | +4,643+22.3% | Added |
| B. Metzler seel. Sohn & Co. AG | 24,153 | $472.7K | 0.01% | +6,361+35.8% | Added |
| Alpha Paradigm Partners, LLC | 20,165 | $395.0K | 0.16% | +10,761+114.4% | Added |
| Gilder Gagnon Howe & Co LLC | 20,149 | $394.3K | 0.01% | +20,149 | New |
| XTX Topco Ltd | 19,859 | $388.6K | 0.08% | +2,746+16.0% | Added |
| Teacher Retirement System of Texas | 16,686 | $327.0K | 0.00% | +2,718+19.5% | Added |
| Erste Asset Management GmbH | 16,700 | $325.6K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 16,532 | $323.5K | 0.00% | +2,571+18.4% | Added |
| State Board of Administration of Florida Retirement System | 16,490 | $322.7K | 0.00% | −1,410−7.9% | Reduced |
| Jane Street Group, LLC | 16,453 | $322.0K | 0.00% | +5,107+45.0% | Added |
| Arizona State Retirement System | 15,416 | $301.7K | 0.00% | +3,787+32.6% | Added |
| E Fund Management Co., Ltd. | 15,400 | $301.0K | 0.03% | −178−1.1% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 15,419 | $295.4K | 0.00% | −9,786−38.8% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 14,905 | $291.7K | 0.02% | +1,114+8.1% | Added |
| Dana Investment Advisors, Inc. | 14,373 | $281.3K | 0.01% | +14,373 | New |
| The PNC Financial Services Group, Inc. | 14,263 | $279.1K | 0.00% | +1,955+15.9% | Added |
| Principal Financial Group Inc | 13,729 | $268.7K | 0.00% | +1,752+14.6% | Added |
| Janus Henderson Group PLC | 13,650 | $266.9K | 0.00% | +13,650 | New |
| Marshall Wace, LLP | 13,500 | $264.2K | 0.00% | −88,356−86.7% | Reduced |
| ProShare Advisors LLC | 13,174 | $257.8K | 0.00% | +2,793+26.9% | Added |
| Envestnet Asset Management Inc | 13,040 | $255.2K | 0.00% | +13,040 | New |
| Squarepoint Ops LLC | 12,201 | $238.8K | 0.00% | −11,674−48.9% | Reduced |
| Guggenheim Capital LLC | 10,670 | $208.8K | 0.00% | +10,670 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 10,659 | $208.6K | 0.00% | +4,897+85.0% | Added |
| Royal Bank of Canada | 10,383 | $203.0K | 0.00% | +9,850+1,848.0% | Added |
| SG Americas Securities, LLC | 10,272 | $201.0K | 0.00% | −22,094−68.3% | Reduced |
| Clear Harbor Asset Management, LLC | 10,160 | $198.8K | 0.02% | +10,160 | New |
| Federated Hermes, Inc. | 9,154 | $179.1K | 0.00% | +2,333+34.2% | Added |
| Public Employees Retirement Association of Colorado | 8,193 | $160.0K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 7,064 | $138.0K | 0.00% | +1,503+27.0% | Added |
| Virtus ETF Advisers LLC | 6,154 | $120.4K | 0.06% | −3,706−37.6% | Reduced |
| Amundi | 5,419 | $110.9K | 0.00% | +1,534+39.5% | Added |
| Ameritas Investment Partners, Inc. | 4,300 | $87.9K | 0.00% | +1,291+42.9% | Added |
| Tower Research Capital LLC (TRC) | 3,971 | $78.0K | 0.00% | −6,790−63.1% | Reduced |
| Metropolitan Life Insurance Co | 3,205 | $62.7K | 0.00% | +621+24.0% | Added |
| Great West Life Assurance Co | 2,921 | $57.0K | 0.00% | +427+17.1% | Added |
| Wells Fargo & Company | 2,644 | $51.7K | 0.00% | +1,031+63.9% | Added |
| Steward Partners Investment Advisory, LLC | 2,000 | $39.1K | 0.00% | +2,000 | New |
| Advisor Group Holdings, Inc. | 1,923 | $37.8K | 0.00% | +1,723+861.5% | Added |
| Allspring Global Investments Holdings, LLC | 1,728 | $33.8K | 0.00% | −38−2.2% | Reduced |
| Harbour Investments, Inc. | 1,315 | $25.7K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 1,278 | $24.0K | 0.00% | −360−22.0% | Reduced |
| CWM, LLC | 1,218 | $24.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,188 | $23.2K | 0.00% | −91−7.1% | Reduced |
| Advisory Services Network, LLC | 1,000 | $19.6K | 0.00% | +1,000 | New |
| China Universal Asset Management Co., Ltd. | 769 | $15.0K | 0.01% | +151+24.4% | Added |
| Natixis | 694 | $13.6K | 0.00% | +694 | New |
| STRS Ohio | 600 | $11.0K | 0.00% | +600 | New |
| Balyasny Asset Management LLC | 542 | $10.6K | 0.00% | −49,228−98.9% | Reduced |
| Centennial Bank | 500 | $9.79K | 0.01% | +500 | New |
| Signaturefd, LLC | 417 | $8.16K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 399 | $7.81K | 0.00% | +399 | New |
| TCI Wealth Advisors, Inc. | 332 | $6.50K | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 304 | $6.00K | 0.00% | +86+39.4% | Added |
| Heritage Wealth Management, LLC | 200 | $3.91K | 0.00% | +100+100.0% | Added |
| Quadrant Capital Group LLC | 104 | $2.04K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 88 | $1.72K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 52 | $1.02K | 0.00% | +52 | New |
| IFP Advisors, Inc | 25 | $1.00K | 0.00% | +5+25.0% | Added |
| Mendota Financial Group, LLC | 45 | $881 | 0.00% | +45 | New |
| Newbridge Financial Services Group, Inc. | 18 | $352 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1 | $20 | 0.00% | +1 | New |
| Covestor Ltd | 6 | $0 | 0.00% | −1−14.3% | Reduced |
| Tang Capital Management LLC | 0 | $0 | 0.00% | −1,265,900−100.0% | Sold out |
| Deerfield Management Company, L.P. (Series C) | 0 | $0 | 0.00% | −870,000−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −220,586−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −184,455−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −157,109−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −106,026−100.0% | Sold out |
| PDT Partners, LLC | 0 | $0 | 0.00% | −90,217−100.0% | Sold out |
| Graham Capital Management, L.P. | 0 | $0 | 0.00% | −68,126−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −54,582−100.0% | Sold out |
| Pura Vida Investments, LLC | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −37,402−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −34,397−100.0% | Sold out |
| AlphaCrest Capital Management LLC | 0 | $0 | 0.00% | −31,199−100.0% | Sold out |
| Soleus Capital Management, L.P. | 0 | $0 | 0.00% | −25,300−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −21,204−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −19,657−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −17,121−100.0% | Sold out |
| New York Life Investments Alternatives | 0 | $0 | 0.00% | −14,056−100.0% | Sold out |
| Blair William & Co | 0 | $0 | 0.00% | −11,431−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −11,412−100.0% | Sold out |
| Ensign Peak Advisors, Inc | 0 | $0 | 0.00% | −8,210−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −6,276−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −5,200−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Jefferies Group LLC | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |
| Wipfli Financial Advisors LLC, | – | – | – | – | Not filed |