Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q4 2022
Institutional positions in Rocket Pharmaceuticals, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 168
- +7 vs. Q3 2022
- Shares held
- 75.9M
- +6.83M (+9.9%) vs. Q3 2022
- Total value
- $1.49B
- +$384.8M (+35.0%) vs. Q3 2022
- New holders
- 31
- 77 more added
- Sold out
- 24
- 41 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Covestor Ltd | 6 | $0 | 0.00% | −1−14.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 1 | $20 | 0.00% | +1 | New |
| Newbridge Financial Services Group, Inc. | 18 | $352 | 0.00% | 00.0% | Unchanged |
| Mendota Financial Group, LLC | 45 | $881 | 0.00% | +45 | New |
| IFP Advisors, Inc | 25 | $1.00K | 0.00% | +5+25.0% | Added |
| First Horizon Advisors, Inc. | 52 | $1.02K | 0.00% | +52 | New |
| Lindbrook Capital, LLC | 88 | $1.72K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 104 | $2.04K | 0.00% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 200 | $3.91K | 0.00% | +100+100.0% | Added |
| Daiwa Securities Group Inc. | 304 | $6.00K | 0.00% | +86+39.4% | Added |
| TCI Wealth Advisors, Inc. | 332 | $6.50K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 399 | $7.81K | 0.00% | +399 | New |
| Signaturefd, LLC | 417 | $8.16K | 0.00% | 00.0% | Unchanged |
| Centennial Bank | 500 | $9.79K | 0.01% | +500 | New |
| Balyasny Asset Management LLC | 542 | $10.6K | 0.00% | −49,228−98.9% | Reduced |
| STRS Ohio | 600 | $11.0K | 0.00% | +600 | New |
| Natixis | 694 | $13.6K | 0.00% | +694 | New |
| China Universal Asset Management Co., Ltd. | 769 | $15.0K | 0.01% | +151+24.4% | Added |
| Advisory Services Network, LLC | 1,000 | $19.6K | 0.00% | +1,000 | New |
| US Bancorp | 1,188 | $23.2K | 0.00% | −91−7.1% | Reduced |
| Lazard Asset Management LLC | 1,278 | $24.0K | 0.00% | −360−22.0% | Reduced |
| CWM, LLC | 1,218 | $24.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,315 | $25.7K | 0.00% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 1,728 | $33.8K | 0.00% | −38−2.2% | Reduced |
| Advisor Group Holdings, Inc. | 1,923 | $37.8K | 0.00% | +1,723+861.5% | Added |
| Steward Partners Investment Advisory, LLC | 2,000 | $39.1K | 0.00% | +2,000 | New |
| Wells Fargo & Company | 2,644 | $51.7K | 0.00% | +1,031+63.9% | Added |
| Great West Life Assurance Co | 2,921 | $57.0K | 0.00% | +427+17.1% | Added |
| Metropolitan Life Insurance Co | 3,205 | $62.7K | 0.00% | +621+24.0% | Added |
| Tower Research Capital LLC (TRC) | 3,971 | $78.0K | 0.00% | −6,790−63.1% | Reduced |
| Ameritas Investment Partners, Inc. | 4,300 | $87.9K | 0.00% | +1,291+42.9% | Added |
| Amundi | 5,419 | $110.9K | 0.00% | +1,534+39.5% | Added |
| Virtus ETF Advisers LLC | 6,154 | $120.4K | 0.06% | −3,706−37.6% | Reduced |
| Amalgamated Bank | 7,064 | $138.0K | 0.00% | +1,503+27.0% | Added |
| Public Employees Retirement Association of Colorado | 8,193 | $160.0K | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 9,154 | $179.1K | 0.00% | +2,333+34.2% | Added |
| Clear Harbor Asset Management, LLC | 10,160 | $198.8K | 0.02% | +10,160 | New |
| SG Americas Securities, LLC | 10,272 | $201.0K | 0.00% | −22,094−68.3% | Reduced |
| Royal Bank of Canada | 10,383 | $203.0K | 0.00% | +9,850+1,848.0% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 10,659 | $208.6K | 0.00% | +4,897+85.0% | Added |
| Guggenheim Capital LLC | 10,670 | $208.8K | 0.00% | +10,670 | New |
| Squarepoint Ops LLC | 12,201 | $238.8K | 0.00% | −11,674−48.9% | Reduced |
| Envestnet Asset Management Inc | 13,040 | $255.2K | 0.00% | +13,040 | New |
| ProShare Advisors LLC | 13,174 | $257.8K | 0.00% | +2,793+26.9% | Added |
| Marshall Wace, LLP | 13,500 | $264.2K | 0.00% | −88,356−86.7% | Reduced |
| Janus Henderson Group PLC | 13,650 | $266.9K | 0.00% | +13,650 | New |
| Principal Financial Group Inc | 13,729 | $268.7K | 0.00% | +1,752+14.6% | Added |
| The PNC Financial Services Group, Inc. | 14,263 | $279.1K | 0.00% | +1,955+15.9% | Added |
| Dana Investment Advisors, Inc. | 14,373 | $281.3K | 0.01% | +14,373 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 14,905 | $291.7K | 0.02% | +1,114+8.1% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 15,419 | $295.4K | 0.00% | −9,786−38.8% | Reduced |
| E Fund Management Co., Ltd. | 15,400 | $301.0K | 0.03% | −178−1.1% | Reduced |
| Arizona State Retirement System | 15,416 | $301.7K | 0.00% | +3,787+32.6% | Added |
| Jane Street Group, LLC | 16,453 | $322.0K | 0.00% | +5,107+45.0% | Added |
| State Board of Administration of Florida Retirement System | 16,490 | $322.7K | 0.00% | −1,410−7.9% | Reduced |
| Stifel Financial Corp | 16,532 | $323.5K | 0.00% | +2,571+18.4% | Added |
| Erste Asset Management GmbH | 16,700 | $325.6K | 0.01% | 00.0% | Unchanged |
| Teacher Retirement System of Texas | 16,686 | $327.0K | 0.00% | +2,718+19.5% | Added |
| XTX Topco Ltd | 19,859 | $388.6K | 0.08% | +2,746+16.0% | Added |
| Gilder Gagnon Howe & Co LLC | 20,149 | $394.3K | 0.01% | +20,149 | New |
| Alpha Paradigm Partners, LLC | 20,165 | $395.0K | 0.16% | +10,761+114.4% | Added |
| B. Metzler seel. Sohn & Co. AG | 24,153 | $472.7K | 0.01% | +6,361+35.8% | Added |
| American International Group, Inc. | 25,418 | $497.4K | 0.00% | +4,643+22.3% | Added |
| Sigma Planning Corp | 26,320 | $515.1K | 0.02% | 00.0% | Unchanged |
| Kiwi Wealth Investments Limited Partnership | 26,734 | $523.2K | 0.03% | +26,734 | New |
| ClariVest Asset Management LLC | 26,800 | $524.0K | 0.03% | −200−0.7% | Reduced |
| Sanders Morris Harris LLC | 27,709 | $542.3K | 0.21% | 00.0% | Unchanged |
| MetLife Investment Management | 28,186 | $551.6K | 0.00% | +5,211+22.7% | Added |
| Voya Investment Management LLC | 30,267 | $592.3K | 0.00% | −10,088−25.0% | Reduced |
| Prosight Management, LP | 32,193 | $630.0K | 0.35% | −167,807−83.9% | Reduced |
| New York State Common Retirement Fund | 33,698 | $659.5K | 0.00% | +4,988+17.4% | Added |
| New York Life Investment Management LLC | 35,766 | $699.9K | 0.01% | +4,032+12.7% | Added |
| Bellevue Group AG | 36,600 | $716.3K | 0.01% | +36,600 | New |
| First Republic Investment Management, Inc. | 36,738 | $719.0K | 0.00% | +36,738 | New |
| Legal & General Group Plc | 40,792 | $798.3K | 0.00% | +5,217+14.7% | Added |
| TD Asset Management Inc | 42,215 | $826.1K | 0.00% | +9,063+27.3% | Added |
| Deutsche Bank AG | 43,314 | $847.7K | 0.00% | −2,325−5.1% | Reduced |
| Rockefeller Capital Management L.P. | 47,114 | $921.0K | 0.00% | +5,000+11.9% | Added |
| Susquehanna International Group, LLP | 47,077 | $921.3K | 0.00% | −28,264−37.5% | Reduced |
| Alliancebernstein L.P. | 48,900 | $957.0K | 0.00% | 00.0% | Unchanged |
| Algert Global LLC | 49,768 | $974.0K | 0.05% | −1,760−3.4% | Reduced |
| Candriam Luxembourg S.C.A. | 50,000 | $978.5K | 0.01% | +50,000 | New |
| HealthCor Management, L.P. | 50,000 | $978.5K | 0.90% | −395,140−88.8% | Reduced |
| Schonfeld Strategic Advisors LLC | 51,024 | $998.5K | 0.01% | −22,488−30.6% | Reduced |
| Alps Advisors Inc | 53,369 | $1.04M | 0.01% | +17,339+48.1% | Added |
| State of Wisconsin Investment Board | 53,413 | $1.05M | 0.00% | −34,267−39.1% | Reduced |
| UBS Asset Management Americas Inc | 53,471 | $1.05M | 0.00% | +14,333+36.6% | Added |
| Torray LLC | 54,324 | $1.06M | 0.19% | −2,627−4.6% | Reduced |
| BNP Paribas Arbitrage, SA | 57,344 | $1.12M | 0.00% | −127,445−69.0% | Reduced |
| Macquarie Group Ltd | 58,000 | $1.14M | 0.00% | −317−0.5% | Reduced |
| Vontobel Holding Ltd. | 58,450 | $1.14M | 0.01% | +58,450 | New |
| Privium Fund Management B.V. | 59,350 | $1.16M | 0.44% | +9,600+19.3% | Added |
| Manufacturers Life Insurance Company, The | 60,631 | $1.18M | 0.00% | +3,192+5.6% | Added |
| International Biotechnology Trust PLC | 63,000 | $1.23M | 0.38% | 00.0% | Unchanged |
| Harbor Capital Advisors, Inc. | 65,009 | $1.27M | 1.26% | −1,401−2.1% | Reduced |
| Credit Suisse AG | 65,475 | $1.28M | 0.00% | +34,321+110.2% | Added |
| California State Teachers Retirement System | 68,990 | $1.35M | 0.00% | +14,895+27.5% | Added |
| Two Sigma Investments, LP | 71,950 | $1.41M | 0.00% | −267,049−78.8% | Reduced |
| Healthcare of Ontario Pension Plan Trust Fund | 82,000 | $1.60M | 0.01% | +82,000 | New |
| Rhumbline Advisers | 85,192 | $1.67M | 0.00% | +14,936+21.3% | Added |