Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q4 2022
Institutional positions in Rocket Pharmaceuticals, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 168
- +7 vs. Q3 2022
- Shares held
- 75.9M
- +6.83M (+9.9%) vs. Q3 2022
- Total value
- $1.49B
- +$384.8M (+35.0%) vs. Q3 2022
- New holders
- 31
- 77 more added
- Sold out
- 24
- 41 more reduced
3 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| DekaBank Deutsche Girozentrale | 89,700 | $1.72M | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 92,554 | $1.81M | 0.00% | +65,107+237.2% | Added |
| Hennion & Walsh Asset Management, Inc. | 98,991 | $1.94M | 0.12% | +40,919+70.5% | Added |
| Invesco Ltd. | 108,377 | $2.12M | 0.00% | +72,819+204.8% | Added |
| EFG Asset Management (North America) Corp. | 112,502 | $2.19M | 0.49% | +112,502 | New |
| Monarch Partners Asset Management LLC | 113,788 | $2.23M | 0.66% | +27,003+31.1% | Added |
| New Leaf Venture Partners, L.L.C. | 118,242 | $2.31M | 1.68% | +118,242 | New |
| Ally Bridge Group (NY) LLC | 125,176 | $2.45M | 2.38% | −354,330−73.9% | Reduced |
| Synovus Financial Corp | 128,914 | $2.52M | 0.03% | +41,661+47.7% | Added |
| Caption Management, LLC | 130,000 | $2.54M | 0.43% | +130,000 | New |
| Swiss National Bank | 132,000 | $2.58M | 0.00% | +30,500+30.0% | Added |
| Citigroup Inc | 134,554 | $2.63M | 0.00% | −202,411−60.1% | Reduced |
| Cornerstone Advisory, LLC | 136,763 | $2.68M | 0.53% | +136,763 | New |
| Granite Point Capital Management, L.P. | 140,000 | $2.74M | 3.31% | +20,000+16.7% | Added |
| Nisa Investment Advisors, LLC | 142,990 | $2.80M | 0.02% | +141,000+7,085.4% | Added |
| Renaissance Technologies LLC | 158,800 | $3.11M | 0.00% | −321,000−66.9% | Reduced |
| Barclays PLC | 180,225 | $3.53M | 0.00% | +30,392+20.3% | Added |
| D. E. Shaw & Co., Inc. | 182,162 | $3.56M | 0.01% | −266,180−59.4% | Reduced |
| Bank of New York Mellon Corp | 189,468 | $3.71M | 0.00% | +38,737+25.7% | Added |
| Sectoral Asset Management Inc | 190,790 | $3.73M | 0.72% | −80,000−29.5% | Reduced |
| Woodline Partners LP | 220,253 | $4.31M | 0.06% | +220,253 | New |
| Putnam Investments LLC | 222,000 | $4.34M | 0.01% | +222,000 | New |
| Nordea Investment Management AB | 238,834 | $4.65M | 0.01% | −6,803−2.8% | Reduced |
| WCM Investment Management, LLC | 251,698 | $4.93M | 0.02% | −139,232−35.6% | Reduced |
| Affinity Asset Advisors, LLC | 258,115 | $5.05M | 2.32% | −9,679−3.6% | Reduced |
| FMR LLC | 259,160 | $5.07M | 0.00% | +70.0% | Added |
| Acuta Capital Partners, LLC | 260,000 | $5.09M | 3.13% | +260,000 | New |
| Tiger Management L.L.C. | 279,700 | $5.47M | 3.46% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 284,433 | $5.57M | 0.01% | −56,963−16.7% | Reduced |
| Rafferty Asset Management, LLC | 293,961 | $5.75M | 0.05% | +67,443+29.8% | Added |
| UBS Group AG | 295,261 | $5.78M | 0.00% | +198,358+204.7% | Added |
| Norges Bank | 320,773 | $6.28M | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 288,316 | $6.36M | 0.05% | +39,806+16.0% | Added |
| GMT Capital Corp | 371,300 | $7.27M | 0.34% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 380,046 | $7.44M | 0.02% | +199,945+111.0% | Added |
| Bank of America Corp | 387,175 | $7.58M | 0.00% | +209,792+118.3% | Added |
| Charles Schwab Investment Management Inc | 422,175 | $8.26M | 0.00% | +78,911+23.0% | Added |
| Two Sigma Advisers, LP | 447,851 | $8.76M | 0.02% | +16,400+3.8% | Added |
| Eventide Asset Management, LLC | 470,654 | $9.21M | 0.18% | +470,654 | New |
| Nuveen Asset Management, LLC | 503,721 | $9.86M | 0.00% | +271,332+116.8% | Added |
| Bamco Inc | 522,345 | $10.2M | 0.03% | +502,345+2,511.7% | Added |
| Morgan Stanley | 534,352 | $10.5M | 0.00% | −661,733−55.3% | Reduced |
| Lord, Abbett & Co. LLC | 535,588 | $10.5M | 0.04% | +639+0.1% | Added |
| Northern Trust Corp | 541,303 | $10.6M | 0.00% | +112,618+26.3% | Added |
| Franklin Resources Inc | 661,515 | $12.9M | 0.01% | −2460.0% | Reduced |
| M28 Capital Management LP | 722,080 | $14.1M | 13.47% | +56,200+8.4% | Added |
| Logos Global Management LP | 750,000 | $14.7M | 1.72% | +750,000 | New |
| JPMorgan Chase & Co | 847,321 | $16.6M | 0.00% | −171,236−16.8% | Reduced |
| Novo Holdings A/S | 850,000 | $16.6M | 1.04% | +217,178+34.3% | Added |
| Cormorant Asset Management, LP | 868,550 | $17.0M | 1.14% | 00.0% | Unchanged |
| Assenagon Asset Management S.A. | 1,005,322 | $19.7M | 0.08% | −379,612−27.4% | Reduced |
| Goldman Sachs Group Inc | 1,029,164 | $20.1M | 0.01% | −1,007,480−49.5% | Reduced |
| Perceptive Advisors LLC | 1,078,204 | $21.1M | 0.61% | +578,204+115.6% | Added |
| Cowen and Company, LLC | 1,100,000 | $21.5M | 2.28% | +100,412+10.0% | Added |
| Geode Capital Management, LLC | 1,101,320 | $21.6M | 0.00% | +242,101+28.2% | Added |
| Dimensional Fund Advisors LP | 1,128,361 | $22.1M | 0.01% | +244,792+27.7% | Added |
| Boxer Capital, LLC | 1,466,051 | $28.7M | 1.54% | 00.0% | Unchanged |
| Avidity Partners Management LP | 1,527,087 | $29.9M | 0.70% | +1,527,087 | New |
| Price T Rowe Associates Inc | 1,886,290 | $36.9M | 0.01% | +246,647+15.0% | Added |
| Ra Capital Management, L.P. | 2,407,149 | $47.1M | 0.96% | +300,000+14.2% | Added |
| Citadel Advisors LLC | 2,602,680 | $50.9M | 0.06% | +838,759+47.6% | Added |
| Westfield Capital Management Co LP | 2,905,555 | $56.9M | 0.44% | +252,353+9.5% | Added |
| Maverick Capital LtdSuperinvestorMaverick Capital | 3,395,818 | $66.5M | 1.62% | +863,452+34.1% | Added |
| Wellington Management Group LLP | 3,507,017 | $68.6M | 0.01% | +28,605+0.8% | Added |
| State Street Corp | 3,978,985 | $77.9M | 0.00% | +586,652+17.3% | Added |
| Vanguard Group Inc | 4,186,542 | $81.9M | 0.00% | +769,031+22.5% | Added |
| BlackRock Inc. | 5,587,535 | $109.3M | 0.00% | +1,093,261+24.3% | Added |
| RTW Investments, LP | 17,687,772 | $346.1M | 7.07% | +1,884,970+11.9% | Added |
| Tang Capital Management LLC | 0 | $0 | 0.00% | −1,265,900−100.0% | Sold out |
| Deerfield Management Company, L.P. (Series C) | 0 | $0 | 0.00% | −870,000−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −220,586−100.0% | Sold out |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −184,455−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −157,109−100.0% | Sold out |
| Man Group plc | 0 | $0 | 0.00% | −106,026−100.0% | Sold out |
| PDT Partners, LLC | 0 | $0 | 0.00% | −90,217−100.0% | Sold out |
| Graham Capital Management, L.P. | 0 | $0 | 0.00% | −68,126−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −54,582−100.0% | Sold out |
| Pura Vida Investments, LLC | 0 | $0 | 0.00% | −50,000−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −37,402−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −34,397−100.0% | Sold out |
| AlphaCrest Capital Management LLC | 0 | $0 | 0.00% | −31,199−100.0% | Sold out |
| Soleus Capital Management, L.P. | 0 | $0 | 0.00% | −25,300−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −21,204−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −19,657−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −17,121−100.0% | Sold out |
| New York Life Investments Alternatives | 0 | $0 | 0.00% | −14,056−100.0% | Sold out |
| Blair William & Co | 0 | $0 | 0.00% | −11,431−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −11,412−100.0% | Sold out |
| Ensign Peak Advisors, Inc | 0 | $0 | 0.00% | −8,210−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −6,276−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −5,200−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Jefferies Group LLC | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |
| Wipfli Financial Advisors LLC, | – | – | – | – | Not filed |