Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q3 2022
Institutional positions in Rocket Pharmaceuticals, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 164
- +17 vs. Q2 2022
- Shares held
- 69.1M
- +4.28M (+6.6%) vs. Q2 2022
- Total value
- $1.10B
- +$209.6M (+23.5%) vs. Q2 2022
- New holders
- 31
- 64 more added
- Sold out
- 14
- 40 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sanders Morris Harris LLC | 27,709 | $430.0K | 0.11% | 00.0% | Unchanged |
| Sigma Planning Corp | 26,320 | $420.0K | 0.02% | +5,030+23.6% | Added |
| Soleus Capital Management, L.P. | 25,300 | $404.0K | 0.05% | −292,800−92.0% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 25,205 | $402.0K | 0.00% | +444+1.8% | Added |
| Squarepoint Ops LLC | 23,875 | $381.0K | 0.00% | +23,875 | New |
| MetLife Investment Management | 22,975 | $366.7K | 0.00% | 00.0% | Unchanged |
| Jefferies Group LLC | 22,500 | $359.1K | 0.01% | +22,500 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 21,204 | $338.0K | 0.00% | −41,540−66.2% | Reduced |
| American International Group, Inc. | 20,775 | $332.0K | 0.00% | +293+1.4% | Added |
| Bamco Inc | 20,000 | $319.0K | 0.00% | +20,000 | New |
| Quantbot Technologies LP | 19,657 | $313.0K | 0.02% | −3,592−15.5% | Reduced |
| State Board of Administration of Florida Retirement System | 17,900 | $286.0K | 0.00% | 00.0% | Unchanged |
| B. Metzler seel. Sohn & Co. AG | 17,792 | $284.0K | 0.01% | +1,604+9.9% | Added |
| Walleye Capital LLC | 17,121 | $273.0K | 0.01% | +17,121 | New |
| XTX Topco Ltd | 17,113 | $273.0K | 0.07% | +17,113 | New |
| E Fund Management Co., Ltd. | 15,578 | $249.0K | 0.02% | +15,578 | New |
| Erste Asset Management GmbH | 16,700 | $234.5K | 0.01% | 00.0% | Unchanged |
| New York Life Investments Alternatives | 14,056 | $224.0K | 0.22% | −6,613−32.0% | Reduced |
| Stifel Financial Corp | 13,961 | $223.0K | 0.00% | +13,961 | New |
| Teacher Retirement System of Texas | 13,968 | $223.0K | 0.00% | +13,968 | New |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 13,791 | $220.0K | 0.02% | +405+3.0% | Added |
| The PNC Financial Services Group, Inc. | 12,308 | $196.0K | 0.00% | +657+5.6% | Added |
| Principal Financial Group Inc | 11,977 | $191.0K | 0.00% | +11,977 | New |
| Arizona State Retirement System | 11,629 | $186.0K | 0.00% | +277+2.4% | Added |
| Blair William & Co | 11,431 | $182.0K | 0.00% | −1,300−10.2% | Reduced |
| Jane Street Group, LLC | 11,346 | $181.0K | 0.00% | −1,650−12.7% | Reduced |
| HSBC Holdings PLC | 11,412 | $177.0K | 0.00% | +11,412 | New |
| Tower Research Capital LLC (TRC) | 10,761 | $171.0K | 0.00% | +6,848+175.0% | Added |
| ProShare Advisors LLC | 10,381 | $167.0K | 0.00% | +338+3.4% | Added |
| Virtus ETF Advisers LLC | 9,860 | $157.0K | 0.06% | +68+0.7% | Added |
| Alpha Paradigm Partners, LLC | 9,404 | $150.0K | 0.07% | −100,741−91.5% | Reduced |
| Public Employees Retirement Association of Colorado | 8,193 | $131.0K | 0.00% | 00.0% | Unchanged |
| Ensign Peak Advisors, Inc | 8,210 | $131.0K | 0.00% | +480+6.2% | Added |
| Federated Hermes, Inc. | 6,821 | $109.0K | 0.00% | −276,303−97.6% | Reduced |
| Point72 Hong Kong Ltd | 6,276 | $100.0K | 0.01% | +6,276 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,762 | $92.0K | 0.00% | 00.0% | Unchanged |
| Amalgamated Bank | 5,561 | $89.0K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 5,200 | $83.0K | 0.01% | +5,200 | New |
| Amundi | 3,885 | $67.0K | 0.00% | +3,885 | New |
| Ameritas Investment Partners, Inc. | 3,009 | $48.0K | 0.00% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 2,584 | $41.2K | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 2,494 | $40.0K | 0.00% | +117+4.9% | Added |
| Nisa Investment Advisors, LLC | 1,990 | $37.0K | 0.00% | +290+17.1% | Added |
| Allspring Global Investments Holdings, LLC | 1,766 | $28.0K | 0.00% | +1,766 | New |
| Wells Fargo & Company | 1,613 | $26.0K | 0.00% | −6,873−81.0% | Reduced |
| Lazard Asset Management LLC | 1,638 | $25.0K | 0.00% | +5+0.3% | Added |
| US Bancorp | 1,279 | $20.0K | 0.00% | −346−21.3% | Reduced |
| CWM, LLC | 1,218 | $19.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,315 | $18.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 700 | $11.2K | 0.00% | 00.0% | Unchanged |
| China Universal Asset Management Co., Ltd. | 618 | $10.0K | 0.00% | +618 | New |
| Royal Bank of Canada | 533 | $9.00K | 0.00% | −18,296−97.2% | Reduced |
| Signaturefd, LLC | 417 | $7.00K | 0.00% | 00.0% | Unchanged |
| TCI Wealth Advisors, Inc. | 332 | $5.00K | 0.00% | 00.0% | Unchanged |
| Wipfli Financial Advisors LLC, | 230 | $4.00K | 0.00% | +230 | New |
| Advisor Group Holdings, Inc. | 200 | $3.00K | 0.00% | −45−18.4% | Reduced |
| Daiwa Securities Group Inc. | 218 | $3.00K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 200 | $3.00K | 0.00% | +200 | New |
| Heritage Wealth Management, LLC | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 104 | $2.00K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 88 | $1.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 20 | $1.00K | 0.00% | +20 | New |
| Newbridge Financial Services Group, Inc. | 18 | $0 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 7 | $0 | 0.00% | +7 | New |
| Amitell Capital Pte Ltd | 0 | $0 | 0.00% | −97,331−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −82,720−100.0% | Sold out |
| Cinctive Capital Management LP | 0 | $0 | 0.00% | −80,000−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −54,935−100.0% | Sold out |
| Gilder Gagnon Howe & Co LLC | 0 | $0 | 0.00% | −29,659−100.0% | Sold out |
| Parkman Healthcare Partners LLC | 0 | $0 | 0.00% | −26,677−100.0% | Sold out |
| Allianz Asset Management GmbH | 0 | $0 | 0.00% | −20,470−100.0% | Sold out |
| Veritable, L.P. | 0 | $0 | 0.00% | −12,211−100.0% | Sold out |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −10,661−100.0% | Sold out |
| Ovata Capital Management Ltd | 0 | $0 | 0.00% | −2,900−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −452−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −265−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −103−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −104−100.0% | Sold out |