Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q3 2022
Institutional positions in Rocket Pharmaceuticals, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 164
- +17 vs. Q2 2022
- Shares held
- 69.1M
- +4.28M (+6.6%) vs. Q2 2022
- Total value
- $1.10B
- +$209.6M (+23.5%) vs. Q2 2022
- New holders
- 31
- 64 more added
- Sold out
- 14
- 40 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Newbridge Financial Services Group, Inc. | 18 | $0 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 7 | $0 | 0.00% | +7 | New |
| Lindbrook Capital, LLC | 88 | $1.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 20 | $1.00K | 0.00% | +20 | New |
| Heritage Wealth Management, LLC | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 104 | $2.00K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 200 | $3.00K | 0.00% | −45−18.4% | Reduced |
| Daiwa Securities Group Inc. | 218 | $3.00K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 200 | $3.00K | 0.00% | +200 | New |
| Wipfli Financial Advisors LLC, | 230 | $4.00K | 0.00% | +230 | New |
| TCI Wealth Advisors, Inc. | 332 | $5.00K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 417 | $7.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 533 | $9.00K | 0.00% | −18,296−97.2% | Reduced |
| China Universal Asset Management Co., Ltd. | 618 | $10.0K | 0.00% | +618 | New |
| American Portfolios Advisors | 700 | $11.2K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,315 | $18.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,218 | $19.0K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 1,279 | $20.0K | 0.00% | −346−21.3% | Reduced |
| Lazard Asset Management LLC | 1,638 | $25.0K | 0.00% | +5+0.3% | Added |
| Wells Fargo & Company | 1,613 | $26.0K | 0.00% | −6,873−81.0% | Reduced |
| Allspring Global Investments Holdings, LLC | 1,766 | $28.0K | 0.00% | +1,766 | New |
| Nisa Investment Advisors, LLC | 1,990 | $37.0K | 0.00% | +290+17.1% | Added |
| Great West Life Assurance Co | 2,494 | $40.0K | 0.00% | +117+4.9% | Added |
| Metropolitan Life Insurance Co | 2,584 | $41.2K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 3,009 | $48.0K | 0.00% | 00.0% | Unchanged |
| Amundi | 3,885 | $67.0K | 0.00% | +3,885 | New |
| Aquatic Capital Management LLC | 5,200 | $83.0K | 0.01% | +5,200 | New |
| Amalgamated Bank | 5,561 | $89.0K | 0.00% | 00.0% | Unchanged |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,762 | $92.0K | 0.00% | 00.0% | Unchanged |
| Point72 Hong Kong Ltd | 6,276 | $100.0K | 0.01% | +6,276 | New |
| Federated Hermes, Inc. | 6,821 | $109.0K | 0.00% | −276,303−97.6% | Reduced |
| Public Employees Retirement Association of Colorado | 8,193 | $131.0K | 0.00% | 00.0% | Unchanged |
| Ensign Peak Advisors, Inc | 8,210 | $131.0K | 0.00% | +480+6.2% | Added |
| Alpha Paradigm Partners, LLC | 9,404 | $150.0K | 0.07% | −100,741−91.5% | Reduced |
| Virtus ETF Advisers LLC | 9,860 | $157.0K | 0.06% | +68+0.7% | Added |
| ProShare Advisors LLC | 10,381 | $167.0K | 0.00% | +338+3.4% | Added |
| Tower Research Capital LLC (TRC) | 10,761 | $171.0K | 0.00% | +6,848+175.0% | Added |
| HSBC Holdings PLC | 11,412 | $177.0K | 0.00% | +11,412 | New |
| Jane Street Group, LLC | 11,346 | $181.0K | 0.00% | −1,650−12.7% | Reduced |
| Blair William & Co | 11,431 | $182.0K | 0.00% | −1,300−10.2% | Reduced |
| Arizona State Retirement System | 11,629 | $186.0K | 0.00% | +277+2.4% | Added |
| Principal Financial Group Inc | 11,977 | $191.0K | 0.00% | +11,977 | New |
| The PNC Financial Services Group, Inc. | 12,308 | $196.0K | 0.00% | +657+5.6% | Added |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 13,791 | $220.0K | 0.02% | +405+3.0% | Added |
| Stifel Financial Corp | 13,961 | $223.0K | 0.00% | +13,961 | New |
| Teacher Retirement System of Texas | 13,968 | $223.0K | 0.00% | +13,968 | New |
| New York Life Investments Alternatives | 14,056 | $224.0K | 0.22% | −6,613−32.0% | Reduced |
| Erste Asset Management GmbH | 16,700 | $234.5K | 0.01% | 00.0% | Unchanged |
| E Fund Management Co., Ltd. | 15,578 | $249.0K | 0.02% | +15,578 | New |
| Walleye Capital LLC | 17,121 | $273.0K | 0.01% | +17,121 | New |
| XTX Topco Ltd | 17,113 | $273.0K | 0.07% | +17,113 | New |
| B. Metzler seel. Sohn & Co. AG | 17,792 | $284.0K | 0.01% | +1,604+9.9% | Added |
| State Board of Administration of Florida Retirement System | 17,900 | $286.0K | 0.00% | 00.0% | Unchanged |
| Quantbot Technologies LP | 19,657 | $313.0K | 0.02% | −3,592−15.5% | Reduced |
| Bamco Inc | 20,000 | $319.0K | 0.00% | +20,000 | New |
| American International Group, Inc. | 20,775 | $332.0K | 0.00% | +293+1.4% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 21,204 | $338.0K | 0.00% | −41,540−66.2% | Reduced |
| Jefferies Group LLC | 22,500 | $359.1K | 0.01% | +22,500 | New |
| MetLife Investment Management | 22,975 | $366.7K | 0.00% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 23,875 | $381.0K | 0.00% | +23,875 | New |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 25,205 | $402.0K | 0.00% | +444+1.8% | Added |
| Soleus Capital Management, L.P. | 25,300 | $404.0K | 0.05% | −292,800−92.0% | Reduced |
| Sigma Planning Corp | 26,320 | $420.0K | 0.02% | +5,030+23.6% | Added |
| Sanders Morris Harris LLC | 27,709 | $430.0K | 0.11% | 00.0% | Unchanged |
| ClariVest Asset Management LLC | 27,000 | $431.0K | 0.02% | +27,000 | New |
| HighTower Advisors, LLC | 27,447 | $439.0K | 0.00% | −2,653−8.8% | Reduced |
| New York State Common Retirement Fund | 28,710 | $458.0K | 0.00% | +103+0.4% | Added |
| TD Asset Management Inc | 33,152 | $465.0K | 0.00% | −33,031−49.9% | Reduced |
| Credit Suisse AG | 31,154 | $497.0K | 0.00% | −67−0.2% | Reduced |
| AlphaCrest Capital Management LLC | 31,199 | $498.0K | 0.03% | +31,199 | New |
| New York Life Investment Management LLC | 31,734 | $506.0K | 0.01% | +2,331+7.9% | Added |
| SG Americas Securities, LLC | 32,366 | $517.0K | 0.01% | −16,876−34.3% | Reduced |
| Occudo Quantitative Strategies LP | 34,397 | $549.0K | 0.04% | +16,483+92.0% | Added |
| Invesco Ltd. | 35,558 | $567.0K | 0.00% | −1,225−3.3% | Reduced |
| Legal & General Group Plc | 35,575 | $568.0K | 0.00% | −3,398−8.7% | Reduced |
| Alps Advisors Inc | 36,030 | $575.0K | 0.01% | −3,024−7.7% | Reduced |
| ExodusPoint Capital Management, LP | 37,402 | $597.0K | 0.01% | +19,727+111.6% | Added |
| UBS Asset Management Americas Inc | 39,138 | $624.6K | 0.00% | 00.0% | Unchanged |
| Voya Investment Management LLC | 40,355 | $644.1K | 0.00% | +20,167+99.9% | Added |
| Rockefeller Capital Management L.P. | 42,114 | $671.0K | 0.00% | +3,074+7.9% | Added |
| Privium Fund Management B.V. | 49,750 | $698.0K | 0.26% | +25,000+101.0% | Added |
| Deutsche Bank AG | 45,639 | $728.0K | 0.00% | +15,093+49.4% | Added |
| Alliancebernstein L.P. | 48,900 | $780.0K | 0.00% | −115,989−70.3% | Reduced |
| Balyasny Asset Management LLC | 49,770 | $794.0K | 0.00% | +49,770 | New |
| Pura Vida Investments, LLC | 50,000 | $798.0K | 0.12% | +50,000 | New |
| Algert Global LLC | 51,528 | $822.0K | 0.05% | +10,758+26.4% | Added |
| Manufacturers Life Insurance Company, The | 57,439 | $840.5K | 0.00% | +19,061+49.7% | Added |
| California State Teachers Retirement System | 54,095 | $863.0K | 0.00% | +78+0.1% | Added |
| Gsa Capital Partners LLP | 54,582 | $871.0K | 0.12% | +33,293+156.4% | Added |
| Torray LLC | 56,951 | $909.0K | 0.18% | −3,524−5.8% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 58,072 | $927.0K | 0.06% | +14,460+33.2% | Added |
| Macquarie Group Ltd | 58,317 | $940.0K | 0.00% | −581−1.0% | Reduced |
| International Biotechnology Trust PLC | 63,000 | $1.00M | 0.32% | +62,132+7,158.1% | Added |
| Harbor Capital Advisors, Inc. | 66,410 | $1.06M | 0.99% | −7,333−9.9% | Reduced |
| Graham Capital Management, L.P. | 68,126 | $1.09M | 0.05% | +4,759+7.5% | Added |
| Rhumbline Advisers | 70,256 | $1.12M | 0.00% | +3,961+6.0% | Added |
| Schonfeld Strategic Advisors LLC | 73,512 | $1.17M | 0.01% | +73,512 | New |
| Susquehanna International Group, LLP | 75,341 | $1.20M | 0.00% | +49,887+196.0% | Added |
| DekaBank Deutsche Girozentrale | 89,700 | $1.24M | 0.00% | −60,500−40.3% | Reduced |
| Monarch Partners Asset Management LLC | 86,785 | $1.39M | 0.42% | +86,785 | New |