Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q4 2021
Institutional positions in Rocket Pharmaceuticals, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 148
- +3 vs. Q3 2021
- Shares held
- 63.2M
- +1.25M (+2.0%) vs. Q3 2021
- Total value
- $1.38B
- −$469.8M (−25.4%) vs. Q3 2021
- New holders
- 25
- 58 more added
- Sold out
- 22
- 44 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citigroup Inc | 138,805 | $3.03M | 0.00% | +57,676+71.1% | Added |
| UBS Group AG | 140,732 | $3.07M | 0.00% | +44,829+46.7% | Added |
| Alliancebernstein L.P. | 143,812 | $3.14M | 0.00% | −4,460−3.0% | Reduced |
| Rafferty Asset Management, LLC | 144,407 | $3.15M | 0.02% | +56,213+63.7% | Added |
| Nuveen Asset Management, LLC | 151,439 | $3.31M | 0.00% | −18,139−10.7% | Reduced |
| D. E. Shaw & Co., Inc. | 151,494 | $3.31M | 0.00% | −33,940−18.3% | Reduced |
| Renaissance Technologies LLC | 151,799 | $3.31M | 0.00% | +36,306+31.4% | Added |
| Affinity Asset Advisors, LLC | 165,000 | $3.60M | 1.54% | +84,772+105.7% | Added |
| WCM Investment Management, LLC | 192,929 | $4.21M | 0.01% | +95,664+98.4% | Added |
| Two Sigma Advisers, LP | 216,651 | $4.73M | 0.01% | +22,200+11.4% | Added |
| Millennium Management LLC | 221,013 | $4.83M | 0.01% | +221,013 | New |
| Natixis | 225,394 | $4.92M | 0.02% | +225,394 | New |
| Two Sigma Investments, LP | 248,114 | $5.42M | 0.01% | +40,239+19.4% | Added |
| Mirae Asset Global Investments Co., Ltd. | 272,404 | $5.95M | 0.01% | +62,896+30.0% | Added |
| Nordea Investment Management AB | 269,804 | $6.23M | 0.01% | −2,464−0.9% | Reduced |
| Charles Schwab Investment Management Inc | 310,133 | $6.77M | 0.00% | +6,829+2.3% | Added |
| Sectoral Asset Management Inc | 382,975 | $8.36M | 1.26% | −123,110−24.3% | Reduced |
| Dimensional Fund Advisors LP | 386,439 | $8.44M | 0.00% | +11,983+3.2% | Added |
| Northern Trust Corp | 412,080 | $9.00M | 0.00% | −2,538−0.6% | Reduced |
| Ghost Tree Capital, LLC | 425,000 | $9.28M | 3.55% | +75,000+21.4% | Added |
| FMR LLC | 429,124 | $9.37M | 0.00% | −17,094−3.8% | Reduced |
| Barclays PLC | 439,184 | $9.59M | 0.01% | +238,788+119.2% | Added |
| Norges Bank | 482,779 | $10.5M | 0.00% | +151,100+45.6% | Added |
| M28 Capital Management LP | 495,280 | $10.8M | 8.44% | +495,280 | New |
| Great Point Partners LLC | 500,526 | $10.9M | 2.44% | −264,474−34.6% | Reduced |
| Assenagon Asset Management S.A. | 536,940 | $11.7M | 0.04% | +507,588+1,729.3% | Added |
| Novo Holdings A/S | 612,822 | $13.4M | 0.63% | +78,737+14.7% | Added |
| Goldman Sachs Group Inc | 664,855 | $14.5M | 0.00% | −302,742−31.3% | Reduced |
| JPMorgan Chase & Co | 683,176 | $14.9M | 0.00% | −138,959−16.9% | Reduced |
| Geode Capital Management, LLC | 754,627 | $16.5M | 0.00% | +2,766+0.4% | Added |
| Cormorant Asset Management, LP | 868,550 | $19.0M | 1.13% | −100,000−10.3% | Reduced |
| Cowen and Company, LLC | 1,000,000 | $21.8M | 2.08% | 00.0% | Unchanged |
| Morgan Stanley | 1,199,881 | $26.2M | 0.00% | +1,036,981+636.6% | Added |
| Lord, Abbett & Co. LLC | 1,289,005 | $28.1M | 0.06% | +79,437+6.6% | Added |
| Franklin Resources Inc | 1,347,617 | $29.4M | 0.01% | −220.0% | Reduced |
| Boxer Capital, LLC | 1,466,051 | $32.0M | 1.27% | 00.0% | Unchanged |
| Citadel Advisors LLC | 1,692,966 | $37.0M | 0.04% | +393,990+30.3% | Added |
| Maverick Capital LtdSuperinvestorMaverick Capital | 1,894,966 | $41.4M | 0.50% | +234,850+14.1% | Added |
| Perceptive Advisors LLC | 1,959,125 | $42.8M | 0.66% | −351,136−15.2% | Reduced |
| Westfield Capital Management Co LP | 2,037,991 | $44.5M | 0.26% | +11,510+0.6% | Added |
| Ra Capital Management, L.P. | 2,107,149 | $46.0M | 0.81% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 2,192,894 | $47.9M | 0.00% | −691,532−24.0% | Reduced |
| State Street Corp | 2,343,413 | $51.2M | 0.00% | +3,479+0.1% | Added |
| Tang Capital Management LLC | 2,531,800 | $55.3M | 11.12% | 00.0% | Unchanged |
| Vanguard Group Inc | 3,301,138 | $72.1M | 0.00% | +55,750+1.7% | Added |
| BlackRock Inc. | 3,339,469 | $72.9M | 0.00% | +120,978+3.8% | Added |
| Wellington Management Group LLP | 3,490,879 | $76.2M | 0.01% | +144,648+4.3% | Added |
| RTW Investments, LP | 15,802,802 | $345.0M | 5.04% | 00.0% | Unchanged |
| Rock Springs Capital Management LP | 0 | $0 | 0.00% | −403,270−100.0% | Sold out |
| Principal Financial Group Inc | 0 | $0 | 0.00% | −20,614−100.0% | Sold out |
| Cinctive Capital Management LP | 0 | $0 | 0.00% | −18,000−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −17,170−100.0% | Sold out |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −14,026−100.0% | Sold out |
| Campbell & CO Investment Adviser LLC | 0 | $0 | 0.00% | −11,100−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −10,095−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −9,066−100.0% | Sold out |
| Cobblestone Capital Advisors LLC | 0 | $0 | 0.00% | −9,000−100.0% | Sold out |
| Los Angeles Capital Management LLC | 0 | $0 | 0.00% | −8,190−100.0% | Sold out |
| Amalgamated Bank | 0 | $0 | 0.00% | −7,238−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −4,221−100.0% | Sold out |
| Banque Cantonale Vaudoise | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −2,230−100.0% | Sold out |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −1,455−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | −122−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −93−100.0% | Sold out |
| Glassman Wealth Services | 0 | $0 | 0.00% | −57−100.0% | Sold out |
| Evolution Wealth Advisors, LLC | 0 | $0 | 0.00% | −60−100.0% | Sold out |
| Meridian Wealth Partners, LLC | 0 | $0 | 0.00% | −39−100.0% | Sold out |
| Bellevue Asset Management, LLC | 0 | $0 | 0.00% | −34−100.0% | Sold out |
| Jefferies Group LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Berman Capital Advisors, LLC | – | – | – | – | Not filed |
| Heritage Wealth Management, LLC | – | – | – | – | Not filed |