Rocket Pharmaceuticals, Inc.
RCKT- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001281895
In the last 90 days, Rocket Pharmaceuticals, Inc. insiders filed 0 open-market purchases and 7 sales; 180 institutions reported holding it in 13F filings for Q2 2026, worth $340.9M in total; Maverick Capital is the only superinvestor holding it.
13F holders, Q3 2021
Institutional positions in Rocket Pharmaceuticals, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 147
- −3 vs. Q2 2021
- Shares held
- 62.0M
- +57.1K (+0.1%) vs. Q2 2021
- Total value
- $1.85B
- −$889.9M (−32.5%) vs. Q2 2021
- New holders
- 13
- 55 more added
- Sold out
- 16
- 49 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RCKT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 180 | $340.9M |
| Q1 2026 | 199 | $347.9M |
| Q4 2025 | 186 | $320.0M |
| Q3 2025 | 173 | $314.8M |
| Q2 2025 | 196 | $233.0M |
| Q1 2025 | 236 | $722.5M |
| Q4 2024 | 225 | $1.38B |
| Q3 2024 | 192 | $1.71B |
| Q2 2024 | 178 | $1.96B |
| Q1 2024 | 185 | $2.48B |
| Q4 2023 | 194 | $2.67B |
| Q3 2023 | 175 | $1.83B |
| Q2 2023 | 164 | $1.52B |
| Q1 2023 | 163 | $1.34B |
| Q4 2022 | 168 | $1.49B |
| Q3 2022 | 164 | $1.10B |
| Q2 2022 | 147 | $891.6M |
| Q1 2022 | 149 | $1.02B |
| Q4 2021 | 148 | $1.38B |
| Q3 2021 | 147 | $1.85B |
| Q2 2021 | 150 | $2.74B |
| Q1 2021 | 173 | $2.75B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Rocket Pharmaceuticals, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| WCM Investment Management, LLC | 97,265 | $2.91M | 0.01% | +464+0.5% | Added |
| Comerica Bank | 116,230 | $3.42M | 0.02% | −3,962−3.3% | Reduced |
| Renaissance Technologies LLC | 115,493 | $3.45M | 0.00% | +95,393+474.6% | Added |
| DekaBank Deutsche Girozentrale | 129,300 | $3.84M | 0.01% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 148,272 | $4.43M | 0.00% | +93,425+170.3% | Added |
| Morgan Stanley | 162,900 | $4.87M | 0.00% | +60,501+59.1% | Added |
| Bank of New York Mellon Corp | 165,473 | $4.95M | 0.00% | +8,164+5.2% | Added |
| Nuveen Asset Management, LLC | 169,578 | $5.07M | 0.00% | −104,351−38.1% | Reduced |
| D. E. Shaw & Co., Inc. | 185,434 | $5.54M | 0.01% | −14,584−7.3% | Reduced |
| Two Sigma Advisers, LP | 194,451 | $5.81M | 0.02% | +18,400+10.5% | Added |
| Bank of America Corp | 197,967 | $5.92M | 0.00% | −158,127−44.4% | Reduced |
| Barclays PLC | 200,396 | $5.99M | 0.00% | +155,216+343.6% | Added |
| Two Sigma Investments, LP | 207,875 | $6.21M | 0.02% | +39,306+23.3% | Added |
| Mirae Asset Global Investments Co., Ltd. | 209,508 | $6.26M | 0.02% | +43,930+26.5% | Added |
| Voya Investment Management LLC | 263,358 | $7.87M | 0.02% | −15,594−5.6% | Reduced |
| Nordea Investment Management AB | 272,268 | $8.19M | 0.01% | +92,585+51.5% | Added |
| Charles Schwab Investment Management Inc | 303,304 | $9.07M | 0.00% | +6,289+2.1% | Added |
| Norges Bank | 331,679 | $9.91M | 0.00% | −9,633−2.8% | Reduced |
| Ghost Tree Capital, LLC | 350,000 | $10.5M | 3.45% | +225,000+180.0% | Added |
| Dimensional Fund Advisors LP | 374,456 | $11.2M | 0.00% | −122,854−24.7% | Reduced |
| Rock Springs Capital Management LP | 403,270 | $12.1M | 0.25% | 00.0% | Unchanged |
| Northern Trust Corp | 414,618 | $12.4M | 0.00% | −13,986−3.3% | Reduced |
| FMR LLC | 446,218 | $13.3M | 0.00% | −112,618−20.2% | Reduced |
| Sectoral Asset Management Inc | 506,085 | $15.1M | 1.26% | +35,950+7.6% | Added |
| Novo Holdings A/S | 534,085 | $16.0M | 0.83% | +534,085 | New |
| Geode Capital Management, LLC | 751,861 | $22.5M | 0.00% | +9,974+1.3% | Added |
| Great Point Partners LLC | 765,000 | $22.9M | 5.41% | −52,040−6.4% | Reduced |
| JPMorgan Chase & Co | 822,135 | $24.6M | 0.00% | +31,164+3.9% | Added |
| Goldman Sachs Group Inc | 967,597 | $28.9M | 0.01% | +225,292+30.4% | Added |
| Cormorant Asset Management, LP | 968,550 | $28.9M | 1.18% | 00.0% | Unchanged |
| Cowen and Company, LLC | 1,000,000 | $29.9M | 1.44% | 00.0% | Unchanged |
| Lord, Abbett & Co. LLC | 1,209,568 | $36.2M | 0.09% | −438,903−26.6% | Reduced |
| Janus Henderson Group PLC | 1,229,498 | $36.8M | 0.02% | −5,991−0.5% | Reduced |
| Citadel Advisors LLC | 1,298,976 | $38.8M | 0.04% | +501,297+62.8% | Added |
| Franklin Resources Inc | 1,347,639 | $40.3M | 0.02% | −96,200−6.7% | Reduced |
| Boxer Capital, LLC | 1,466,051 | $43.8M | 1.53% | 00.0% | Unchanged |
| Maverick Capital LtdSuperinvestorMaverick Capital | 1,660,116 | $49.6M | 0.55% | +1,486,229+854.7% | Added |
| Westfield Capital Management Co LP | 2,026,481 | $60.6M | 0.37% | −50,614−2.4% | Reduced |
| Ra Capital Management, L.P. | 2,107,149 | $63.0M | 0.87% | 00.0% | Unchanged |
| Perceptive Advisors LLC | 2,310,261 | $69.1M | 1.01% | −441,342−16.0% | Reduced |
| State Street Corp | 2,339,934 | $69.9M | 0.00% | +579,034+32.9% | Added |
| Tang Capital Management LLC | 2,531,800 | $75.7M | 15.71% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 2,884,426 | $86.2M | 0.01% | −468,259−14.0% | Reduced |
| BlackRock Inc. | 3,218,491 | $96.2M | 0.00% | +48,359+1.5% | Added |
| Vanguard Group Inc | 3,245,388 | $97.0M | 0.00% | +37,623+1.2% | Added |
| Wellington Management Group LLP | 3,346,231 | $100.0M | 0.02% | −871,744−20.7% | Reduced |
| RTW Investments, LP | 15,802,802 | $469.6M | 7.08% | +812,516+5.4% | Added |
| Loomis Sayles & Co L P | 0 | $0 | 0.00% | −899,510−100.0% | Sold out |
| Farallon Capital Management, L.L.C. | 0 | $0 | 0.00% | −350,000−100.0% | Sold out |
| Putnam Investments LLC | 0 | $0 | 0.00% | −188,698−100.0% | Sold out |
| Lisanti Capital Growth, LLC | 0 | $0 | 0.00% | −179,705−100.0% | Sold out |
| Maven Securities LTD | 0 | $0 | 0.00% | −170,000−100.0% | Sold out |
| DSAM Partners (London) Ltd | 0 | $0 | 0.00% | −140,270−100.0% | Sold out |
| State of New Jersey Common Pension Fund D | 0 | $0 | 0.00% | −59,983−100.0% | Sold out |
| Teachers Retirement System of the State of Kentucky | 0 | $0 | 0.00% | −22,083−100.0% | Sold out |
| Silverarc Capital Management, LLC | 0 | $0 | 0.00% | −10,293−100.0% | Sold out |
| Vontobel Holding Ltd. | 0 | $0 | 0.00% | −6,955−100.0% | Sold out |
| Tuttle Tactical Management | 0 | $0 | 0.00% | −6,027−100.0% | Sold out |
| Marathon Capital Management | 0 | $0 | 0.00% | −5,672−100.0% | Sold out |
| Rathbone Brothers plc | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| First Mercantile Trust Co | 0 | $0 | 0.00% | −2,153−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| TD Private Client Wealth LLC | 0 | $0 | 0.00% | −18−100.0% | Sold out |