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Neophotonics Corp

NPTNDelisted Aug 3, 2022
Industry
Semiconductors & Related Devices
SEC CIK
0001227025

Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.

13F holders, Q3 2022

Institutional positions in Neophotonics Corp as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

NPTN is no longer listed, and 13F filings after Q2 2022 list far fewer holders. See Q2 2022

Institutional holders
2
−155 vs. Q2 2022
Shares held
512
−48.9M (−100.0%) vs. Q2 2022
Total value
$5.00K
−$780.4M (−100.0%) vs. Q2 2022
New holders
0
0 more added
Sold out
155
0 more reduced

Compare with Q2 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2022: 2 institutions
Q1 2021: 147 institutionsQ2 2021: 138 institutionsQ3 2021: 124 institutionsQ4 2021: 145 institutionsQ1 2022: 143 institutionsQ2 2022: 157 institutionsQ3 2022: 2 institutionsQ4 2022: 0 institutionsQ1 2023: 0 institutionsQ2 2023: 0 institutionsQ3 2023: 0 institutionsQ4 2023: 0 institutionsQ1 2024: 0 institutionsQ2 2024: 0 institutionsQ3 2024: 0 institutionsQ4 2024: 0 institutionsQ1 2025: 0 institutionsQ2 2025: 0 institutionsQ3 2025: 0 institutionsQ4 2025: 0 institutionsQ1 2026: 0 institutionsQ2 2026: 0 institutions
Value heldQ3 2022: $5.00K
Q1 2021: $515.4MQ2 2021: $448.4MQ3 2021: $370.4MQ4 2021: $699.3MQ1 2022: $709.0MQ2 2022: $780.4MQ3 2022: $5.00KQ4 2022: $0Q1 2023: $0Q2 2023: $0Q3 2023: $0Q4 2023: $0Q1 2024: $0Q2 2024: $0Q3 2024: $0Q4 2024: $0Q1 2025: $0Q2 2025: $0Q3 2025: $0Q4 2025: $0Q1 2026: $0Q2 2026: $0
Institutions holding NPTN and their total value by quarter
QuarterHoldersValue
Q2 20260$0
Q1 20260$0
Q4 20250$0
Q3 20250$0
Q2 20250$0
Q1 20250$0
Q4 20240$0
Q3 20240$0
Q2 20240$0
Q1 20240$0
Q4 20230$0
Q3 20230$0
Q2 20230$0
Q1 20230$0
Q4 20220$0
Q3 20222$5.00K
Q2 2022157$780.4M
Q1 2022143$709.0M
Q4 2021145$699.3M
Q3 2021124$370.4M
Q2 2021138$448.4M
Q1 2021147$515.4M

Institutions, Q3 2022

Shares, value and share of portfolio for each institution holding Neophotonics Corp; share changes are against Q2 2022.

Institutions holding NPTN in Q3 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Allianz Asset Management GmbH0$00.00%−24,000−100.0%Sold out
Diametric Capital, LP0$00.00%−23,637−100.0%Sold out
Vident Investment Advisory, LLC0$00.00%−22,302−100.0%Sold out
Boothbay Fund Management, LLC0$00.00%−21,627−100.0%Sold out
Barclays PLC0$00.00%−21,042−100.0%Sold out
AdvisorShares Investments LLC0$00.00%−21,000−100.0%Sold out
Manufacturers Life Insurance Company, The0$00.00%−20,949−100.0%Sold out
Two Sigma Investments, LP0$00.00%−20,498−100.0%Sold out
Voya Investment Management LLC0$00.00%−19,609−100.0%Sold out
Legal & General Group Plc0$00.00%−19,109−100.0%Sold out
Dynamic Technology Lab Private Ltd0$00.00%−17,512−100.0%Sold out
Naples Global Advisors, LLC0$00.00%−17,000−100.0%Sold out
Mirae Asset Global Investments Co., Ltd.0$00.00%−15,818−100.0%Sold out
State Board of Administration of Florida Retirement System0$00.00%−15,436−100.0%Sold out
AQR Capital Management LLC0$00.00%−15,113−100.0%Sold out
CSS LLC0$00.00%−14,849−100.0%Sold out
Arizona State Retirement System0$00.00%−14,392−100.0%Sold out
Shell Asset Management Co0$00.00%−14,259−100.0%Sold out
FORA Capital, LLC0$00.00%−14,124−100.0%Sold out
Los Angeles Capital Management LLC0$00.00%−13,469−100.0%Sold out
State of Wisconsin Investment Board0$00.00%−12,810−100.0%Sold out
Cubist Systematic Strategies, LLC0$00.00%−12,788−100.0%Sold out
BNP Paribas Arbitrage, SA0$00.00%−12,514−100.0%Sold out
Gamco Investors, Inc. Et Al0$00.00%−12,423−100.0%Sold out
Sarissa Consulting LLC0$00.00%−12,000−100.0%Sold out
Thoroughbred Financial Services, LLC0$00.00%−10,985−100.0%Sold out
Truvestments Capital LLC0$00.00%−10,578−100.0%Sold out
Janus Henderson Group PLC0$00.00%−10,306−100.0%Sold out
Vestor Capital, LLC0$00.00%−10,000−100.0%Sold out
Group One Trading, L.P.0$00.00%−9,226−100.0%Sold out
Amalgamated Bank0$00.00%−8,229−100.0%Sold out
Standard Family Office LLC0$00.00%−8,000−100.0%Sold out
Zurcher Kantonalbank (Zurich Cantonalbank)0$00.00%−6,795−100.0%Sold out
Wells Fargo & Company0$00.00%−4,945−100.0%Sold out
Ameritas Investment Partners, Inc.0$00.00%−4,198−100.0%Sold out
Metropolitan Life Insurance Co0$00.00%−3,318−100.0%Sold out
Tower Research Capital LLC (TRC)0$00.00%−2,990−100.0%Sold out
Equitec Proprietary Markets, LLC0$00.00%−2,700−100.0%Sold out
Great West Life Assurance Co0$00.00%−2,161−100.0%Sold out
FMR LLC0$00.00%−1,584−100.0%Sold out
Point72 Hong Kong Ltd0$00.00%−1,548−100.0%Sold out
Simplex Trading, LLC0$00.00%−1,333−100.0%Sold out
Geneos Wealth Management Inc.0$00.00%−1,306−100.0%Sold out
Federated Hermes, Inc.0$00.00%−1,124−100.0%Sold out
Northwestern Mutual Wealth Management Co0$00.00%−1,000−100.0%Sold out
Venture Visionary Partners LLC0$00.00%−1,000−100.0%Sold out
Blue Bell Private Wealth Management, LLC0$00.00%−800−100.0%Sold out
Macquarie Group Ltd0$00.00%−615−100.0%Sold out
Signaturefd, LLC0$00.00%−504−100.0%Sold out
Stonebridge Capital Advisors LLC0$00.00%−500−100.0%Sold out
Royal Bank of Canada0$00.00%−296−100.0%Sold out
Manchester Capital Management LLC0$00.00%−171−100.0%Sold out
Advisor Group Holdings, Inc.0$00.00%−200−100.0%Sold out
Captrust Financial Advisors0$00.00%−156−100.0%Sold out
Accel Wealth Management0$00.00%−150−100.0%Sold out
Allworth Financial LP0$00.00%−19−100.0%Sold out
Quadrant Capital Group LLC0$00.00%−29−100.0%Sold out