Neuberger Berman California Municipal Fund Inc.
NBWDelisted Oct 23, 2023- SEC CIK
- 0001178840
Neuberger Berman California Municipal Fund Inc. was delisted on Oct 23, 2023; its insiders filed their last Form 4 on Oct 25, 2023; 22 institutions reported holding it in 13F filings for Q3 2023, worth $19.3M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Neuberger Berman California Municipal Fund Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
NBW is no longer listed, so this page shows Q3 2023. 13F filings for later quarters list far fewer holders.
- Institutional holders
- 22
- 0 vs. Q2 2023
- Shares held
- 1.97M
- +303.4K (+18.2%) vs. Q2 2023
- Total value
- $19.3M
- +$1.53M (+8.6%) vs. Q2 2023
- New holders
- 0
- 4 more added
- Sold out
- 0
- 11 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 22 | $19.3M |
| Q2 2023 | 22 | $17.7M |
| Q1 2023 | 21 | $14.6M |
| Q4 2022 | 21 | $12.3M |
| Q3 2022 | 22 | $11.2M |
| Q2 2022 | 22 | $12.9M |
| Q1 2022 | 20 | $12.7M |
| Q4 2021 | 26 | $16.5M |
| Q3 2021 | 23 | $17.8M |
| Q2 2021 | 21 | $17.0M |
| Q1 2021 | 21 | $15.8M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Neuberger Berman California Municipal Fund Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hollencrest Capital Management | 2,240 | $21.9K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 4,554 | $44.6K | 0.00% | −13,010−74.1% | Reduced |
| Bank of America Corp | 8,000 | $78.3K | 0.00% | 00.0% | Unchanged |
| Concorde Asset Management, LLC | 12,000 | $117.5K | 0.11% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 12,275 | $120.2K | 0.00% | 00.0% | Unchanged |
| First Foundation Advisors | 12,705 | $124.4K | 0.01% | 00.0% | Unchanged |
| SkyView Investment Advisors, LLC | 24,302 | $238.0K | 0.10% | 00.0% | Unchanged |
| Morgan Stanley | 27,992 | $274.0K | 0.00% | −8,332−22.9% | Reduced |
| Advisors Asset Management, Inc. | 33,841 | $331.3K | 0.01% | −1,169−3.3% | Reduced |
| Evoke Wealth, LLC | 37,800 | $372.8K | 0.01% | −3,100−7.6% | Reduced |
| Almitas Capital LLC | 43,410 | $425.0K | 0.20% | −24,306−35.9% | Reduced |
| Matisse Capital | 66,646 | $652.5K | 0.46% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 68,791 | $673.5K | 0.00% | −1,058−1.5% | Reduced |
| Wells Fargo & Company | 68,937 | $674.9K | 0.00% | −175−0.3% | Reduced |
| Rivernorth Capital Management, LLC | 74,901 | $733.3K | 0.04% | +31,312+71.8% | Added |
| Logan Stone Capital, LLC | 81,174 | $794.7K | 0.22% | +8,740+12.1% | Added |
| Guggenheim Capital LLC | 88,691 | $868.3K | 0.01% | −15,874−15.2% | Reduced |
| UBS Group AG | 92,627 | $906.8K | 0.00% | −4,385−4.5% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 95,681 | $936.7K | 0.06% | −22,862−19.3% | Reduced |
| Melfa Wealth Management, LLC | 150,222 | $1.47M | 1.60% | −5,451−3.5% | Reduced |
| Sit Investment Associates Inc | 429,836 | $4.21M | 0.12% | +271,739+171.9% | Added |
| Saba Capital Management, L.P. | 531,221 | $5.20M | 0.17% | +91,373+20.8% | Added |