LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2023
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 601
- +18 vs. Q2 2023
- Shares held
- 71.9M
- −180.2K (−0.2%) vs. Q2 2023
- Total value
- $17.1B
- +$1.51B (+9.7%) vs. Q2 2023
- New holders
- 70
- 248 more added
- Sold out
- 52
- 195 more reduced
7 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| La Banque Postale Asset Management SA | 5,441 | $1.29M | 0.03% | −1,715−24.0% | Reduced |
| Kennedy Capital Management, Inc. | 5,400 | $1.28M | 0.03% | +746+16.0% | Added |
| CenterBook Partners LP | 5,389 | $1.28M | 0.16% | −2,369−30.5% | Reduced |
| King Luther Capital Management Corp | 5,319 | $1.26M | 0.01% | −62−1.2% | Reduced |
| Estate Counselors, LLC | 5,310 | $1.26M | 0.17% | +20+0.4% | Added |
| Financial Advocates Investment Management | 5,300 | $1.26M | 0.09% | +23+0.4% | Added |
| QRG Capital Management, Inc. | 5,208 | $1.24M | 0.02% | +5,208 | New |
| Kestra Advisory Services, LLC | 5,131 | $1.22M | 0.01% | −1,198−18.9% | Reduced |
| Gateway Investment Advisers LLC | 4,995 | $1.19M | 0.01% | 00.0% | Unchanged |
| Advisor OS, LLC | 4,982 | $1.18M | 0.18% | +181+3.8% | Added |
| M&T Bank Corp | 4,981 | $1.18M | 0.00% | +34+0.7% | Added |
| Manufacturers Life Insurance Company, The | 4,957 | $1.18M | 0.00% | +2,222+81.2% | Added |
| Independent Advisor Alliance | 4,929 | $1.17M | 0.05% | +131+2.7% | Added |
| Ethic Inc. | 4,912 | $1.17M | 0.04% | +769+18.6% | Added |
| Bleakley Financial Group, LLC | 4,803 | $1.14M | 0.04% | +198+4.3% | Added |
| MetLife Investment Management | 4,795 | $1.14M | 0.01% | +20.0% | Added |
| Summit Global Investments | 4,736 | $1.13M | 0.07% | −19,545−80.5% | Reduced |
| Cipher Capital LP | 4,693 | $1.12M | 0.79% | +2,649+129.6% | Added |
| Axq Capital, LP | 4,600 | $1.09M | 0.38% | +4,600 | New |
| Centiva Capital, LP | 4,589 | $1.09M | 0.05% | +4,589 | New |
| Banque Pictet & Cie SA | 4,588 | $1.09M | 0.01% | −429−8.6% | Reduced |
| Cornercap Investment Counsel Inc | 4,466 | $1.06M | 0.19% | +79+1.8% | Added |
| Integrated Investment Consultants, LLC | 4,462 | $1.06M | 0.39% | +1,678+60.3% | Added |
| Cresset Asset Management, LLC | 4,456 | $1.06M | 0.01% | +428+10.6% | Added |
| Aureus Asset Management, LLC | 4,455 | $1.06M | 0.09% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 4,400 | $1.05M | 0.00% | 00.0% | Unchanged |
| Paragon Advisors, LLC | 4,370 | $1.04M | 0.43% | −2,431−35.7% | Reduced |
| Advisor Partners II, LLC | 4,349 | $1.03M | 0.04% | +492+12.8% | Added |
| Penserra Capital Management LLC | 4,240 | $1.01M | 0.02% | +3,848+981.6% | Added |
| Navellier & Associates Inc | 4,233 | $1.01M | 0.17% | +211+5.2% | Added |
| SkyView Investment Advisors, LLC | 4,227 | $1.00M | 0.41% | +104+2.5% | Added |
| Proequities, Inc. | 4,224 | $1.00M | 0.08% | −283−6.3% | Reduced |
| Brinker Capital Investments, LLC | 4,218 | $1.00M | 0.01% | −540−11.3% | Reduced |
| Orion Portfolio Solutions, LLC | 4,218 | $1.00M | 0.01% | −540−11.3% | Reduced |
| Shell Asset Management Co | 4,206 | $1.00M | 0.04% | −99−2.3% | Reduced |
| Oregon Public Employees Retirement Fund | 4,189 | $995.5K | 0.01% | −1,958−31.9% | Reduced |
| Nomura Holdings Inc | 4,166 | $990.0K | 0.01% | −406−8.9% | Reduced |
| Alera Investment Advisors, LLC | 4,053 | $963.2K | 0.16% | −15−0.4% | Reduced |
| Schroder Investment Management Group | 3,983 | $946.6K | 0.00% | +1,777+80.6% | Added |
| Mercer Global Advisors Inc | 3,982 | $946.0K | 0.00% | +1,359+51.8% | Added |
| Crossmark Global Holdings, Inc. | 3,908 | $927.0K | 0.02% | −421−9.7% | Reduced |
| Ritholtz Wealth Management | 3,833 | $910.8K | 0.04% | +233+6.5% | Added |
| Vestcor Inc | 3,822 | $908.0K | 0.03% | −267−6.5% | Reduced |
| Oppenheimer Asset Management Inc. | 3,810 | $905.4K | 0.01% | −216−5.4% | Reduced |
| GWM Advisors LLC | 3,806 | $904.4K | 0.01% | +1,947+104.7% | Added |
| Resources Investment Advisors, LLC. | 3,804 | $904.1K | 0.02% | +10+0.3% | Added |
| KB Financial Partners, LLC | 3,796 | $902.0K | 0.26% | +6+0.2% | Added |
| Advisors Asset Management, Inc. | 3,749 | $891.0K | 0.02% | −1,299−25.7% | Reduced |
| Castleark Management LLC | 3,675 | $873.4K | 0.04% | −10−0.3% | Reduced |
| Ostrum Asset Management | 3,481 | $827.3K | 0.08% | −24−0.7% | Reduced |
| Schonfeld Strategic Advisors LLC | 3,476 | $826.1K | 0.01% | −46,148−93.0% | Reduced |
| Baird Financial Group, Inc. | 3,459 | $822.0K | 0.00% | +18+0.5% | Added |
| TownSquare Capital, LLC | 3,433 | $815.9K | 0.01% | +617+21.9% | Added |
| Pittenger & Anderson Inc | 3,432 | $815.6K | 0.04% | +397+13.1% | Added |
| Integrated Wealth Concepts LLC | 3,430 | $815.2K | 0.01% | +343+11.1% | Added |
| Magnetar Financial LLC | 3,426 | $814.2K | 0.02% | +1,578+85.4% | Added |
| Colony Group LLC | 3,403 | $809.0K | 0.01% | −7−0.2% | Reduced |
| E. Ohman J:or Asset Management AB | 3,400 | $808.0K | 0.03% | −300−8.1% | Reduced |
| Globeflex Capital L P | 3,368 | $800.4K | 0.09% | −218−6.1% | Reduced |
| Yarbrough Capital, LLC | 3,361 | $798.7K | 0.05% | +1,481+78.8% | Added |
| Emerald Advisers, LLC | 3,339 | $793.5K | 0.04% | +3,339 | New |
| Vetamer Capital Management, L.P. | 3,337 | $793.0K | 1.46% | +865+35.0% | Added |
| ProShare Advisors LLC | 3,271 | $777.4K | 0.00% | +3,271 | New |
| Anchor Investment Management, LLC | 3,254 | $773.3K | 0.10% | +420+14.8% | Added |
| Argent Capital Management LLC | 3,250 | $772.4K | 0.03% | 00.0% | Unchanged |
| Engineers Gate Manager LP | 3,217 | $764.5K | 0.03% | −3,960−55.2% | Reduced |
| Fulton Bank, N.A. | 3,217 | $764.5K | 0.04% | −140−4.2% | Reduced |
| Creative Planning | 3,200 | $760.5K | 0.00% | +698+27.9% | Added |
| LVW Advisors, LLC | 3,163 | $751.7K | 0.16% | −338−9.7% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 3,083 | $732.7K | 0.01% | +520+20.3% | Added |
| Commonwealth Equity Services, LLC | 3,077 | $731.0K | 0.00% | +489+18.9% | Added |
| IHT Wealth Management, LLC | 3,043 | $723.1K | 0.04% | +78+2.6% | Added |
| Bessemer Group Inc | 3,006 | $714.0K | 0.00% | −47−1.5% | Reduced |
| Transamerica Financial Advisors, Inc. | 2,958 | $703.0K | 0.10% | −244−7.6% | Reduced |
| Banque Cantonale Vaudoise | 2,952 | $702.0K | 0.04% | −2,248−43.2% | Reduced |
| Crawford Investment Counsel Inc | 2,930 | $696.3K | 0.02% | +2,930 | New |
| ACT Advisors, LLC. | 2,900 | $689.2K | 0.43% | 00.0% | Unchanged |
| Alps Advisors Inc | 2,837 | $674.2K | 0.01% | +725+34.3% | Added |
| The PNC Financial Services Group, Inc. | 2,828 | $672.1K | 0.00% | −86−3.0% | Reduced |
| Oversea-Chinese Banking CORP Ltd | 2,748 | $653.1K | 0.03% | +2,748 | New |
| Axxcess Wealth Management, LLC | 2,744 | $652.2K | 0.02% | +137+5.3% | Added |
| Stratos Wealth Partners, LTD. | 2,734 | $649.9K | 0.01% | −69−2.5% | Reduced |
| Inceptionr LLC | 2,719 | $646.2K | 0.37% | +2,719 | New |
| Concorde Asset Management, LLC | 2,684 | $638.0K | 0.57% | +11+0.4% | Added |
| Ossiam | 2,649 | $629.5K | 0.01% | −29,377−91.7% | Reduced |
| Verition Fund Management LLC | 2,582 | $613.6K | 0.01% | +406+18.7% | Added |
| Genus Capital Management Inc. | 2,500 | $594.1K | 0.09% | 00.0% | Unchanged |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 2,456 | $583.7K | 0.00% | 00.0% | Unchanged |
| West Tower Group, LLC | 2,452 | $582.7K | 0.31% | +2,452 | New |
| McMahon Financial Advisors, LLC | 2,431 | $577.7K | 0.18% | +2,431 | New |
| FDx Advisors, Inc. | 2,401 | $571.0K | 0.05% | −3,443−58.9% | Reduced |
| Parallel Advisors, LLC | 2,352 | $559.0K | 0.02% | +43+1.9% | Added |
| Los Angeles Capital Management LLC | 2,351 | $558.7K | 0.00% | +2,351 | New |
| London Co of Virginia | 2,270 | $539.5K | 0.00% | 00.0% | Unchanged |
| Hamilton Capital Partners Inc. | 2,237 | $531.6K | 0.19% | +47+2.1% | Added |
| XML Financial, LLC | 2,211 | $525.5K | 0.06% | +10.0% | Added |
| National Asset Management, Inc. | 2,211 | $525.4K | 0.01% | +858+63.4% | Added |
| Ironwood Investment Counsel, LLC | 2,210 | $525.2K | 0.12% | 00.0% | Unchanged |
| Metis Global Partners, LLC | 2,202 | $523.3K | 0.03% | +117+5.6% | Added |
| NBC Securities, Inc. | 2,203 | $523.0K | 0.06% | +2,203 | New |