LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2023
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 601
- +18 vs. Q2 2023
- Shares held
- 71.9M
- −180.2K (−0.2%) vs. Q2 2023
- Total value
- $17.1B
- +$1.51B (+9.7%) vs. Q2 2023
- New holders
- 70
- 248 more added
- Sold out
- 52
- 195 more reduced
7 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Manchester Capital Management LLC | 1 | $238 | 0.00% | 00.0% | Unchanged |
| Motco | 1 | $238 | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 1 | $239 | 0.00% | 00.0% | Unchanged |
| Abound Wealth Management | 4 | $954 | 0.00% | 00.0% | Unchanged |
| ClariVest Asset Management LLC | 4 | $1.00K | 0.00% | 00.0% | Unchanged |
| Tfo-TDC, LLC | 5 | $1.09K | 0.00% | +2+66.7% | Added |
| Raffa Wealth Management, LLC | 5 | $1.19K | 0.00% | 00.0% | Unchanged |
| Cherry Tree Wealth Management, LLC | 5 | $1.19K | 0.00% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 6 | $1.43K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 7 | $1.66K | 0.00% | +6+600.0% | Added |
| Sunbelt Securities, Inc. | 8 | $1.90K | 0.00% | +8 | New |
| Hexagon Capital Partners LLC | 9 | $2.14K | 0.00% | 00.0% | Unchanged |
| Householder Group Estate & Retirement Specialist, LLC | 9 | $2.17K | 0.00% | +9 | New |
| Rosenberg Matthew Hamilton | 12 | $2.85K | 0.00% | 00.0% | Unchanged |
| Washington Trust Co | 13 | $3.09K | 0.00% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 13 | $3.09K | 0.00% | 00.0% | Unchanged |
| Lee Financial Co | 13 | $3.09K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 15 | $3.56K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 15 | $3.56K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 17 | $4.04K | 0.00% | 00.0% | Unchanged |
| CNB Bank | 19 | $4.51K | 0.00% | 00.0% | Unchanged |
| Cambridge Trust Co | 21 | $4.99K | 0.00% | +21 | New |
| Macroview Investment Management LLC | 22 | $5.25K | 0.01% | +22 | New |
| Investment Research & Advisory Group, Inc. | 23 | $5.47K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 24 | $5.70K | 0.00% | 00.0% | Unchanged |
| Concord Wealth Partners | 24 | $5.70K | 0.00% | 00.0% | Unchanged |
| SJS Investment Consulting Inc. | 24 | $5.71K | 0.00% | +3+14.3% | Added |
| Versant Capital Management, Inc | 25 | $5.94K | 0.00% | 00.0% | Unchanged |
| Earnest Partners LLC | 29 | $6.89K | 0.00% | 00.0% | Unchanged |
| FinTrust Capital Advisors, LLC | 31 | $7.37K | 0.00% | −20−39.2% | Reduced |
| Baker Avenue Asset Management, LP | 33 | $7.88K | 0.00% | +5+17.9% | Added |
| Loomis Sayles & Co L P | 36 | $9.00K | 0.00% | +11+44.0% | Added |
| Glassman Wealth Services | 40 | $9.51K | 0.00% | 00.0% | Unchanged |
| Perkins Coie Trust Co | 42 | $9.98K | 0.00% | +42 | New |
| Global Wealth Strategies & Associates | 44 | $10.5K | 0.00% | +44 | New |
| Whittier Trust Co | 47 | $11.2K | 0.00% | +47 | New |
| Plante Moran Financial Advisors, LLC | 48 | $11.4K | 0.00% | 00.0% | Unchanged |
| Park Place Capital Corp | 48 | $11.4K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 48 | $11.4K | 0.01% | +48 | New |
| PSI Advisors, LLC | 50 | $11.9K | 0.01% | 00.0% | Unchanged |
| Massmutual Trust Co FSB | 50 | $11.9K | 0.00% | +41+455.6% | Added |
| Trust Co of Vermont | 54 | $12.8K | 0.00% | +54 | New |
| Farther Finance Advisors, LLC | 57 | $13.5K | 0.00% | +25+78.1% | Added |
| Colonial Trust Co | 57 | $13.5K | 0.00% | +33+137.5% | Added |
| Bell Investment Advisors, Inc | 57 | $13.5K | 0.00% | −4−6.6% | Reduced |
| Carmel Capital Partners, LLC | 58 | $13.8K | 0.01% | +58 | New |
| FIL Ltd | 61 | $14.5K | 0.00% | −182,218−100.0% | Reduced |
| Clean Yield Group | 63 | $14.7K | 0.01% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 65 | $15.4K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 69 | $16.4K | 0.00% | +2+3.0% | Added |
| West Oak Capital, LLC | 75 | $18.0K | 0.01% | 00.0% | Unchanged |
| GoalVest Advisory LLC | 80 | $19.0K | 0.01% | +25+45.5% | Added |
| Spire Wealth Management | 82 | $19.5K | 0.00% | 00.0% | Unchanged |
| IAG Wealth Partners, LLC | 83 | $19.8K | 0.01% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 85 | $20.2K | 0.00% | +5+6.3% | Added |
| Heritage Wealth Advisors | 88 | $20.9K | 0.00% | +88 | New |
| Livforsakringsbolaget Skandia, Omsesidigt | 100 | $23.8K | 0.00% | 00.0% | Unchanged |
| Tanglewood Legacy Advisors, LLC | 100 | $23.8K | 0.01% | 00.0% | Unchanged |
| Hollencrest Capital Management | 103 | $24.5K | 0.00% | +103 | New |
| Quarry LP | 106 | $25.2K | 0.02% | −67−38.7% | Reduced |
| Riverview Trust Co | 113 | $26.9K | 0.02% | 00.0% | Unchanged |
| Smithfield Trust Co | 119 | $28.0K | 0.00% | +74+164.4% | Added |
| Fifth Third Bancorp | 120 | $28.5K | 0.00% | +22+22.4% | Added |
| MCF Advisors LLC | 126 | $29.9K | 0.00% | 00.0% | Unchanged |
| Flaharty Asset Management, LLC | 128 | $30.4K | 0.01% | +128 | New |
| Ronald Blue Trust, Inc. | 147 | $32.0K | 0.00% | +17+13.1% | Added |
| TD Waterhouse Canada Inc. | 124 | $37.1K | 0.00% | +66+113.8% | Added |
| Jackson, Grant Investment Advisers, Inc. | 181 | $43.0K | 0.02% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 194 | $46.0K | 0.01% | −809−80.7% | Reduced |
| Steward Financial Group LLC | 196 | $46.0K | 0.01% | +32+19.5% | Added |
| Umb Bank N A | 195 | $46.3K | 0.00% | +7+3.7% | Added |
| Ceredex Value Advisors LLC | 200 | $47.5K | 0.00% | +25+14.3% | Added |
| Sandy Spring Bank | 205 | $48.7K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co of Nevada Inc | 227 | $53.9K | 0.00% | −14−5.8% | Reduced |
| JJJ Advisors Inc. | 236 | $56.1K | 0.01% | +100+73.5% | Added |
| Capital Analysts, LLC | 247 | $59.0K | 0.00% | 00.0% | Unchanged |
| Benjamin Edwards Inc | 254 | $60.0K | 0.01% | +21+9.0% | Added |
| Cary Street Partner Investment Advisory LLC | 261 | $62.1K | 0.00% | +231+770.0% | Added |
| State of Wyoming | 263 | $62.5K | 0.01% | −278−51.4% | Reduced |
| Harvest Fund Management Co., Ltd | 272 | $65.0K | 0.01% | +239+724.2% | Added |
| Lazard Asset Management LLC | 284 | $67.0K | 0.00% | −2,836−90.9% | Reduced |
| CWS Financial Advisors, LLC | 282 | $67.0K | 0.03% | +282 | New |
| Alta Advisers Ltd | 300 | $71.3K | 0.04% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 307 | $73.0K | 0.00% | −176−36.4% | Reduced |
| Tower Research Capital LLC (TRC) | 312 | $74.1K | 0.00% | +120+62.5% | Added |
| Assetmark, Inc | 353 | $83.9K | 0.00% | −33−8.5% | Reduced |
| Kapitalo Investimentos Ltda | 370 | $87.9K | 0.01% | +370 | New |
| Central Trust Co | 388 | $92.2K | 0.00% | +18+4.9% | Added |
| Gables Capital Management Inc. | 400 | $95.1K | 0.07% | 00.0% | Unchanged |
| Covestor Ltd | 417 | $99.0K | 0.07% | +50+13.6% | Added |
| Desjardins Global Asset Management Inc. | 440 | $104.6K | 0.01% | +440 | New |
| Asset Dedication, LLC | 451 | $107.0K | 0.01% | +1+0.2% | Added |
| Global Retirement Partners, LLC | 462 | $107.5K | 0.01% | +12+2.7% | Added |
| Jefferies Financial Group Inc. | 455 | $108.1K | 0.00% | −2,645−85.3% | Reduced |
| Allworth Financial LP | 470 | $111.6K | 0.00% | +32+7.3% | Added |
| Provence Wealth Management Group | 472 | $112.2K | 0.07% | +472 | New |
| Private Trust Co NA | 476 | $113.1K | 0.01% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 496 | $117.9K | 0.00% | +55+12.5% | Added |
| Federation des caisses Desjardins du Quebec | 505 | $120.0K | 0.00% | +82+19.4% | Added |
| Ci Investments Inc. | 511 | $121.0K | 0.00% | +14+2.8% | Added |