LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2023
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 601
- +18 vs. Q2 2023
- Shares held
- 71.9M
- −180.2K (−0.2%) vs. Q2 2023
- Total value
- $17.1B
- +$1.51B (+9.7%) vs. Q2 2023
- New holders
- 70
- 248 more added
- Sold out
- 52
- 195 more reduced
7 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 7,092,610 | $1.69B | 0.04% | −327,529−4.4% | Reduced |
| BlackRock Inc. | 6,344,261 | $1.51B | 0.04% | +66,418+1.1% | Added |
| Janus Henderson Group PLC | 3,078,768 | $731.7M | 0.48% | −301,300−8.9% | Reduced |
| Price T Rowe Associates Inc | 2,625,509 | $624.0M | 0.09% | +2,085,719+386.4% | Added |
| WCM Investment Management, LLC | 2,457,027 | $583.9M | 1.71% | +10,182+0.4% | Added |
| Capital Research Global Investors | 2,334,076 | $554.7M | 0.15% | +136,231+6.2% | Added |
| FMR LLC | 2,272,931 | $540.2M | 0.05% | −153,371−6.3% | Reduced |
| Kayne Anderson Rudnick Investment Management LLC | 2,145,780 | $509.9M | 1.45% | +79,869+3.9% | Added |
| Lone Pine Capital LLCSuperinvestorLone Pine Capital | 1,840,114 | $437.3M | 4.22% | −162,944−8.1% | Reduced |
| State Street Corp | 1,738,451 | $413.1M | 0.02% | +27,206+1.6% | Added |
| Clarkston Capital Partners, LLC | 1,490,998 | $354.3M | 6.96% | −10,865−0.7% | Reduced |
| Samlyn Capital, LLC | 1,379,789 | $327.9M | 5.80% | −463,436−25.1% | Reduced |
| Geode Capital Management, LLC | 1,330,533 | $315.8M | 0.04% | +11,710+0.9% | Added |
| JPMorgan Chase & Co | 1,199,577 | $285.1M | 0.03% | −41,074−3.3% | Reduced |
| Bank of New York Mellon Corp | 1,099,608 | $261.3M | 0.06% | +161,485+17.2% | Added |
| Norges Bank | 892,614 | $212.1M | 0.04% | −150,371−14.4% | Reduced |
| Boston Partners | 845,127 | $200.8M | 0.28% | −2,333−0.3% | Reduced |
| D. E. Shaw & Co., Inc. | 831,134 | $197.5M | 0.33% | −270,445−24.6% | Reduced |
| Standard Life Aberdeen plc | 778,764 | $185.1M | 0.47% | −39,823−4.9% | Reduced |
| Eagle Asset Management Inc | 734,690 | $174.6M | 1.03% | −2,542−0.3% | Reduced |
| Dimensional Fund Advisors LP | 729,004 | $173.3M | 0.06% | +10,531+1.5% | Added |
| Darlington Partners Capital Management, LP | 722,617 | $171.7M | 10.57% | +17,149+2.4% | Added |
| Voya Investment Management LLC | 714,970 | $169.9M | 0.19% | −29,100−3.9% | Reduced |
| Nuveen Asset Management, LLC | 713,378 | $169.5M | 0.06% | −233,191−24.6% | Reduced |
| Eminence Capital, LP | 698,598 | $166.0M | 3.29% | −85,627−10.9% | Reduced |
| Bank of America Corp | 688,938 | $163.7M | 0.02% | +54,444+8.6% | Added |
| ArrowMark Colorado Holdings LLC | 680,730 | $161.8M | 1.97% | +92,367+15.7% | Added |
| Westfield Capital Management Co LP | 599,104 | $142.4M | 0.97% | −51,345−7.9% | Reduced |
| Massachusetts Financial Services Co | 568,292 | $135.1M | 0.05% | +537,272+1,732.0% | Added |
| American Century Companies Inc | 567,856 | $135.0M | 0.10% | +35,088+6.6% | Added |
| Fairview Capital Investment Management, LLC | 508,125 | $120.8M | 7.73% | −5,613−1.1% | Reduced |
| Morgan Stanley | 500,432 | $118.9M | 0.01% | −117,787−19.1% | Reduced |
| Northern Trust Corp | 498,405 | $118.4M | 0.02% | +31,402+6.7% | Added |
| Wells Fargo & Company | 484,352 | $115.1M | 0.04% | +54,384+12.6% | Added |
| First Pacific Advisors, LP | 480,645 | $114.2M | 1.79% | −855−0.2% | Reduced |
| UBS Asset Management Americas Inc | 464,974 | $110.5M | 0.05% | +181,024+63.8% | Added |
| Canada Pension Plan Investment Board | 456,990 | $108.6M | 0.16% | +357,245+358.2% | Added |
| Holocene Advisors, LP | 436,086 | $103.6M | 0.46% | +72,035+19.8% | Added |
| Invesco Ltd. | 424,786 | $101.0M | 0.03% | +79,632+23.1% | Added |
| Alliancebernstein L.P. | 421,699 | $100.2M | 0.04% | −44,046−9.5% | Reduced |
| Junto Capital Management LP | 413,397 | $98.2M | 2.33% | −137,158−24.9% | Reduced |
| Jacobs Levy Equity Management, Inc | 411,287 | $97.7M | 0.58% | +85,684+26.3% | Added |
| Epoch Investment Partners, Inc. | 409,700 | $97.4M | 0.62% | −10,857−2.6% | Reduced |
| Agf Management Ltd | 408,183 | $97.0M | 0.69% | 00.0% | Unchanged |
| Legal & General Group Plc | 388,533 | $92.3M | 0.03% | −8,524−2.1% | Reduced |
| Raymond James & Associates | 372,531 | $88.5M | 0.07% | +1,976+0.5% | Added |
| Balyasny Asset Management LLC | 356,503 | $84.7M | 0.24% | −120,342−25.2% | Reduced |
| Envestnet Asset Management Inc | 337,699 | $80.3M | 0.04% | +62,431+22.7% | Added |
| Jackson Square Partners, LLC | 334,382 | $79.5M | 2.65% | −23,102−6.5% | Reduced |
| Goldman Sachs Group Inc | 328,690 | $78.1M | 0.02% | +7,261+2.3% | Added |
| Azora Capital LP | 323,148 | $76.8M | 8.46% | +96,730+42.7% | Added |
| Markel Group Inc.SuperinvestorMarkel Group | 301,264 | $71.6M | 0.86% | +174,205+137.1% | Added |
| Allspring Global Investments Holdings, LLC | 300,610 | $71.4M | 0.13% | −7,159−2.3% | Reduced |
| Millennium Management LLC | 299,456 | $71.2M | 0.07% | −257,966−46.3% | Reduced |
| Charles Schwab Investment Management Inc | 283,932 | $67.5M | 0.02% | −206,307−42.1% | Reduced |
| Wellington Management Group LLP | 281,210 | $66.8M | 0.01% | −356,979−55.9% | Reduced |
| Ameriprise Financial Inc | 273,140 | $64.9M | 0.02% | +229,434+524.9% | Added |
| Franklin Resources Inc | 269,943 | $64.2M | 0.03% | +55,212+25.7% | Added |
| Deutsche Bank AG | 260,405 | $61.9M | 0.04% | −165,679−38.9% | Reduced |
| Artemis Investment Management LLP | 255,317 | $60.6M | 0.85% | −33,531−11.6% | Reduced |
| Royal Bank of Canada | 248,909 | $59.2M | 0.02% | +92,980+59.6% | Added |
| Panagora Asset Management Inc | 244,528 | $58.1M | 0.36% | +172,044+237.4% | Added |
| Waratah Capital Advisors Ltd. | 238,222 | $56.6M | 2.60% | +238,222 | New |
| Victory Capital Management Inc | 233,205 | $55.4M | 0.06% | +8,570+3.8% | Added |
| HM Payson & Co | 228,933 | $54.4M | 1.28% | +228,933 | New |
| Employees Retirement System of Texas | 218,000 | $51.8M | 0.77% | +36,000+19.8% | Added |
| TD Asset Management Inc | 214,577 | $51.0M | 0.06% | +4,875+2.3% | Added |
| North Peak Capital Management, LLC | 197,227 | $46.9M | 5.77% | +197,227 | New |
| Commerce Bank | 194,986 | $46.3M | 0.36% | −412−0.2% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 194,784 | $46.3M | 0.04% | −18,584−8.7% | Reduced |
| Southpoint Capital Advisors LP | 190,000 | $45.2M | 1.01% | 00.0% | Unchanged |
| Trillium Asset Management, LLC | 186,432 | $44.3M | 1.34% | +12,816+7.4% | Added |
| HSBC Holdings PLC | 161,196 | $38.3M | 0.04% | +186+0.1% | Added |
| Marshall Wace, LLP | 156,127 | $37.1M | 0.08% | −326,826−67.7% | Reduced |
| Prudential Financial Inc | 155,641 | $37.0M | 0.06% | +5,388+3.6% | Added |
| California Public Employees Retirement System | 151,696 | $36.1M | 0.03% | −1,118−0.7% | Reduced |
| Primecap Management Co | 150,000 | $35.6M | 0.03% | 00.0% | Unchanged |
| Pinebridge Investments, L.P. | 145,820 | $34.7M | 0.38% | −20,809−12.5% | Reduced |
| Bank of Montreal | 132,228 | $32.7M | 0.02% | +48,991+58.9% | Added |
| Russell Investments Group, Ltd. | 135,389 | $32.2M | 0.06% | +14,622+12.1% | Added |
| Soros Fund Management LLCSuperinvestorSoros Fund Management | 134,495 | $32.0M | 0.65% | 00.0% | Unchanged |
| Truist Financial Corp | 131,532 | $31.3M | 0.05% | +7,953+6.4% | Added |
| Credit Suisse AG | 129,796 | $30.8M | 0.03% | −5,270−3.9% | Reduced |
| SEI Investments Co | 126,948 | $30.2M | 0.05% | −37,418−22.8% | Reduced |
| California State Teachers Retirement System | 121,643 | $28.9M | 0.04% | −6,551−5.1% | Reduced |
| Korea Investment CORP | 118,057 | $28.1M | 0.08% | +91,054+337.2% | Added |
| UBS Group AG | 117,895 | $28.0M | 0.01% | +26,931+29.6% | Added |
| Rhumbline Advisers | 116,982 | $27.8M | 0.03% | −851−0.7% | Reduced |
| National Pension Service | 114,200 | $27.1M | 0.04% | −11,200−8.9% | Reduced |
| Alyeska Investment Group, L.P. | 112,055 | $26.6M | 0.18% | +112,055 | New |
| Bamco Inc | 110,354 | $26.2M | 0.08% | +1,271+1.2% | Added |
| Stifel Financial Corp | 107,772 | $25.6M | 0.04% | +1,305+1.2% | Added |
| Weiss Multi-Strategy Advisers LLC | 105,886 | $25.2M | 0.61% | −41,685−28.2% | Reduced |
| GCM Grosvenor Holdings, LLC | 105,300 | $25.0M | 4.98% | 00.0% | Unchanged |
| State Board of Administration of Florida Retirement System | 104,752 | $24.9M | 0.06% | +11,487+12.3% | Added |
| Heron Bay Capital Management | 94,741 | $22.5M | 6.06% | +437+0.5% | Added |
| AQR Capital Management LLC | 93,675 | $22.3M | 0.05% | −48,525−34.1% | Reduced |
| Mitsubishi UFJ Trust & Banking Corp | 86,842 | $20.6M | 0.05% | −7,313−7.8% | Reduced |
| Interval Partners, LP | 85,183 | $20.2M | 0.83% | +49,242+137.0% | Added |
| Cramer Rosenthal McGlynn LLC | 85,009 | $20.2M | 1.13% | −4,362−4.9% | Reduced |