LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2023
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 601
- +18 vs. Q2 2023
- Shares held
- 71.9M
- −180.2K (−0.2%) vs. Q2 2023
- Total value
- $17.1B
- +$1.51B (+9.7%) vs. Q2 2023
- New holders
- 70
- 248 more added
- Sold out
- 52
- 195 more reduced
7 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 80,866 | $19.2M | 0.01% | +7,746+10.6% | Added |
| Comerica Bank | 78,680 | $18.7M | 0.10% | −252,795−76.3% | Reduced |
| Assenagon Asset Management S.A. | 77,452 | $18.4M | 0.06% | +71,437+1,187.6% | Added |
| Coronation Fund Managers Ltd. | 76,282 | $18.1M | 0.54% | −10,641−12.2% | Reduced |
| Man Group plc | – | $18.1M | 0.06% | – | – |
| New York State Common Retirement Fund | 74,532 | $17.7M | 0.03% | −11,492−13.4% | Reduced |
| Teacher Retirement System of Texas | 73,531 | $17.5M | 0.12% | +240+0.3% | Added |
| LMR Partners LLP | 72,807 | $17.3M | 0.39% | −306,184−80.8% | Reduced |
| Thornburg Investment Management Inc | 72,303 | $17.2M | 0.28% | −56−0.1% | Reduced |
| Qube Research & Technologies Ltd | 71,484 | $17.0M | 0.05% | −63,480−47.0% | Reduced |
| Fort Washington Investment Advisors Inc | 71,299 | $16.9M | 0.13% | 00.0% | Unchanged |
| Amundi | 73,504 | $16.7M | 0.01% | +15,603+26.9% | Added |
| Reinhart Partners, Inc. | 70,287 | $16.7M | 0.87% | +4,642+7.1% | Added |
| Aviva PLC | 67,173 | $16.0M | 0.07% | +24,254+56.5% | Added |
| Citigroup Inc | 65,272 | $15.5M | 0.02% | −12,239−15.8% | Reduced |
| Jane Street Group, LLC | 64,304 | $15.3M | 0.02% | +37,327+138.4% | Added |
| Barclays PLC | 63,844 | $15.2M | 0.01% | +9,745+18.0% | Added |
| Capital Fund Management S.A. | 60,540 | $14.4M | 0.19% | +26,013+75.3% | Added |
| First Trust Advisors LP | 60,100 | $14.3M | 0.02% | +17,366+40.6% | Added |
| Ensign Peak Advisors, Inc | 59,445 | $14.1M | 0.03% | +15,420+35.0% | Added |
| Advisor Group Holdings, Inc. | 58,463 | $13.9M | 0.02% | +15,111+34.9% | Added |
| Treasurer of the State of North Carolina | 54,478 | $12.9M | 0.07% | +2,643+5.1% | Added |
| Renaissance Technologies LLC | 54,000 | $12.8M | 0.02% | −65,100−54.7% | Reduced |
| National Bank of Canada | 53,194 | $12.7M | 0.02% | +37,939+248.7% | Added |
| Royal London Asset Management Ltd | 52,731 | $12.5M | 0.04% | +8,836+20.1% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 52,403 | $12.5M | 0.29% | +1,340+2.6% | Added |
| Susquehanna International Group, LLP | 50,927 | $12.1M | 0.02% | −53,823−51.4% | Reduced |
| Hudson Bay Capital Management LP | 50,000 | $11.9M | 0.11% | +15,000+42.9% | Added |
| Tudor Investment Corp Et Al | 49,117 | $11.7M | 0.17% | +35,392+257.9% | Added |
| Great West Life Assurance Co | 48,474 | $11.5M | 0.03% | −1,710−3.4% | Reduced |
| Logan Capital Management Inc | 45,818 | $10.9M | 0.55% | +2,025+4.6% | Added |
| Storebrand Asset Management AS | 45,683 | $10.9M | 0.05% | −11,885−20.6% | Reduced |
| Icon Advisers Inc | 45,632 | $10.8M | 2.68% | 00.0% | Unchanged |
| Natixis Advisors, L.P. | 44,933 | $10.7M | 0.03% | −1,779−3.8% | Reduced |
| State of New Jersey Common Pension Fund D | 44,183 | $10.5M | 0.04% | −2,042−4.4% | Reduced |
| Forsta Ap-Fonden | 44,100 | $10.5M | 0.12% | −3,100−6.6% | Reduced |
| Brown Brothers Harriman & Co | 43,583 | $10.4M | 0.09% | +12,342+39.5% | Added |
| Driehaus Capital Management LLC | 43,435 | $10.3M | 0.13% | +43,435 | New |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 42,869 | $10.2M | 0.16% | +2,774+6.9% | Added |
| Foster Victor Wealth Advisors, LLC | 42,411 | $10.2M | 1.18% | −216−0.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 42,668 | $10.1M | 0.01% | −7,777−15.4% | Reduced |
| Venturi Wealth Management, LLC | 42,231 | $10.0M | 0.79% | +1,568+3.9% | Added |
| Citadel Advisors LLC | 41,914 | $9.96M | 0.01% | −528,779−92.7% | Reduced |
| Public Employees Retirement System of Ohio | 41,901 | $9.96M | 0.04% | −5,824−12.2% | Reduced |
| State of Wisconsin Investment Board | 41,325 | $9.82M | 0.03% | +381+0.9% | Added |
| Pictet Asset Management Holding SA | 39,151 | $9.30M | 0.01% | +39,151 | New |
| Brandywine Global Investment Management, LLC | 38,693 | $9.20M | 0.08% | +2,631+7.3% | Added |
| Brant Point Investment Management LLC | 37,453 | $8.90M | 2.11% | −4,100−9.9% | Reduced |
| Mn Services Vermogensbeheer B.V. | 37,400 | $8.89M | 0.09% | 00.0% | Unchanged |
| Phase 2 Partners, LLC | 37,142 | $8.83M | 3.90% | −26,351−41.5% | Reduced |
| Rivermont Capital Management LP | 36,661 | $8.71M | 3.90% | +36,661 | New |
| Pathstone Family Office, LLC | 35,920 | $8.54M | 0.07% | +994+2.8% | Added |
| CI Private Wealth, LLC | 35,743 | $8.49M | 0.02% | +3,015+9.2% | Added |
| Crestline Management, LP | 35,614 | $8.46M | 1.01% | +5,614+18.7% | Added |
| Advantage Alpha Capital Partners LP | 35,553 | $8.45M | 1.78% | +583+1.7% | Added |
| Janney Montgomery Scott LLC | 35,343 | $8.40M | 0.03% | +1,129+3.3% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 34,197 | $8.13M | 0.02% | +5,121+17.6% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 33,623 | $7.99M | 0.02% | −15,110−31.0% | Reduced |
| Intech Investment Management LLC | 32,788 | $7.79M | 0.11% | +10,119+44.6% | Added |
| Bridgewater Associates, LP | 32,694 | $7.77M | 0.05% | +26,734+448.6% | Added |
| Parnassus Investments | 31,644 | $7.52M | 0.02% | +31,644 | New |
| Segment Wealth Management, LLC | 30,837 | $7.33M | 0.74% | +775+2.6% | Added |
| Asset Management One Co.,Ltd. | 30,177 | $7.17M | 0.03% | −669−2.2% | Reduced |
| Iridian Asset Management LLC | 29,882 | $7.10M | 1.44% | −41,989−58.4% | Reduced |
| Formuepleje A/S | 29,862 | $7.10M | 0.66% | +545+1.9% | Added |
| Nomura Asset Management Co Ltd | 29,726 | $7.06M | 0.03% | −234−0.8% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 28,779 | $6.84M | 0.03% | −3,242−10.1% | Reduced |
| Phoenix Holdings Ltd. | 26,586 | $6.32M | 0.12% | +4,695+21.4% | Added |
| Private Advisor Group, LLC | 25,914 | $6.16M | 0.06% | +2,769+12.0% | Added |
| KWB Wealth | 27,988 | $6.09M | 0.98% | 00.0% | Unchanged |
| Winmill & Co. Inc | 24,660 | $5.86M | 2.15% | +24,660 | New |
| Blair William & Co | 24,657 | $5.86M | 0.02% | +11,646+89.5% | Added |
| US Bancorp | 24,402 | $5.80M | 0.01% | +458+1.9% | Added |
| Thames Capital Management LLC | 23,507 | $5.59M | 3.19% | 00.0% | Unchanged |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 22,900 | $5.44M | 0.07% | −3,700−13.9% | Reduced |
| Macquarie Group Ltd | 22,610 | $5.37M | 0.01% | +3,728+19.7% | Added |
| Cinctive Capital Management LP | 22,589 | $5.37M | 0.30% | +14,967+196.4% | Added |
| Bullseye Asset Management LLC | 22,527 | $5.35M | 2.98% | 00.0% | Unchanged |
| EFG Asset Management (North America) Corp. | 21,971 | $5.22M | 1.24% | −1,295−5.6% | Reduced |
| MML Investors Services, LLC | 21,836 | $5.19M | 0.03% | +1,738+8.6% | Added |
| Arizona State Retirement System | 21,190 | $5.04M | 0.04% | −268−1.2% | Reduced |
| Winthrop Advisory Group LLC | 20,926 | $4.97M | 0.82% | +10.0% | Added |
| Tobam | 20,596 | $4.89M | 0.39% | −1,830−8.2% | Reduced |
| Point72 Europe (London) LLP | 20,576 | $4.89M | 0.66% | −19,100−48.1% | Reduced |
| James Investment Research Inc | 19,915 | $4.73M | 0.62% | −561−2.7% | Reduced |
| Snowden Capital Advisors LLC | 19,411 | $4.61M | 0.20% | −132−0.7% | Reduced |
| Envestnet Portfolio Solutions, Inc. | 19,323 | $4.59M | 0.02% | +19,323 | New |
| HST Ventures, LLC | 19,219 | $4.57M | 1.64% | −9,670−33.5% | Reduced |
| O'Shaughnessy Asset Management, LLC | 18,954 | $4.50M | 0.07% | +890+4.9% | Added |
| Andra AP-fonden | 18,900 | $4.49M | 0.26% | −15,100−44.4% | Reduced |
| Gradient Investments LLC | 18,762 | $4.46M | 0.12% | +125+0.7% | Added |
| HRT Financial LP | 18,435 | $4.38M | 0.04% | −3,813−17.1% | Reduced |
| BlueMar Capital Management, LLC | 18,325 | $4.35M | 4.57% | +2,658+17.0% | Added |
| Buckingham Strategic Partners | 17,835 | $4.24M | 0.21% | +17,835 | New |
| Captrust Financial Advisors | 17,795 | $4.23M | 0.02% | +2,310+14.9% | Added |
| Illinois Municipal Retirement Fund | 17,742 | $4.22M | 0.08% | 00.0% | Unchanged |
| Van Eck Associates Corp | 17,674 | $4.20M | 0.01% | +3,798+27.4% | Added |
| Gerber Kawasaki Wealth & Investment Management | 17,623 | $4.19M | 0.29% | +701+4.1% | Added |
| APG Asset Management N.V. | 17,600 | $4.18M | 0.01% | +200+1.1% | Added |
| Investment Management Corp of Ontario | 17,303 | $4.11M | 0.16% | +12,948+297.3% | Added |