LPL Financial Holdings Inc.
LPLA- Exchange
- Nasdaq
- Industry
- Security & Commodity Brokers, Dealers, Exchanges & Services
- SEC CIK
- 0001397911
In the last 90 days, LPL Financial Holdings Inc. insiders filed 0 open-market purchases and 4 sales; 768 institutions reported holding it in 13F filings for Q2 2026, worth $23.3B in total; superinvestors Lone Pine Capital and Markel Group hold it.
13F holders, Q3 2023
Institutional positions in LPL Financial Holdings Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 601
- +18 vs. Q2 2023
- Shares held
- 71.9M
- −180.2K (−0.2%) vs. Q2 2023
- Total value
- $17.1B
- +$1.51B (+9.7%) vs. Q2 2023
- New holders
- 70
- 248 more added
- Sold out
- 52
- 195 more reduced
7 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting LPLA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 768 | $23.3B |
| Q1 2026 | 769 | $24.8B |
| Q4 2025 | 826 | $29.0B |
| Q3 2025 | 759 | $26.1B |
| Q2 2025 | 802 | $29.8B |
| Q1 2025 | 788 | $25.5B |
| Q4 2024 | 725 | $23.3B |
| Q3 2024 | 646 | $16.8B |
| Q2 2024 | 677 | $20.1B |
| Q1 2024 | 650 | $19.2B |
| Q4 2023 | 621 | $16.2B |
| Q3 2023 | 601 | $17.1B |
| Q2 2023 | 590 | $15.6B |
| Q1 2023 | 615 | $15.1B |
| Q4 2022 | 632 | $16.5B |
| Q3 2022 | 583 | $17.2B |
| Q2 2022 | 534 | $15.1B |
| Q1 2022 | 481 | $14.3B |
| Q4 2021 | 435 | $12.3B |
| Q3 2021 | 423 | $12.1B |
| Q2 2021 | 419 | $10.3B |
| Q1 2021 | 398 | $11.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding LPL Financial Holdings Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Strategic Global Advisors, LLC | 17,268 | $4.10M | 0.68% | −825−4.6% | Reduced |
| NewEdge Wealth, LLC | 16,988 | $4.04M | 0.13% | +1,318+8.4% | Added |
| Vestmark Advisory Solutions, Inc. | 16,698 | $3.97M | 0.29% | −21,680−56.5% | Reduced |
| Cornerstone Wealth Management, LLC | 16,677 | $3.96M | 0.37% | +81+0.5% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 16,273 | $3.87M | 0.05% | −132−0.8% | Reduced |
| Principal Financial Group Inc | 16,124 | $3.83M | 0.00% | +326+2.1% | Added |
| ExodusPoint Capital Management, LP | 15,984 | $3.80M | 0.05% | +10,091+171.2% | Added |
| IFM Investors Pty Ltd | 15,844 | $3.77M | 0.05% | −536−3.3% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 15,677 | $3.73M | 0.02% | −62−0.4% | Reduced |
| Dark Forest Capital Management LP | 15,625 | $3.71M | 0.31% | +8,993+135.6% | Added |
| Eagle Rock Investment Company, LLC | 15,400 | $3.66M | 0.83% | −10,687−41.0% | Reduced |
| Toronto Dominion Bank | 14,819 | $3.52M | 0.01% | −4,053−21.5% | Reduced |
| Swedbank AB | 14,158 | $3.36M | 0.01% | +173+1.2% | Added |
| Handelsbanken Fonder AB | 14,081 | $3.35M | 0.02% | 00.0% | Unchanged |
| Point72 Asset Management, L.P. | 13,800 | $3.28M | 0.01% | −44,100−76.2% | Reduced |
| DnB Asset Management AS | 13,679 | $3.25M | 0.02% | −1,115−7.5% | Reduced |
| TD Private Client Wealth LLC | 13,663 | $3.25M | 0.14% | −1,825−11.8% | Reduced |
| WBI Investments | 13,567 | $3.22M | 0.65% | +13,567 | New |
| Utah Retirement Systems | 13,417 | $3.19M | 0.05% | 00.0% | Unchanged |
| Tredje AP-fonden | 12,823 | $3.05M | 0.04% | −1,368−9.6% | Reduced |
| CIBC Asset Management Inc | 12,820 | $3.05M | 0.01% | −882−6.4% | Reduced |
| Martingale Asset Management L P | 12,399 | $2.95M | 0.06% | +11,417+1,162.6% | Added |
| Vident Advisory, LLC | 12,266 | $2.92M | 0.09% | +12,266 | New |
| CIBC World Markets Inc. | 12,253 | $2.91M | 0.01% | −509−4.0% | Reduced |
| EFG Asset Management (Americas) Corp. | 12,117 | $2.88M | 0.69% | −869−6.7% | Reduced |
| Tocqueville Asset Management L.P. | 12,048 | $2.86M | 0.05% | +509+4.4% | Added |
| Bank of Nova Scotia | 11,818 | $2.81M | 0.01% | −130,762−91.7% | Reduced |
| BNP Paribas Arbitrage, SA | 11,670 | $2.77M | 0.01% | −4,991−30.0% | Reduced |
| Atria Investments LLC | 11,653 | $2.77M | 0.05% | +492+4.4% | Added |
| Symphony Financial, Ltd. Co. | 11,552 | $2.75M | 0.68% | +801+7.5% | Added |
| Bridgeway Capital Management, LLC | 11,340 | $2.69M | 0.07% | +50+0.4% | Added |
| KBC Group NV | 11,162 | $2.65M | 0.01% | −20,917−65.2% | Reduced |
| Xponance, Inc. | 11,139 | $2.65M | 0.04% | +114+1.0% | Added |
| Mirae Asset Global Investments Co., Ltd. | 10,794 | $2.57M | 0.01% | +691+6.8% | Added |
| Quantinno Capital Management LP | 10,793 | $2.56M | 0.12% | +721+7.2% | Added |
| Nisa Investment Advisors, LLC | 10,752 | $2.56M | 0.02% | +419+4.1% | Added |
| Amalgamated Bank | 10,457 | $2.48M | 0.02% | +1,355+14.9% | Added |
| Silvant Capital Management LLC | 10,224 | $2.43M | 0.15% | 00.0% | Unchanged |
| Retirement Capital Strategies | 10,111 | $2.40M | 1.13% | 00.0% | Unchanged |
| JustInvest LLC | 10,087 | $2.40M | 0.07% | +494+5.1% | Added |
| DekaBank Deutsche Girozentrale | 9,899 | $2.35M | 0.01% | −234−2.3% | Reduced |
| Allianz Asset Management GmbH | 9,871 | $2.35M | 0.00% | −3,738−27.5% | Reduced |
| Park Avenue Securities LLC | 9,864 | $2.34M | 0.04% | +9,864 | New |
| Compagnie Lombard Odier SCmA | 9,715 | $2.31M | 0.05% | +6,382+191.5% | Added |
| Public Sector Pension Investment Board | 9,654 | $2.29M | 0.02% | −100−1.0% | Reduced |
| Caldwell Trust Co | 9,641 | $2.29M | 0.31% | −25−0.3% | Reduced |
| First Republic Investment Management, Inc. | 9,557 | $2.27M | 0.01% | +9,557 | New |
| Mackenzie Financial Corp | 9,599 | $2.21M | 0.00% | +1,201+14.3% | Added |
| Knights of Columbus Asset Advisors LLC | 9,292 | $2.21M | 0.20% | +9,292 | New |
| Public Employees Retirement Association of Colorado | 9,118 | $2.17M | 0.01% | −680−6.9% | Reduced |
| Beacon Investment Advisors LLC | 9,115 | $2.17M | 1.53% | −7,508−45.2% | Reduced |
| Laurion Capital Management LP | 8,887 | $2.11M | 0.06% | 00.0% | Unchanged |
| Prudential PLC | 8,830 | $2.10M | 0.02% | −12,488−58.6% | Reduced |
| Flynn Zito Capital Management, LLC | 8,634 | $2.05M | 1.44% | 00.0% | Unchanged |
| Dana Investment Advisors, Inc. | 8,628 | $2.05M | 0.10% | +1,790+26.2% | Added |
| CWM Advisors, LLC | 8,608 | $2.05M | 0.26% | −1,541−15.2% | Reduced |
| Duality Advisers, LP | 8,523 | $2.03M | 0.24% | +8,523 | New |
| Nissay Asset Management Corp | 8,515 | $2.02M | 0.02% | +167+2.0% | Added |
| First Hawaiian Bank | 8,435 | $2.00M | 0.07% | +24+0.3% | Added |
| Sumitomo Life Insurance Co | 8,409 | $2.00M | 0.06% | +1,048+14.2% | Added |
| Daiwa Securities Group Inc. | 8,393 | $2.00M | 0.01% | −869−9.4% | Reduced |
| Blackhawk Capital Partners LLC. | 8,375 | $1.99M | 1.46% | −24−0.3% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 8,288 | $1.97M | 0.01% | +8,288 | New |
| Advisory Services Network, LLC | 8,170 | $1.94M | 0.05% | −1,406−14.7% | Reduced |
| PDT Partners, LLC | 8,107 | $1.93M | 0.24% | +8,107 | New |
| SG Americas Securities, LLC | 8,106 | $1.93M | 0.03% | +8,106 | New |
| Oliver Luxxe Assets LLC | 8,104 | $1.93M | 0.49% | +2,776+52.1% | Added |
| Aquila Investment Management LLC | 8,000 | $1.90M | 1.75% | +2,000+33.3% | Added |
| Yorktown Management & Research Co Inc | 7,990 | $1.90M | 2.14% | −410−4.9% | Reduced |
| Clark Capital Management Group, Inc. | 7,936 | $1.89M | 0.02% | +278+3.6% | Added |
| Sheaff Brock Investment Advisors, LLC | 7,902 | $1.88M | 0.19% | −29−0.4% | Reduced |
| Mariner, LLC | 7,872 | $1.87M | 0.01% | +220+2.9% | Added |
| Cetera Advisor Networks LLC | 7,761 | $1.84M | 0.01% | +680+9.6% | Added |
| Robeco Institutional Asset Management B.V. | 7,715 | $1.83M | 0.00% | −3,903−33.6% | Reduced |
| Neuberger Berman Group LLC | 7,516 | $1.79M | 0.00% | −451−5.7% | Reduced |
| Pitcairn Co | 7,509 | $1.78M | 0.15% | +57+0.8% | Added |
| Gulf International Bank (UK) Ltd | 7,357 | $1.75M | 0.05% | −661−8.2% | Reduced |
| Redhawk Wealth Advisors, Inc. | 7,322 | $1.74M | 0.58% | +75+1.0% | Added |
| Foresight Global Investors, Inc. | 7,220 | $1.72M | 0.95% | +4,260+143.9% | Added |
| British Columbia Investment Management Corp | 7,064 | $1.68M | 0.02% | −39−0.5% | Reduced |
| Eqis Capital Management, Inc. | 7,038 | $1.67M | 0.20% | −960−12.0% | Reduced |
| New York State Teachers Retirement System | 6,988 | $1.66M | 0.00% | −112−1.6% | Reduced |
| Sterling Group Wealth Management, LLC | 6,852 | $1.63M | 1.54% | −140−2.0% | Reduced |
| HighTower Advisors, LLC | 6,711 | $1.59M | 0.00% | +110+1.7% | Added |
| CIBC Private Wealth Group, LLC | 6,678 | $1.59M | 0.00% | +5,495+464.5% | Added |
| Redwood Investment Management, LLC | 6,665 | $1.58M | 0.14% | −915−12.1% | Reduced |
| Versor Investments LP | 6,598 | $1.57M | 0.32% | +3,628+122.2% | Added |
| Federated Hermes, Inc. | 6,406 | $1.52M | 0.00% | −210−3.2% | Reduced |
| Candriam Luxembourg S.C.A. | 6,346 | $1.51M | 0.01% | −29,475−82.3% | Reduced |
| MAI Capital Management | 6,229 | $1.48M | 0.02% | +58+0.9% | Added |
| Sawtooth Solutions, LLC | 6,227 | $1.48M | 0.05% | +1,722+38.2% | Added |
| Connectus Wealth, LLC | 6,056 | $1.44M | 0.03% | +14+0.2% | Added |
| Nicholas Investment Partners, LP | 6,039 | $1.44M | 0.11% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 6,020 | $1.43M | 0.02% | +6,020 | New |
| Maryland State Retirement & Pension System | 5,954 | $1.41M | 0.03% | 00.0% | Unchanged |
| Van Leeuwen & Company, LLC | 5,834 | $1.39M | 0.86% | +141+2.5% | Added |
| Raymond James Trust N.A. | 5,662 | $1.35M | 0.04% | +196+3.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 5,528 | $1.31M | 0.00% | +341+6.6% | Added |
| Cetera Investment Advisers | 5,474 | $1.30M | 0.01% | +105+2.0% | Added |
| Nordea Investment Management AB | 5,431 | $1.30M | 0.00% | −20,399−79.0% | Reduced |